SMOG · VanEck Low Carbon Energy ETF ETF

$139.99 +0.20 (+0.14%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 15

Total Value: $9,385,914

Total Shares: 92,838

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 15 13F filers · Δ vs Dec 31, 2024

Top Holder

28.0%

+13.9 pts

Top 5

78.9%

+31.9 pts

Top 10

98.9%

+29.5 pts

HHI

1,716

Moderately concentrated+1,074

Quarterly Activity

vs Dec 31, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -41

Institutional value: -66.7%

Shares held: -67.5%

Top Buyers

vs Dec 31, 2024

Institution	Added	Now Holds	Open
Mega JANE STREET GROUP, LLC	+2,785	22,647
Large JONES FINANCIAL COMPANIES LLLP	+717	1,613

Top Sellers

vs Dec 31, 2024

Institution	Sold	Now Holds
Mega BANK OF AMERICA CORP /DE/	−4,503	491
Mega ROYAL BANK OF CANADA	−1,438	5,647
Mega MORGAN STANLEY	−1,126	25,964
Large Federation des caisses Desjardins du Quebec	−483	6,452
Mid FLPUTNAM INVESTMENT MANAGEMENT CO	−125	1,981

Top New Positions

vs Dec 31, 2024

Institution	Acquired	Value (USD)	Open
Mid GTS SECURITIES LLC	7,547	$763,001

Top Sold-Out Positions

vs Dec 31, 2024

Institution	Previously Held	Last Value (USD)
Small FLAGSHIP HARBOR ADVISORS, LLC	40,310	$3,979,000
Small Money Design Co.,Ltd.	27,790	$2,743,150
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	19,362	$1,911,223
Mega AMERIPRISE FINANCIAL INC	18,821	$1,857,820
Mega LPL Financial LLC	12,897	$1,273,062

Filter: New 1 Increased 2 Reduced 5 Sold out 42 Unchanged 7

Showing 15 of 15

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY SMOG

$2,624,960

27.97%

25,964

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	13	$1,314	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	25,951	$2,623,646	99.9%	Defined

JANE STREET GROUP, LLC SMOG

$2,289,611

24.39%

22,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	22,647	$2,289,611	100.0%	Defined

Pathstone Holdings, LLC SMOG

$874,616

9.32%

8,651

Focus Partners Wealth SMOG

$851,868

9.08%

8,426

GTS SECURITIES LLC SMOG

$763,001

8.13%

7,547

Federation des caisses Desjardins du Quebec SMOG

$652,297

6.95%

6,452

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	6,452	$652,297	100.0%	Defined

ROYAL BANK OF CANADA SMOG

$570,910

6.08%

5,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,370	$138,507	24.3%	Defined
RBC Dominion Securities Inc.	3,221	$325,643	57.0%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	248	$25,072	4.4%	Defined
RBC Private Counsel (USA) Inc.	226	$22,848	4.0%	Defined
CITY NATIONAL ROCHDALE, LLC	582	$58,840	10.3%	Defined

Mariner, LLC SMOG

$290,561

3.10%

2,874

FLPUTNAM INVESTMENT MANAGEMENT CO SMOG

$200,279

2.13%

1,981

JONES FINANCIAL COMPANIES LLLP SMOG

$163,074

1.74%

1,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	1,613	$163,074	100.0%	Sole

BANK OF AMERICA CORP /DE/ SMOG

$49,639

0.53%

491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	32	$3,235	6.5%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	302	$30,532	61.5%	Defined
BOFA SECURITIES, INC.	157	$15,872	32.0%	Defined

COMERICA BANK SMOG

$49,235

0.52%

487

Kiker Wealth Management, LLC SMOG

$5,257

0.06%

Vermillion & White Wealth Management Group, LLC SMOG

$606

0.01%

PROEQUITIES, INC. SMOG

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	19,362	$1,911,223	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	18,821	$1,857,820	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	11,216	$1,107,131	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,009	$99,598	20.3%	Defined
Osaic Advisory Services, LLC	2,787	$275,104	56.1%	Defined
OSAIC FA, INC.	1,168	$115,293	23.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	855	$84,397	18.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	3,845	$379,539	81.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	32	$3,158	1.5%	Defined
Stifel Independent Advisors, LLC	2,005	$197,913	94.2%	Defined
1919 Investment Counsel, LLC	92	$9,081	4.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	1,046	$103,250	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	871	$85,976	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	303	$29,909	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	169	$16,681	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	166	$16,385	100.0%	Defined