THOMPSON DAVIS & CO., INC.

Registered adviser

CIK

1017284

Location

RICHMOND, VA

Portfolio Value

Small $167,180,867

Diversification

Diversified

Filing Date

Global Rank

#7,066 / 8,818 ▼ 61

Top Industry

Building Materials 41.6%

Period ended 4 months ago

Filed Jul 29, 2026 · 3mo

19 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 41353

Roster of Oct 1, 2026

Regulatory AUM

$211,338,163

Main clients

Individuals and high net worth (96% of AUM)

Private funds

1 fund · Hedge funds

Focus by gross assets, Schedule D of Nov 15, 2024

$4,127,169 gross assets

Private funds on Schedule D 7.B.(1)

As filed Nov 15, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$5,788,325 gross assets in 1 fund Hedge funds $5,788,325 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$211,338,163	Individuals and high net worth (96%)
Apr 2025 to Mar 2026	$206,863,938	Individuals and high net worth (95%)
Apr 2024 to Mar 2025	$159,456,586	Individuals and high net worth (95%)
May 2023 to Mar 2024	$116,180,124	Individuals and high net worth (94%)
Apr 2023	$116,180,124	Individuals and high net worth (94%)
Apr 2022 to Mar 2023	$175,037,056	Individuals and high net worth (96%)

1 earlier changes not shown.

Stated strategy

Fundamental active, Growth, Quantitative / systematic, Value, Long/short hedge Form ADV Part 2A, Mar 31, 2026 · original

In the firm's words

Fundamental active: This strategy is founded on the discipline of researching, investing, and trading in companies that we believe have the potential to meet the majority or all of certain bottom-up fundamental criteria over the next four quarters.
Growth: It is a bottom-up approach that seeks to capitalize on perceived informational advantages and can be best described as an “all cap” aggressive growth and tactical trading strategy.
Quantitative / systematic: We run daily computer screens that look for sequential revenue and earnings growth, strong balance sheets, and companies selling at a discount to their growth rates.
Value: We examine earnings releases and the company guidance that is given in these releases, searching for undervalued opportunities.
Long/short hedge: TDAM also has the ability to short stocks in client portfolios

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

9.0 effective positions (12 or fewer)

Turnover

Low turnover

29.5% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.6 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 79.2%; sector active share 50.9% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

