New York Life Investment Management LLC

Registered adviser

CIK

1133639

Location

New York, NY

Portfolio Value

Large $14,316,995,481

Diversification

Diversified

Reports for

NYLIM Capital LLC

Files via

AMERICAN CENTURY INVESTMENT MANAGEMENT INC Newton Investment Management (North America) Ltd Candriam S.C.A. CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT Brown Advisory LLC Epoch Investment Partners, Inc. FIAM LLC

+ 13 more

Fiera Capital Corp JANUS HENDERSON INVESTORS US LLC MACKAY SHIELDS LLC NYL Investors LLC PACIFIC INVESTMENT MANAGEMENT CO LLC PineStone Asset Management Inc. SEGALL BRYANT & HAMILL, LLC SigFig Wealth Management, LLC Wellington Management Co LLP Winslow Capital Management, LLC DIMENSIONAL FUND ADVISORS LP SCHRODER INVESTMENT MANAGEMENT GROUP Massachusetts Financial Services CO /MA/

Filing Date

Global Rank

#438 / 8,818 ▲ 6

Top Industry

Semiconductors 16.3%

Period ended 4 months ago

Filed Aug 10, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 109591

Roster of Oct 1, 2026

Regulatory AUM

$120,697,893,028

Main clients

Registered funds and BDCs (96% of AUM)

Private funds

0 funds

$0 gross assets

Registered funds advised

106 series (12 index, 20 ETFs)

$112,910,277,441 net assets· N-CEN May 31, 2026

LEI

IGJ1X7QLRC5K7CY9GE11

Private funds on Schedule D 7.B.(1)

As filed Sep 12, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$120,697,893,028	Registered funds and BDCs (96%)
Apr 2025 to Mar 2026	$113,162,976,263	Registered funds and BDCs (97%)
Oct 2024 to Mar 2025	$109,067,423,343	Registered funds and BDCs (97%)
Apr 2024 to Sep 2024	$99,286,369,686	Registered funds and BDCs (97%)
Nov 2023 to Mar 2024	$96,660,054,609	Registered funds and BDCs (97%)
May 2023 to Oct 2023	$91,929,374,471	Registered funds and BDCs (97%)

6 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 45.4%, 30.8 effective positions, active share 28.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

12.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.1 quarters (12+), a floor since 1.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 28.4%; sector active share 18.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

778 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

13.1%

+0.8 pts

Top 5

32.6%

+1.0 pts

Top 10

45.4%

+1.4 pts

HHI

325

Diversified+29

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	30.9%	$4,423,699,801	78
Technology	26.6%	$3,801,407,913	121
Financial Services	7.8%	$1,122,771,217	97
Communication Services	7.1%	$1,018,315,347	33
Consumer Cyclical	6.6%	$940,938,678	72
Healthcare	6.3%	$905,718,624	91
Industrials	5.6%	$804,323,125	115
Consumer Defensive	3.1%	$441,867,032	40
Energy	1.9%	$275,683,431	25
Utilities	1.6%	$229,293,927	35
Real Estate	1.4%	$204,573,869	44
Basic Materials	1.0%	$148,402,517	27

