THOMPSON DAVIS & CO., INC.

CIK

1017284

Location

RICHMOND, VA

Portfolio Value

Small $132,625,728

Diversification

Moderately concentrated

Filing Date

Global Rank

#5,518 / 8,700 ▲ 1375

Top Industry

Building Materials 42.0%

Period ended 2 months ago

Filed Jul 29, 2026 · 46d

19 quarters · since Dec 2021

Portfolio Concentration

127 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

39.9%

−0.2 pts

Top 5

55.2%

+0.2 pts

Top 10

62.8%

−1.2 pts

HHI

1,704

Moderately concentrated−9

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Basic Materials	42.9%	$56,907,749	8
Industrials	24.6%	$32,680,709	34
Technology	13.7%	$18,199,313	30
Healthcare	4.7%	$6,259,425	15
Financial Services	3.3%	$4,367,586	7
Unclassified	2.7%	$3,630,839	8
Communication Services	2.2%	$2,973,245	8
Consumer Cyclical	2.2%	$2,925,056	6
Consumer Defensive	1.8%	$2,398,778	3
Energy	1.0%	$1,285,320	5
Utilities	0.8%	$997,708	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NXDR	Nextdoor Holdings, Inc.	+103,200	151,643	$344,229
BB	BLACKBERRY Ltd	+54,395	74,315	$940,084
TGEN	Tecogen Inc.	+45,840	144,840	$756,064
ESOA	Energy Services of America CORP	+34,475	54,825	$1,060,315
CRVO	CervoMed Inc.	+19,750	29,750	$92,225
LTRX	Lantronix Inc	+15,720	34,670	$203,859
CX	Cemex Sab De CV	+7,000	41,000	$492,000
JELD	JELD-WEN Holding, Inc.	+6,000	22,250	$33,375
AAPL	Apple Inc.	+3,777	8,273	$2,393,875
AMZN	Amazon Com Inc	+3,232	5,231	$1,246,756
RKT	Rocket Companies, Inc.	+3,050	19,150	$301,612
PLTR	Palantir Technologies Inc.	+2,512	4,700	$548,349
VUZI	Vuzix Corp	+2,000	23,000	$66,700
OUNZ	VanEck Merk Gold ETF	+1,550	21,500	$829,685
USLM	United States Lime & Minerals Inc	+950	2,525	$264,291
WMT	Walmart Inc.	+791	6,944	$786,477
PROF	Profound Medical Corp.	+750	216,535	$1,439,957
NVDA	Nvidia Corp	+529	9,420	$1,884,847
TEVA	Teva Pharmaceutical Industries Ltd	+500	10,900	$369,292
BW	Babcock & Wilcox Enterprises, Inc.	+410	56,375	$794,887
MSFT	Microsoft Corp	+349	2,158	$804,977
JNJ	Johnson & Johnson	+205	2,301	$584,384
RKLB	Rocket Lab Corp	+175	8,125	$825,906
KEYS	Keysight Technologies, Inc.	+165	3,275	$1,146,479
VISN	Vistance Networks, Inc.	+150	10,900	$139,302
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSIN	Big Sky Industrial Inc.	−63,776	17,001	$18,701
NRDY	Nerdy Inc.	−41,000	40,000	$36,640
IRIX	Iridex Corp	−32,000	15,444	$17,760
SATL	Satellogic Inc.	−30,825	23,500	$134,420
SHIM	Shimmick Corp	−21,500	104,000	$475,280
FEIM	Frequency Electronics Inc	−20,465	8,150	$540,752
SMID	Smith Midland Corp	−17,656	1,824,119	$52,899,451
RCEL	AVITA Medical, Inc.	−7,960	31,090	$128,401
LPTH	Lightpath Technologies Inc	−6,750	56,250	$919,687
CNVS	Cineverse Corp.	−6,500	17,650	$52,420
WGS	GeneDx Holdings Corp.	−5,591	10,050	$689,932
GOOGL	Alphabet Inc.	−2,845	2,554	$912,722
TPC	Tutor Perini Corp	−2,792	5,335	$442,644
PRME	Prime Medicine, Inc.	−2,650	14,590	$53,837
STXS	Stereotaxis, Inc.	−2,000	27,999	$48,158
