USMC · Principal U.S. Mega-Cap ETF ETF

$76.75 -0.36 (-0.46%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 48

Total Value: $738,943,537

Total Shares: 10,839,249

Institutional Ownership Trend

23 quarters

Holder Concentration

Across 48 13F filers · Δ vs Jun 30, 2025

Top Holder

40.4%

−30.8 pts

Top 5

73.9%

−16.4 pts

Top 10

90.3%

−5.1 pts

HHI

2,005

Moderately concentrated−3,197

Quarterly Activity

vs Jun 30, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -28

Institutional value: -77.4%

Shares held: -79.3%

Top Buyers

vs Jun 30, 2025

Institution	Added	Now Holds
Mid PRINCIPAL SECURITIES, INC.	+373,083	4,379,501
Micro Wealth Advisors of Iowa, LLC	+144,585	207,662
Large NewEdge Advisors, LLC	+143,807	459,273
Mid Integrated Wealth Concepts LLC	+99,385	155,596
Mega LPL Financial LLC	+60,714	1,317,005

Top Sellers

vs Jun 30, 2025

Institution	Sold	Now Holds
Mid GTS SECURITIES LLC	−48,987	7,488
Mega RAYMOND JAMES FINANCIAL INC	−28,004	761,861
Mega WELLS FARGO & COMPANY/MN	−5,591	596,502
Mid One Capital Management, LLC	−3,550	7,732
Large MML INVESTORS SERVICES, LLC	−1,096	57,687

Top New Positions

vs Jun 30, 2025

Institution	Acquired	Value (USD)
Large MERCER GLOBAL ADVISORS INC /ADV	904,936	$61,692,201
Large OSAIC HOLDINGS, INC.	66,644	$4,543,321
Large &PARTNERS	55,624	$3,792,054
Large Gotham Asset Management, LLC	18,705	$1,275,175
Mid Advisory Services Network, LLC	6,905	$470,734

Top Sold-Out Positions

vs Jun 30, 2025

Institution	Previously Held	Last Value (USD)
Mega PRINCIPAL FINANCIAL GROUP INC	37,292,203	$2,333,000,218
Mega ENVESTNET ASSET MANAGEMENT INC	3,814,251	$238,619,542
Micro O'Brien Wealth Partners LLC	920,520	$57,587,731
Small Legacy CG, LLC	308,748	$19,315,274
Mid Segment Wealth Management, LLC	257,232	$16,092,433

Filter: New 10 Increased 20 Reduced 11 Sold out 38 Unchanged 7

Showing 48 of 48

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

PRINCIPAL SECURITIES, INC. USMC

$298,563,721

40.40%

4,379,501

LPL Financial LLC USMC

$89,784,181

12.15%

1,317,005

MERCER GLOBAL ADVISORS INC /ADV USMC

$61,692,201

8.35%

904,936

RAYMOND JAMES FINANCIAL INC USMC

$51,938,349

7.03%

761,861

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	253,782	$17,301,080	33.3%	Defined
Raymond James Financial Services Advisors, Inc.	508,079	$34,637,269	66.7%	Defined

MORGAN STANLEY USMC

$44,460,521

6.02%

652,172

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	651,869	$44,439,865	100.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	303	$20,656	0.0%	Defined

WELLS FARGO & COMPANY/MN USMC

$40,665,329

5.50%

596,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	298,202	$20,329,324	50.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	298,300	$20,336,005	50.0%	Defined

NewEdge Advisors, LLC USMC

$31,310,018

4.24%

459,273

Orion Porfolio Solutions, LLC USMC

$19,939,920

2.70%

292,490

Symphony Financial Services, Inc. USMC

$14,624,471

1.98%

214,520

Wealth Advisors of Iowa, LLC USMC

$14,156,941

1.92%

207,662

Integrated Wealth Concepts LLC USMC

$10,607,446

1.44%

155,596

TWO SIGMA INVESTMENTS, LP USMC

$7,935,337

1.07%

116,400

OSAIC HOLDINGS, INC. USMC

$4,543,321

0.61%

66,644

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	66,644	$4,543,321	100.0%	Defined