168 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

31.6%

−8.8 pts

Top 5

47.3%

−8.6 pts

Top 10

56.0%

−9.0 pts

HHI

1,112

Diversified−631

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Basic Materials	34.0%	$56,907,749	8
Unclassified	22.0%	$36,852,511	48
Industrials	19.5%	$32,680,709	34
Technology	10.9%	$18,199,313	30
Healthcare	3.7%	$6,259,425	15
Financial Services	2.6%	$4,367,586	7
Communication Services	2.6%	$4,306,712	9
Consumer Cyclical	1.7%	$2,925,056	6
Consumer Defensive	1.4%	$2,398,778	3
Energy	0.8%	$1,285,320	5
Utilities	0.6%	$997,708	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NXDR	Nextdoor Holdings, Inc.	+103,200	151,643	$344,229
BB	BLACKBERRY Ltd	+54,395	74,315	$940,084
TGEN	Tecogen Inc.	+45,840	144,840	$756,064
ESOA	Energy Services of America CORP	+34,475	54,825	$1,060,315
CRVO	CervoMed Inc.	+19,750	29,750	$92,225
JPST	JPMorgan Ultra-Short Income ETF	+18,823	63,274	$3,199,766
SCHD	Schwab U.S. Dividend Equity ETF	+17,644	34,807	$1,103,729
LTRX	Lantronix Inc	+15,720	34,670	$203,859
VUG	VANGUARD GROWTH INDEX FUND	+8,610	10,332	$889,998
CX	Cemex Sab De CV	+7,000	41,000	$492,000
JELD	JELD-WEN Holding, Inc.	+6,000	22,250	$33,375
SPIN	State Street(R) US Equity Premium Income ETF	+5,007	14,897	$479,325
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+4,106	9,021	$554,430
—		+4,100	56,130	$1,628,331
AAPL	Apple Inc.	+3,777	8,273	$2,393,875
—		+3,483	22,133	$2,028,268
GNR	State Street(R) SPDR(R) S&P(R) Global Natural Resources ETF	+3,450	10,800	$726,948
AMZN	Amazon Com Inc	+3,232	5,231	$1,246,756
RKT	Rocket Companies, Inc.	+3,050	19,150	$301,612
PLTR	Palantir Technologies Inc.	+2,512	4,700	$548,349
VUZI	Vuzix Corp	+2,000	23,000	$66,700
OUNZ	VanEck Merk Gold ETF	+1,550	21,500	$829,685
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	+1,150	6,400	$252,608
USLM	United States Lime & Minerals Inc	+950	2,525	$264,291
WMT	Walmart Inc.	+791	6,944	$786,477
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSIN	Big Sky Industrial Inc.	−63,776	17,001	$18,701
NRDY	Nerdy Inc.	−41,000	40,000	$36,640
IRIX	Iridex Corp	−32,000	15,444	$17,760
SATL	Satellogic Inc.	−30,825	23,500	$134,420
SHIM	Shimmick Corp	−21,500	104,000	$475,280
FEIM	Frequency Electronics Inc	−20,465	8,150	$540,752
SMID	Smith Midland Corp	−17,656	1,824,119	$52,899,451
RCEL	AVITA Medical, Inc.	−7,960	31,090	$128,401
LPTH	Lightpath Technologies Inc	−6,750	56,250	$919,687
CNVS	Cineverse Corp.	−6,500	17,650	$52,420
WGS	GeneDx Holdings Corp.	−5,591	10,050	$689,932
TPC	Tutor Perini Corp	−2,792	5,335	$442,644
PRME	Prime Medicine, Inc.	−2,650	14,590	$53,837
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	−2,005	3,162	$338,745
STXS	Stereotaxis, Inc.	−2,000	27,999	$48,158
—		−1,759	3,090	$256,686
VEA	Vanguard FTSE Developed Markets ETF	−1,748	5,686	$405,127
