ROOSEVELT INVESTMENT GROUP INC

CIK

1020617

Location

New York, NY

Portfolio Value

Mid $1,004,692,008

Diversification

Diversified

Filing Date

Global Rank

#1,205 / 6,692 ▲ 75 · as of Sep 2022

Top Industry

Consumer Electronics 7.3%

3Y Alpha vs SPY

-6.5%

Period ended 3 years ago

Filed Oct 19, 2022 · 3y

11 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+48.5%

SPY

+75.5%

Annualised alpha

-6.5%

Max drawdown

−18.2%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

213 positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022

Top Position

7.3%

−0.6 pts

Top 5

25.0%

−2.0 pts

Top 10

38.9%

−1.8 pts

HHI

254

Diversified−22

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2022

Sector	% Portfolio	Value	Positions
Technology	23.3%	$233,862,133	14
Healthcare	16.1%	$161,979,956	21
Financial Services	12.8%	$128,365,061	37
Consumer Cyclical	8.8%	$88,728,795	17
Industrials	8.0%	$80,873,480	21
Utilities	7.6%	$76,819,332	17
Consumer Defensive	6.5%	$65,593,299	15
Real Estate	5.5%	$55,588,206	19
Communication Services	4.6%	$45,822,702	13
Energy	3.7%	$37,593,360	24
Basic Materials	2.5%	$25,206,098	12
Unclassified	0.4%	$4,259,586	3

Last Quarter's Activity

Export CSV

Sep 30, 2022 vs Jun 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GOOGL	Alphabet Inc.	+369,540	388,848	$37,193,311
MDLZ	Mondelez International, Inc.	+264,846	270,548	$14,834,146
MRVL	Marvell Technology, Inc.	+86,577	419,858	$18,016,106
PLD	Prologis, Inc.	+38,720	214,057	$21,748,191
TSLA	Tesla, Inc.	+33,062	34,640	$9,188,260
NVDA	Nvidia Corp	+24,411	111,002	$1,347,453
MCK	Mckesson Corp	+23,073	58,014	$19,717,218
TMO	Thermo Fisher Scientific Inc.	+12,337	39,442	$20,004,587
OWL	Blue Owl Capital Inc.	+9,916	41,033	$378,734
INTC	Intel Corp	+9,230	85,227	$2,196,299
KR	Kroger Co	+8,370	18,225	$797,343
PPL	PPL Corp	+7,100	15,500	$392,925
CE	Celanese Corp	+6,200	204,401	$18,465,586
MCHP	Microchip Technology Inc	+5,219	404,074	$24,660,636
CXW	CoreCivic, Inc.	+5,000	15,000	$132,600
CG	Carlyle Group Inc.	+5,000	15,000	$387,600
CAH	Cardinal Health Inc	+5,000	11,000	$733,480
PFE	Pfizer Inc	+4,186	106,821	$4,674,486
KO	Coca Cola Co	+4,126	40,083	$2,245,449
QCOM	Qualcomm Inc/De	+4,004	12,686	$1,433,264
OLN	OLIN Corp	+4,000	19,000	$814,720