ROYAL BANK OF CANADA USMC

$4,261,426

0.58%

62,509

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	62,509	$4,261,426	100.0%	Defined

UBS Group AG USMC

$4,058,746

0.55%

59,536

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	57,350	$3,909,721	96.3%	Defined
UBS AG	308	$20,997	0.5%	Defined
UBS Securities LLC	1,878	$128,028	3.2%	Defined

MML INVESTORS SERVICES, LLC USMC

$3,932,695

0.53%

57,687

Cetera Investment Advisers USMC

$3,913,811

0.53%

57,410

&PARTNERS USMC

$3,792,054

0.51%

55,624

JPMORGAN CHASE & CO USMC

$3,287,642

0.44%

48,225

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	48,125	$3,280,825	99.8%	Defined
55I, LLC	100	$6,817	0.2%	Defined

US BANCORP \DE\ USMC

$3,021,291

0.41%

44,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
U.S. BANCORP INVESTMENTS, INC.	44,318	$3,021,291	100.0%	Defined

Cambridge Investment Research Advisors, Inc. USMC

$2,717,239

0.37%

39,858

CreativeOne Wealth, LLC USMC

$2,694,742

0.36%

39,528

Richmond Investment Services, LLC USMC

$2,059,029

0.28%

30,203

SUSQUEHANNA INTERNATIONAL GROUP, LLP USMC

$1,963,381

0.27%

28,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	7,922	$540,066	27.5%	Other
G1 EXECUTION SERVICES, LLC	20,878	$1,423,315	72.5%	Other

CITADEL ADVISORS LLC USMC

$1,750,478

0.24%

25,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	25,677	$1,750,478	100.0%	Defined

STIFEL FINANCIAL CORP USMC

$1,583,931

0.21%

23,234

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	23,234	$1,583,931	100.0%	Defined

Gotham Asset Management, LLC USMC

$1,275,175

0.17%

18,705

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO USMC

$1,267,608

0.17%

18,594

Kestra Advisory Services, LLC USMC

$1,000,847

0.14%

14,681

CARY STREET PARTNERS FINANCIAL LLC USMC

$893,066

0.12%

13,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	13,100	$893,066	100.0%	Defined

Steward Partners Investment Advisory, LLC USMC

$769,536

0.10%

11,288

BANK OF AMERICA CORP /DE/ USMC

$739,062

0.10%

10,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	291	$19,838	2.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	585	$39,881	5.4%	Defined
MANAGED ACCOUNT ADVISORS LLC	9,965	$679,343	91.9%	Defined

One Capital Management, LLC USMC

$527,113

0.07%

7,732

GTS SECURITIES LLC USMC

$510,479

0.07%

7,488

Advisory Services Network, LLC USMC

$470,734

0.06%

6,905

BLAIR WILLIAM & CO/IL USMC

$364,793

0.05%

5,351

Private Advisor Group, LLC USMC

$340,319

0.05%

4,992

Baird Financial Group, Inc. USMC

$330,979

0.04%

4,855

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	4,855	$330,979	100.0%	Defined

Perennial Investment Advisors, LLC USMC

$289,667

0.04%

4,249

Equitable Holdings, Inc. USMC

$289,189

0.04%

4,242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	4,242	$289,189	100.0%	Defined

Virtu Financial LLC USMC

$255,307

0.03%

3,745

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	3,745	$255,307	100.0%	Defined

D. E. Shaw & Co., Inc. USMC

$213,108

0.03%

3,126

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	3,126	$213,108	100.0%	Defined

COMERICA BANK USMC

$84,807

0.01%

1,244

Russell Investments Group, Ltd. USMC

$57,742

0.01%

847

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	847	$57,742	100.0%	Defined

Strategic Wealth Partners, Ltd. USMC

$3,681

0.00%

HARBOUR INVESTMENTS, INC. USMC

$1,840

0.00%

Rockefeller Capital Management L.P. USMC

$204

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	3	$204	100.0%	Defined

FMR LLC USMC

$60

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	9	$60	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	43,557	$2,724,925	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Clarfeld Financial Advisors, LLC	19,196	$1,200,901	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	3,912	$244,734	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	349	$21,833	100.0%	Defined