UAMY	United States Antimony Corp	−1,550	13,775	$100,006
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	−1,420	4,327	$507,470
RLY	State Street(R) Multi-Asset Real Return ETF	−1,097	8,005	$276,252
FIX	Comfort Systems USA Inc	−949	862	$1,708,440
LUV	Southwest Airlines Co	−599	5,447	$280,084
MU	Micron Technology Inc	−571	923	$1,065,409
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−500	1,950	$371,514
BDSX	Biodesix Inc	−400	11,350	$255,942
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
GLW	Corning Inc	8,020	$2,048,548
IGPT	Victory Portfolios II	7,475	$778,147
AMD	Advanced Micro Devices Inc	1,130	$656,428
QXO	QXO, Inc.	31,865	$550,627
FTAI	FTAI Aviation Ltd.	1,950	$527,533
UBER	Uber Technologies, Inc	7,165	$517,026
CTRI	Centuri Holdings, Inc.	16,525	$499,716
VICR	Vicor Corp	1,200	$455,736
DIA	Spdr Dow Jones Industrial Average ETF Trust	850	$444,031
NVO	Novo Nordisk A S	8,550	$409,887
HYBL	State Street(R) Blackstone High Income ETF	13,800	$385,710
BLDR	Builders FirstSource, Inc.	4,250	$380,290
SPCX	Space Exploration Technologies Corp	2,085	$356,243
CVS	CVS HEALTH Corp	3,400	$351,730
VUSB	VANGUARD ULTRA-SHORT BOND ETF	6,873	$342,137
RMIX	Suncrete, Inc.	15,050	$339,076
INTC	Intel Corp	2,300	$321,149
SMTC	Semtech Corp	1,950	$315,607
LRCX	Lam Research Corp	720	$311,997
QQQ	Invesco Qqq Trust, Series 1	402	$296,032
BRK-B	Berkshire Hathaway Inc	582	$291,226
HWM	Howmet Aerospace Inc.	1,050	$282,303
AIRR	First Trust Exchange-Traded Fund VI	2,110	$281,157
VST	Vistra Corp.	1,750	$277,602
NOK	Nokia Corp	19,900	$264,272
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
TJX	Tjx Companies Inc	6,115	$976,565
PL	Planet Labs PBC	23,050	$644,247
GILT	Gilat Satellite Networks Ltd	33,815	$507,901
NFLX	Netflix Inc	4,720	$453,828
SHLD	Global X Defense Tech ETF	6,031	$427,236
RING	iShares MSCI Global Gold Miners ETF	5,050	$398,849
PPIH	Perma-Pipe International Holdings, Inc.	12,305	$366,812
AAOI	Applied Optoelectronics, Inc.	3,659	$309,514
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	2,014	$295,272
FTK	Flotek Industries Inc	16,050	$272,368
NOC	Northrop Grumman Corp	361	$246,288
VSAT	Viasat Inc	5,250	$240,450
YSS	York Space Systems Inc.	10,350	$229,459
AIQ	Global X Artificial Intelligence & Technology ETF	4,900	$228,683
FLY	Firefly Aerospace Inc.	7,735	$220,215
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	2,001	$216,128
RMCF	Rocky Mountain Chocolate Factory, Inc.	95,555	$214,998
IWM	iShares Russell 2000 ETF	835	$207,080
RIG	Transocean Ltd.	27,950	$185,308
ADTN	ADTRAN Holdings, Inc.	11,865	$149,261
CVU	Cpi Aerostructures Inc	31,375	$122,990
TRAK	ReposiTrak, Inc.	11,600	$88,160
INDO	Indonesia Energy Corp Ltd	15,300	$52,632
AMPG	AmpliTech Group, Inc.	12,000	$22,800
CMBMF	Cambium Networks Corp	13,500	$2,025
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