NNN	Nnn REIT, Inc.	+4,000	12,000	$478,320
NEE	Nextera Energy Inc	+3,744	355,266	$27,856,407
KMI	Kinder Morgan, Inc.	+3,374	103,411	$1,720,759
VZ	Verizon Communications Inc	+3,059	76,809	$2,916,437
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DVN	Devon Energy Corp/De	−212,830	11,477	$690,112
LKQ	Lkq Corp	−22,440	9,371	$441,842
ARI	Apollo Commercial Real Estate Finance, Inc.	−8,749	11,554	$95,898
T	At&T Inc.	−7,123	69,490	$1,065,976
AMZN	Amazon Com Inc	−5,396	55,481	$6,269,353
DOW	Dow Inc.	−3,942	29,234	$1,284,249
IP	International Paper Co /New/	−3,428	20,603	$653,115
BP	Bp PLC	−2,670	10,783	$307,854
META	Meta Platforms, Inc.	−2,652	5,677	$770,255
AB	Alliancebernstein Holding L.P.	−2,135	14,250	$499,605
MMM	3M Co	−2,023	8,209	$758,440
WBD	Warner Bros. Discovery, Inc.	−1,636	17,914	$206,011
OKE	Oneok Inc /New/	−1,459	4,794	$245,644
AAPL	Apple Inc.	−1,409	530,032	$73,250,422
TCPC	BlackRock TCP Capital Corp.	−1,278	33,120	$362,001
DX	Dynex Capital Inc	−1,209	60,725	$707,446
CME	Cme Group Inc.	−1,097	6,529	$1,156,481
V	Visa Inc.	−1,080	52,196	$9,272,619
NRG	Nrg Energy, Inc.	−1,056	17,850	$683,119
BHP	BHP Group Ltd	−986	4,469	$223,628
NMFC	New Mountain Finance Corp	−900	24,456	$281,977
PFLT	PennantPark Floating Rate Capital Ltd.	−893	44,993	$431,932
JNJ	Johnson & Johnson	−828	30,728	$5,019,726
DSU	Blackrock Debt Strategies Fund, Inc.	−815	30,717	$273,995
KEYS	Keysight Technologies, Inc.	−805	176,708	$27,806,770
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
PYPL	PayPal Holdings, Inc.	194,974	$16,781,412
HRMY	Harmony Biosciences Holdings, Inc.	194,084	$8,595,980
BCBP	Bcb Bancorp Inc	40,193	$676,448
MS	Morgan Stanley	4,621	$365,105
GSK	GSK plc	10,628	$312,782
CCJ	Cameco Corp	8,678	$230,053
MAT	Mattel Inc /De/	10,000	$189,400
LUMN	Lumen Technologies, Inc.	15,819	$115,162
HLN	Haleon plc	12,861	$78,323
MITT	TPG Mortgage Investment Trust, Inc.	13,948	$57,326
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
TXN	Texas Instruments Inc	2,074	$318,670
ARLP	Alliance Resource Partners LP	16,764	$305,607
ZUMZ	Zumiez Inc	8,460	$219,960
GS	Goldman Sachs Group Inc	733	$217,715
ED	Consolidated Edison Inc	2,222	$211,312
SKT	Tanger Inc.	10,353	$147,219
JQC	Nuveen Credit Strategies Income Fund	10,633	$55,291
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