UAMY	United States Antimony Corp	−1,550	13,775	$100,006
FIX	Comfort Systems USA Inc	−949	862	$1,708,440
LUV	Southwest Airlines Co	−599	5,447	$280,084
MU	Micron Technology Inc	−571	923	$1,065,409
BDSX	Biodesix Inc	−400	11,350	$255,942
SNDK	Sandisk Corp	−328	217	$493,399
V	Visa Inc.	−183	1,072	$367,792
TSLA	Tesla, Inc.	−125	1,700	$715,020
ET	Energy Transfer LP	−100	10,000	$191,200
MTZ	Mastec Inc	−75	915	$380,694
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
GLW	Corning Inc /Ny	8,020	$2,048,548
AMD	Advanced Micro Devices Inc	1,130	$656,428
QXO	QXO, Inc.	31,865	$550,627
FTAI	FTAI Aviation Ltd.	1,950	$527,533
UBER	Uber Technologies, Inc	7,165	$517,026
CTRI	Centuri Holdings, Inc.	16,525	$499,716
VICR	Vicor Corp	1,200	$455,736
DIA	Spdr Dow Jones Industrial Average ETF Trust	850	$444,031
NVO	Novo Nordisk A S	8,550	$409,887
BLDR	Builders FirstSource, Inc.	4,250	$380,290
SPCX	Space Exploration Technologies Corp	2,085	$356,243
CVS	CVS HEALTH Corp	3,400	$351,730
RMIX	Suncrete, Inc.	15,050	$339,076
INTC	Intel Corp	2,300	$321,149
SMTC	Semtech Corp	1,950	$315,607
LRCX	Lam Research Corp	720	$311,997
QQQ	Invesco Qqq Trust, Series 1	402	$296,032
BRK-B	Berkshire Hathaway Inc	582	$291,226
HWM	Howmet Aerospace Inc.	1,050	$282,303
VST	Vistra Corp.	1,750	$277,602
NOK	Nokia Corp	19,900	$264,272
RDDT	Reddit, Inc.	1,500	$260,370
SNAP	Snap Inc	57,660	$256,010
DAL	Delta Air Lines, Inc.	2,650	$248,199
IBIT	iShares Bitcoin Trust ETF	7,426	$247,211
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
VB	Vanguard Morningstar Small-Cap ETF	14,921	$4,584,004
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	69,667	$3,557,489
—		74,560	$3,472,071
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	65,971	$3,062,513
VIG	Vanguard Dividend Appreciation ETF	9,552	$2,054,253
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	15,378	$1,819,998
EDV	Vanguard World Funds Extended Duration ETF	17,575	$1,590,001
AFK	VanEck Africa Index ETF	2,751	$1,054,733
TJX	Tjx Companies Inc /De/	6,115	$976,565
ALLW	SSGA Active Trust State Street Bridgewater All Weather ETF	24,242	$839,540
AAXJ	iShares MSCI All Country Asia ex Japan ETF	8,662	$803,406
AGNG	Global X Funds Global X Aging Population ETF	10,931	$655,919
PL	Planet Labs PBC	23,050	$644,247
CWI	State Street SPDR MSCI ACWI ex-US ETF	7,350	$548,824
FNDA	Schwab Fundamental U.S. Small Company ETF	17,163	$526,560
GILT	Gilat Satellite Networks Ltd	33,815	$507,901
VEA	Vanguard FTSE Developed Markets ETF	7,434	$476,370
NFLX	Netflix Inc	4,720	$453,828
BKF	iShares MSCI BIC ETF	5,050	$398,849
—		4,849	$397,521
PPIH	Perma-Pipe International Holdings, Inc.	12,305	$366,812
VIGI	Vanguard International Dividend Appreciation ETF	3,750	$353,400
AAOI	Applied Optoelectronics, Inc.	3,659	$309,514
—		1,492	$307,053
ABI	VictoryShares Pioneer Asset-Based Income ETF	1,491	$286,152
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

