SPFF · Global X SuperIncome Preferred ETF ETF

$9.38 -0.04 (-0.42%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 13

Total Value: $9,718,387

Total Shares: 1,106,879

Institutional Ownership Trend

15 quarters

Holder Concentration

Across 13 13F filers · Δ vs Jun 30, 2023

Top Holder

33.7%

+14.6 pts

Top 5

84.3%

+28.5 pts

Top 10

99.7%

+17.7 pts

HHI

1,956

Moderately concentrated+1,047

Quarterly Activity

vs Jun 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -37

Institutional value: -78.0%

Shares held: -77.4%

Top Buyers

vs Jun 30, 2023

Institution	Added	Now Holds
Mid Advisory Services Network, LLC	+102,776	114,444
Mega BANK OF AMERICA CORP /DE/	+7,525	373,105
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+7,435	46,106
Large Cetera Investment Advisers	+1,710	71,137

Top Sellers

vs Jun 30, 2023

Institution	Sold	Now Holds
Mega ROYAL BANK OF CANADA	−304,399	2,039
Mega MORGAN STANLEY	−32,675	231,017
Mega JANE STREET GROUP, LLC	−5,758	56,055
Large NewEdge Advisors, LLC	−1,135	55,592

Top New Positions

vs Jun 30, 2023

Institution	Acquired	Value (USD)
Mega CITADEL ADVISORS LLC	142,924	$1,254,872
Large COMERICA BANK	11,300	$99,214
Small Financial Gravity Asset Management, Inc.	728	$6,390
Small Fortis Group Advisors, LLC	500	$4,390

Top Sold-Out Positions

vs Jun 30, 2023

Institution	Previously Held	Last Value (USD)
Mega WELLS FARGO & COMPANY/MN	935,205	$8,454,252
Mega LPL Financial LLC	752,061	$6,798,631
Mid Sound Income Strategies, LLC	369,240	$3,337,929
Mega UBS Group AG	281,566	$2,545,355
Mid Hennion & Walsh Asset Management, Inc.	275,093	$2,486,840

Filter: New 4 Increased 4 Reduced 4 Sold out 41 Unchanged 1

Showing 13 of 13

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BANK OF AMERICA CORP /DE/ SPFF

$3,275,860

33.71%

373,105

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,324	$11,624	0.4%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	59,134	$519,196	15.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	312,647	$2,745,040	83.8%	Defined

MORGAN STANLEY SPFF

$2,028,328

20.87%

231,017

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	231,017	$2,028,328	100.0%	Defined

CITADEL ADVISORS LLC SPFF

$1,254,872

12.91%

142,924

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	142,924	$1,254,872	100.0%	Defined

Advisory Services Network, LLC SPFF

$1,004,818

10.34%

114,444

Cetera Investment Advisers SPFF

$624,582

6.43%

71,137

JANE STREET GROUP, LLC SPFF

$492,162

5.06%

56,055

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	56,055	$492,162	100.0%	Defined

NewEdge Advisors, LLC SPFF

$488,097

5.02%

55,592

SUSQUEHANNA INTERNATIONAL GROUP, LLP SPFF

$404,810

4.17%

46,106

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	46,106	$404,810	100.0%	Defined

COMERICA BANK SPFF

$99,214

1.02%

11,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	11,300	$99,214	100.0%	Defined

ROYAL BANK OF CANADA SPFF

$17,902

0.18%

2,039

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,039	$17,902	100.0%	Defined

HARBOUR INVESTMENTS, INC. SPFF

$16,962

0.17%

1,932

Financial Gravity Asset Management, Inc. SPFF

$6,390

0.07%

728

Fortis Group Advisors, LLC SPFF

$4,390

0.05%

500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	122,062	$1,103,440	13.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	813,143	$7,350,812	86.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	280,936	$2,539,661	99.8%	Defined
UBS AG	11	$99	0.0%	Defined
UBS Securities LLC	619	$5,595	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,500	$13,560	9.8%	Defined
SAGEPOINT FINANCIAL, INC.	5,043	$45,588	33.1%	Defined
FSC SECURITES, INC.	400	$3,616	2.6%	Defined
WOODBURY FINANCIAL SERVICES, INC.	2,117	$19,137	13.9%	Defined
SECURITIES AMERICA ADVISORS INC	816	$7,376	5.4%	Defined
ARBOR POINT ADVISORS, LLC	2,477	$22,392	16.3%	Defined
American Portfolios Advisors	2,821	$25,501	18.5%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	66	$596	0.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS GROUP, INC. joint	12,682	$114,645	100.0%	Defined