UUPP · Principal CLO ETF · Documents ETF
$25.25
+0.12 (+0.48%)
At close · Oct 20
Return incl. dividend (before tax)
Volume · Oct 20
1502
Avg daily vol (3M)
296
SEC filings belong to the fund's registrant and can cover sibling fund series as well as this exchange listing. They are shown most recent first.
| Type | AI summary | Filing Date | Period | Open |
|---|---|---|---|---|
| DEFR14A | Principal Exchange-Traded Funds corrected Appendix A for Principal Capital Appreciation Select ETF after a clerical error, reporting 55,900,001 shares outstanding and ownership by State Street Bank and Trust Company, National Financial Services LLC, and Apex Clearing Corporation. | 2026-10-15 | — | |
| DEF 14A | Principal Exchange-Traded Funds shareholders will vote November 24, 2026 on changing Principal Capital Appreciation Select ETF from “diversified” to “non-diversified”; the Board recommends approval for greater portfolio concentration flexibility without changing its objective, fees or management. | 2026-10-13 | 2026-11-24 | |
| PRE 14A | — | 2026-10-02 | — | |
| DEFA14A | — | 2026-06-12 | — | |
| DEFA14A | — | 2026-06-05 | — | |
| DEFA14A | — | 2026-05-29 | — | |
| DEFA14A | — | 2026-05-15 | — | |
| DEFA14A | — | 2026-05-15 | — | |
| DEFA14A | — | 2026-05-08 | — | |
| DEFA14A | — | 2026-05-05 | — | |
| DEFA14A | — | 2026-04-28 | — | |
| DEF 14A | — | 2026-04-20 | 2026-06-25 | |
| PRE 14A | — | 2026-04-10 | — | |
| DEF 14A | — | 2024-10-10 | — | |
| PRE 14A | — | 2024-09-25 | — | |
| DEFA14A | — | 2023-03-31 | — | |
| DEFA14A | — | 2023-03-27 | — | |
| DEFA14A | — | 2023-03-15 | — | |
| DEF 14A | — | 2023-03-06 | — | |
| PRE 14A | — | 2023-02-24 | — | |
| DEFA14A | — | 2022-05-24 | — | |
| DEFA14A | — | 2022-05-18 | — | |
| DEFA14A | — | 2022-05-03 | — | |
| DEFA14A | — | 2022-04-20 | — | |
| DEF 14A | — | 2022-03-15 | 2022-05-24 | |
| DEF 14A | — | 2022-03-14 | 2022-05-24 | |
| PRE 14A | — | 2022-03-04 | 2022-05-24 | |
| 8-K | — | 2020-08-13 | 2020-08-10 |
Showing 1–28 of 28 filings