127 tracked positions · $132,625,728 total · filing declares 168 positions · $167,243,029 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 127 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SMID	Smith Midland Corp Basic Materials	Reduced	1,824,119	-17,656	$52,899,451	−11.7%	39.89%
CSL	Carlisle Companies Inc Industrials	Reduced	28,947	-35	$10,500,524	+8.6%	7.92%
DOV	DOVER Corp Industrials	Reduced	20,870	-50	$4,680,723	+7.3%	3.53%
SHW	Sherwin Williams Co Basic Materials	Held	7,500	0	$2,582,400	+7.4%	1.95%
GEV	GE Vernova Inc. Industrials	Held	2,119	0	$2,489,528	+34.6%	1.88%
AAPL	Apple Inc. Technology	Added	8,273	+3,777	$2,393,875	+109.8%	1.80%
CB	Chubb Ltd Financial Services	Held	6,025	0	$2,052,958	+4.5%	1.55%
GLW	Corning Inc /Ny Technology	NEW	8,020	NEW	$2,048,548	NEW	1.54%
NVDA	Nvidia Corp Technology	Added	9,420	+529	$1,884,847	+21.6%	1.42%
FIX	Comfort Systems USA Inc Industrials	Reduced	862	-949	$1,708,440	−31.6%	1.29%
PROF	Profound Medical Corp. Healthcare	Added	216,535	+750	$1,439,957	+3.0%	1.09%
LLY	ELI LILLY & Co Healthcare	Held	1,200	0	$1,439,316	+30.4%	1.09%
DY	Dycom Industries Inc Industrials	Added	2,709	+105	$1,369,643	+55.2%	1.03%
GE	General Electric Co Industrials	Held	3,444	0	$1,287,126	+31.7%	0.97%
AMZN	Amazon Com Inc Consumer Cyclical	Added	5,231	+3,232	$1,246,756	+199.5%	0.94%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	1,281	-23	$1,198,337	−7.8%	0.90%
KEYS	Keysight Technologies, Inc. Technology	Added	3,275	+165	$1,146,479	+30.6%	0.86%
MU	Micron Technology Inc Technology	Reduced	923	-571	$1,065,409	+111.1%	0.80%
ESOA	Energy Services of America CORP Industrials	Added	54,825	+34,475	$1,060,315	+296.8%	0.80%
GLD	Spdr Gold Trust	Reduced	2,635	-5	$970,681	−14.6%	0.73%
MKL	Markel Group Inc. Financial Services	Added	482	+15	$941,350	+5.3%	0.71%
BB	BLACKBERRY Ltd Technology	Added	74,315	+54,395	$940,084	+1356.6%	0.71%
LPTH	Lightpath Technologies Inc Technology	Reduced	56,250	-6,750	$919,687	+45.5%	0.69%
GOOGL	Alphabet Inc. Communication Services	Reduced	2,554	-2,845	$912,722	−41.1%	0.69%
OUNZ	VanEck Merk Gold ETF	Added	21,500	+1,550	$829,685	−7.7%	0.63%
RKLB	Rocket Lab Corp Industrials	Added	8,125	+175	$825,906	+61.8%	0.62%
MSFT	Microsoft Corp Technology	Added	2,158	+349	$804,977	+20.2%	0.61%
CSCO	Cisco Systems, Inc. Technology	Added	6,806	+97	$799,432	+53.6%	0.60%
BW	Babcock & Wilcox Enterprises, Inc. Industrials	Added	56,375	+410	$794,887	−3.3%	0.60%
WMT	Walmart Inc. Consumer Defensive	Added	6,944	+791	$786,477	+2.8%	0.59%
META	Meta Platforms, Inc. Communication Services	Added	1,366	+50	$769,454	+2.2%	0.58%
TGEN	Tecogen Inc. Industrials	Added	144,840	+45,840	$756,064	+198.3%	0.57%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,700	-125	$715,020	+5.4%	0.54%
WGS	GeneDx Holdings Corp. Healthcare	Reduced	10,050	-5,591	$689,932	−31.3%	0.52%
AMD	Advanced Micro Devices Inc Technology	NEW	1,130	NEW	$656,428	NEW	0.49%
EME	EMCOR Group, Inc. Industrials	Added	775	+25	$643,157	+16.1%	0.48%
JNJ	Johnson & Johnson Healthcare	Added	2,301	+205	$584,384	+14.1%	0.44%
QXO	QXO, Inc. Industrials	NEW	31,865	NEW	$550,627	NEW	0.42%
PLTR	Palantir Technologies Inc. Technology	Added	4,700	+2,512	$548,349	+71.3%	0.41%
FEIM	Frequency Electronics Inc Technology	Reduced	8,150	-20,465	$540,752	−57.3%	0.41%
FTAI	FTAI Aviation Ltd. Industrials	NEW	1,950	NEW	$527,533	NEW	0.40%
UBER	Uber Technologies, Inc Technology	NEW	7,165	NEW	$517,026	NEW	0.39%
SEI	Solaris Energy Infrastructure, Inc. Energy	Held	6,425	0	$516,955	+42.4%	0.39%
CTRI	Centuri Holdings, Inc. Utilities	NEW	16,525	NEW	$499,716	NEW	0.38%
SNDK	Sandisk Corp Technology	Reduced	217	-328	$493,399	+42.5%	0.37%
CX	Cemex Sab De CV Basic Materials	Added	41,000	+7,000	$492,000	+26.5%	0.37%
SHIM	Shimmick Corp Industrials	Reduced	104,000	-21,500	$475,280	+3.2%	0.36%
NVT	nVent Electric plc Industrials	Held	2,800	0	$474,908	+43.4%	0.36%
CRWD	CrowdStrike Holdings, Inc. Technology	Held	600	0	$457,884	+95.5%	0.35%
VICR	Vicor Corp Technology	NEW	1,200	NEW	$455,736	NEW	0.34%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.