168 tracked positions · $167,180,867 total · filing declares 168 positions · $167,243,029 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 168 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SMID	Smith Midland Corp Basic Materials	Reduced	1,824,119	-17,656	$52,899,451	−11.7%	19	before history	31.64%
CSL	Carlisle Companies Inc Industrials	Reduced	28,947	-35	$10,500,524	+8.6%	19	before history	6.28%
DOV	DOVER Corp Industrials	Reduced	20,870	-50	$4,680,723	+7.3%	19	before history	2.80%
JPST	JPMorgan Ultra-Short Income ETF	Added	63,274	+18,823	$3,199,766	+42.2%	19	before history	1.91%
VOO	VANGUARD 500 INDEX FUND	Added	4,613	+346	$3,168,254	+24.3%	19	before history	1.90%
SHW	Sherwin Williams Co Basic Materials	Held	7,500	0	$2,582,400	+7.4%	15	$231.22	1.54%
GEV	GE Vernova Inc. Industrials	Held	2,119	0	$2,489,528	+34.6%	9	$164.84	1.49%
AAPL	Apple Inc. Technology	Added	8,273	+3,777	$2,393,875	+109.8%	19	before history	1.43%
VIG	Vanguard Specialized Funds	Reduced	9,363	-189	$2,215,473	+7.8%	19	before history	1.33%
CB	Chubb Ltd Financial Services	Held	6,025	0	$2,052,958	+4.5%	13	$198.98	1.23%
GLW	Corning Inc Technology	NEW	8,020	NEW	$2,048,548	NEW	1	$181.94	1.23%
		Added	22,133	+3,483	$2,028,268	+18.7%	7	$91.56	1.21%
NVDA	Nvidia Corp Technology	Added	9,420	+529	$1,884,847	+21.6%	19	before history	1.13%
SMH	VanEck Semiconductor ETF	Reduced	2,701	-50	$1,771,558	+68.0%	4	$296.08	1.06%
FIX	Comfort Systems USA Inc Industrials	Reduced	862	-949	$1,708,440	−31.6%	8	$397.00	1.02%
		Added	56,130	+4,100	$1,628,331	+7.3%	9	$29.12	0.97%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	16,575	+125	$1,456,611	+15.7%	9	$68.30	0.87%
PROF	Profound Medical Corp. Healthcare	Added	216,535	+750	$1,439,957	+3.0%	19	before history	0.86%
LLY	ELI LILLY & Co Healthcare	Held	1,200	0	$1,439,316	+30.4%	18	$309.27	0.86%
DY	Dycom Industries Inc Industrials	Added	2,709	+105	$1,369,643	+55.2%	14	$146.38	0.82%
GOOG	Alphabet Inc. Communication Services	Added	3,774	+237	$1,333,467	+31.4%	11	$181.23	0.80%
GE	General Electric Co Industrials	Held	3,444	0	$1,287,126	+31.7%	15	unpriced	0.77%
AMZN	Amazon Com Inc Consumer Cyclical	Added	5,231	+3,232	$1,246,756	+199.5%	19	before history	0.75%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	1,281	-23	$1,198,337	−7.8%	18	$528.34	0.72%
KEYS	Keysight Technologies, Inc. Technology	Added	3,275	+165	$1,146,479	+30.6%	5	$183.02	0.69%
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	Added	40,187	+42	$1,140,908	−0.8%	10	$28.34	0.68%
SCHD	Schwab U.S. Dividend Equity ETF	Added	34,807	+17,644	$1,103,729	+109.6%	15	unpriced	0.66%
VTV	VANGUARD VALUE INDEX FUND	Reduced	5,050	-26	$1,100,546	+10.5%	19	before history	0.66%
ESGV	VANGUARD ESG U.S. STOCK ETF	Held	8,124	0	$1,074,317	—	19	before history	0.64%
MU	Micron Technology Inc Technology	Reduced	923	-571	$1,065,409	+111.1%	5	$164.29	0.64%
ESOA	Energy Services of America CORP Industrials	Added	54,825	+34,475	$1,060,315	+296.8%	5	$13.82	0.63%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Held	20,301	0	$1,035,351	+0.0%	19	before history	0.62%
GLD	Spdr Gold Trust	Reduced	2,635	-5	$970,681	−14.6%	11	$199.12	0.58%
MKL	Markel Group Inc. Financial Services	Added	482	+15	$941,350	+5.3%	9	$1,785.79	0.56%
BB	BLACKBERRY Ltd Technology	Added	74,315	+54,395	$940,084	+1356.6%	7	$5.93	0.56%
LPTH	Lightpath Technologies Inc Technology	Reduced	56,250	-6,750	$919,687	+45.5%	5	$3.50	0.55%
GOOGL	Alphabet Inc. Communication Services	Added	2,554	+692	$912,722	+70.5%	10	$210.00	0.55%
VUG	VANGUARD GROWTH INDEX FUND	Added	10,332	+8,610	$889,998	+18.3%	19	before history	0.53%
OUNZ	VanEck Merk Gold ETF	Added	21,500	+1,550	$829,685	−7.7%	18	$31.64	0.50%
RKLB	Rocket Lab Corp Industrials	Added	8,125	+175	$825,906	+61.8%	5	$27.66	0.49%
MSFT	Microsoft Corp Technology	Added	2,158	+349	$804,977	+20.2%	19	before history	0.48%
CSCO	Cisco Systems, Inc. Technology	Added	6,806	+97	$799,432	+53.6%	3	$74.63	0.48%
BW	Babcock & Wilcox Enterprises, Inc. Industrials	Added	56,375	+410	$794,887	−3.3%	8	$1.84	0.48%
VB	Vanguard Index Funds	Held	2,607	0	$790,233	+15.7%	19	before history	0.47%
WMT	Walmart Inc. Consumer Defensive	Added	6,944	+791	$786,477	+2.8%	9	$95.79	0.47%
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	Held	9,451	0	$778,195	—	10	unpriced	0.47%
IGPT	Victory Portfolios II	NEW	7,475	NEW	$778,147	NEW	1	$86.10	0.47%
META	Meta Platforms, Inc. Communication Services	Added	1,366	+50	$769,454	+2.2%	11	$381.83	0.46%
TGEN	Tecogen Inc. Industrials	Added	144,840	+45,840	$756,064	+198.3%	4	$7.06	0.45%
GNR	State Street(R) SPDR(R) S&P(R) Global Natural Resources ETF	Added	10,800	+3,450	$726,948	+32.5%	2	$71.46	0.43%

Showing the top 50 of 168 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.