UUPP · Principal CLO ETF · Fails to Deliver ETF
$25.25
+0.12 (+0.48%)
At close · Oct 20
Return incl. dividend (before tax)
Volume · Oct 20
1502
Avg daily vol (3M)
296
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-09-30 | 14 | $25.20 | $353 |
| 2026-09-17 | 20 | $25.14 | $503 |
| 2026-09-16 | 19 | $25.13 | $477 |
| 2026-09-15 | 18 | $25.13 | $452 |
| 2026-09-11 | 1 | $25.12 | $25 |
| 2026-09-10 | 1 | $25.15 | $25 |
| 2026-09-09 | 886 | $25.12 | $22,256 |
| 2026-09-08 | 1,078 | $25.18 | $27,144 |
| 2026-09-04 | 215 | $25.09 | $5,394 |
| 2026-09-03 | 215 | $25.19 | $5,416 |
| 2026-08-18 | 3 | $25.13 | $75 |
| 2026-08-17 | 3 | $25.13 | $75 |
| 2026-08-14 | 3 | $25.12 | $75 |
| 2026-08-07 | 58 | $25.08 | $1,455 |
| 2026-08-06 | 58 | $25.08 | $1,455 |
| 2026-08-05 | 59 | $25.08 | $1,480 |
| 2026-08-04 | 1 | $25.07 | $25 |
| 2026-07-27 | 1 | $25.16 | $25 |
Showing 1–18 of 18 settlements