213 positions · $1,004,692,008 total · as of Sep 30, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 213 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	530,032	-1,409	$73,250,422	+0.8%	7.29%
MSFT	Microsoft Corp Technology	Added	256,189	+195	$59,666,418	−9.2%	5.94%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	177,412	+1,481	$47,372,552	−1.4%	4.72%
GOOGL	Alphabet Inc. Communication Services	Added	388,848	+369,540	$37,193,311	+1667.9%	3.70%
UNH	Unitedhealth Group Inc Healthcare	Added	66,381	+1,036	$33,525,060	−0.1%	3.34%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Added	100,744	+1,500	$29,169,417	+4.3%	2.90%
CEG	Constellation Energy Corp Utilities	Added	338,065	+974	$28,123,627	+45.7%	2.80%
NEE	Nextera Energy Inc Utilities	Added	355,266	+3,744	$27,856,407	+2.3%	2.77%
KEYS	Keysight Technologies, Inc. Technology	Reduced	176,708	-805	$27,806,770	+13.6%	2.77%
STZ	Constellation Brands, Inc. Consumer Defensive	Added	118,692	+868	$27,261,178	−0.7%	2.71%
MCHP	Microchip Technology Inc Technology	Added	404,074	+5,219	$24,660,636	+6.5%	2.45%
AZO	Autozone Inc Consumer Cyclical	Added	10,719	+495	$22,959,346	+4.5%	2.29%
HD	Home Depot, Inc. Consumer Cyclical	Added	80,997	+504	$22,350,312	+1.2%	2.22%
PLD	Prologis, Inc. Real Estate	Added	214,057	+38,720	$21,748,191	+5.4%	2.16%
CCI	Crown Castle Inc. Real Estate	Added	142,347	+816	$20,576,258	−13.7%	2.05%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	39,442	+12,337	$20,004,587	+35.8%	1.99%
MCK	Mckesson Corp Healthcare	Added	58,014	+23,073	$19,717,218	+73.0%	1.96%
ENPH	Enphase Energy, Inc. Technology	Added	71,034	+1,929	$19,709,803	+46.1%	1.96%
ROST	Ross Stores, Inc. Consumer Cyclical	Added	233,202	+13	$19,651,932	+20.0%	1.96%
CE	Celanese Corp Basic Materials	Added	204,401	+6,200	$18,465,586	−20.8%	1.84%
MRVL	Marvell Technology, Inc. Technology	Added	419,858	+86,577	$18,016,106	+24.2%	1.79%
GTLS	Chart Industries Inc Industrials	Added	91,404	+3,040	$16,850,327	+13.9%	1.68%
PYPL	PayPal Holdings, Inc. Financial Services	NEW	194,974	NEW	$16,781,412	NEW	1.67%
MA	Mastercard Inc Financial Services	Added	58,907	+839	$16,749,616	−8.6%	1.67%
CARR	CARRIER GLOBAL Corp Industrials	Added	464,756	+1,692	$16,526,723	+0.1%	1.64%
UNP	Union Pacific Corp Industrials	Reduced	84,377	-162	$16,438,327	−8.8%	1.64%
MDLZ	Mondelez International, Inc. Consumer Defensive	Added	270,548	+264,846	$14,834,146	+4090.0%	1.48%
ODFL	Old Dominion Freight Line, Inc. Industrials	Reduced	117,237	-258	$14,582,524	−3.1%	1.45%
SPGI	S&P Global Inc. Financial Services	Reduced	48,684	-238	$14,064,009	−9.8%	1.40%
LLY	ELI LILLY & Co Healthcare	Held	42,114	0	$13,617,561	−0.3%	1.36%
SYK	Stryker Corp Healthcare	Added	60,389	+425	$12,231,188	+2.5%	1.22%
CVX	Chevron Corp Energy	Added	71,693	+2,935	$10,300,133	+3.5%	1.03%
V	Visa Inc. Financial Services	Reduced	52,196	-1,080	$9,272,619	−11.6%	0.92%
TSLA	Tesla, Inc. Consumer Cyclical	Added	34,640	+33,062	$9,188,260	+2494.0%	0.91%
HRMY	Harmony Biosciences Holdings, Inc. Healthcare	NEW	194,084	NEW	$8,595,980	NEW	0.86%
OXY	Occidental Petroleum Corp /De/ Energy	Added	120,500	+2,582	$7,404,725	+6.7%	0.74%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	55,481	-5,396	$6,269,353	−3.0%	0.62%
XIFR	XPLR Infrastructure, LP Utilities	Reduced	86,467	-67	$6,252,428	−2.6%	0.62%
LMT	Lockheed Martin Corp Industrials	Reduced	15,459	-215	$5,971,657	−11.4%	0.59%
ABBV	AbbVie Inc. Healthcare	Reduced	40,423	-39	$5,425,170	−12.5%	0.54%
JNJ	Johnson & Johnson Healthcare	Reduced	30,728	-828	$5,019,726	−10.4%	0.50%
AJG	Arthur J. Gallagher & Co. Financial Services	Reduced	29,145	-38	$4,990,206	+4.9%	0.50%
PFE	Pfizer Inc Healthcare	Added	106,821	+4,186	$4,674,486	−13.1%	0.47%
CVS	CVS HEALTH Corp Healthcare	Added	47,174	+1,149	$4,498,984	+5.5%	0.45%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	33,192	-363	$4,190,490	−13.1%	0.42%
HRB	H&R Block Inc Consumer Cyclical	Added	95,000	+3,000	$4,041,300	+24.4%	0.40%
GIS	General Mills Inc Consumer Defensive	Added	51,358	+2,118	$3,934,536	+5.9%	0.39%
SPY	Spdr S&P 500 ETF Trust	Reduced	10,441	-345	$3,729,316	−8.3%	0.37%
SO	Southern Co Utilities	Reduced	51,867	-376	$3,526,956	−5.3%	0.35%
IBM	International Business Machines Corp Technology	Reduced	27,957	-119	$3,321,571	−16.2%	0.33%