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
LRND	NYLIM U.S. Large Cap R&D Leaders ETF	+3,180,497	8,599,898	$379,264,101
MMCA	NYLIM MacKay California Muni Intermediate ETF	+2,788,137	3,273,186	$71,319,448
SECR	NYLIM ETF Trust	+2,218,575	6,997,978	$177,601,682
FLBL	Franklin Senior Loan ETF	+1,571,463	4,268,479	$97,833,538
MMMA	NYLIM MacKay Muni Allocation ETF	+995,000	1,990,000	$50,733,060
FLOT	iShares Floating Rate Bond ETF	+909,626	3,955,418	$201,924,088
IWFG	NYLIM ETF Trust	+859,507	1,719,014	$93,216,972
UUP	Invesco DB US Dollar Index Bullish Fund	+573,884	633,892	$18,008,871
IQSI	NYLIM Candriam International Equity ETF	+563,885	5,695,211	$218,086,714
AES	Aes Corp	+523,104	620,716	$9,099,696
IQSM	NYLIM Candriam U.S. Mid Cap Equity ETF	+518,188	8,329,582	$331,484,045
VO	VANGUARD MID-CAP INDEX FUND	+511,521	688,447	$55,468,174
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	+450,225	1,967,252	$60,689,724
CPLB	NYLIM MacKay Core Plus Bond ETF	+378,440	13,263,659	$277,210,473
BCI	abrdn Bloomberg All Commodity Strategy K-1 Free ETF	+373,534	604,377	$13,501,782
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+350,104	858,958	$43,446,095
VEA	Vanguard FTSE Developed Markets ETF	+307,716	1,446,949	$103,095,116
DBMF	iMGP DBI Managed Futures Strategy ETF	+286,412	968,970	$29,660,171
IQHI	NYLIM ETF Trust	+276,263	4,602,678	$118,864,158
CCO	Clear Channel Outdoor Holdings, Inc.	+267,620	1,775,817	$4,297,477
MNA	NYLIM Merger Arbitrage ETF	+190,425	957,745	$34,938,537
WRND	NYLIM Global Equity R&D Leaders ETF	+190,000	380,000	$16,017,380
REIX	NYLIM CBRE Real Assets ETF	+190,000	380,000	$11,509,440
MUB	iShares National Muni Bond ETF	+183,761	417,162	$44,894,974
MCHI	iShares MSCI China ETF	+178,465	332,170	$16,950,635
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−757,502	1,526,211	$88,825,480
IWLG	NYLIM ETF Trust	−510,264	1,580,116	$89,418,764
JEPI	JPMorgan Equity Premium Income ETF	−416,513	40,125	$2,266,260
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	−264,758	116,908	$5,472,463
IQSU	NYLIM Candriam U.S. Large Cap Equity ETF	−191,748	4,724,616	$295,732,613
WTRG	Essential Utilities, Inc.	−166,351	33,588	$1,286,756
HFXI	NYLIM ETF Trust	−113,101	3,003,229	$114,392,992
SCHA	Schwab U.S. Small-Cap ETF	−76,891	1,694,799	$61,233,087
ASHR	DBX ETF Trust	−65,046	23,975	$878,923
CAG	Conagra Brands Inc.	−59,665	62,234	$837,669
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	−59,012	105,850	$11,252,913
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	−37,814	394,542	$20,236,059
SIVR	abrdn Silver ETF Trust	−35,152	19,909	$1,119,283
PM	Philip Morris International Inc.	−25,840	213,567	$38,636,405
CPB	CAMPBELL'S Co	−24,016	25,688	$572,071
COLB	Columbia Banking System, Inc.	−17,341	19,067	$611,097
CRM	Salesforce, Inc.	−16,745	122,204	$19,144,478
MGC	VANGUARD MEGA CAP INDEX FUND	−13,779	730,563	$199,903,953
BAC	Bank Of America Corp	−13,707	971,595	$55,361,483
SOXX	iShares Semiconductor ETF	−12,148	1,452	$930,383
KVUE	Kenvue Inc.	−10,807	685,871	$13,106,994
CRBG	Corebridge Financial, Inc.	−10,665	38,465	$1,101,252
MOS	Mosaic Co	−9,708	43,681	$925,600
C	Citigroup Inc	−9,691	237,658	$33,262,613
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	−8,660	365,834	$39,444,221
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
MMSD	NYLIM MacKay Muni Short Duration ETF	3,955,410	$100,206,356
CLOO	NYLIM Active ETF Trust	1,594,498	$40,069,734
NISM	NYLIM International Small-Mid Cap Equity ETF	1,000,000	$24,420,000
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	716,537	$16,795,627
GPZ	VanEck Alternative Asset Manager ETF	378,328	$8,111,352
CZR	Caesars Entertainment, Inc.	263,957	$7,966,222
OGN	Organon & Co.	503,117	$6,812,204
—		94,821	$6,802,459
GSAT	Globalstar, Inc.	77,318	$6,285,180
—		160,775	$5,374,708
HYLB	Xtrackers USD High Yield Corporate Bond ETF	143,143	$5,227,582
—		471,626	$4,428,568
UNF	Unifirst Corp	16,292	$4,308,582
CASY	Caseys General Stores Inc	5,180	$4,117,012
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	30,537	$3,649,782
OKTA	Okta, Inc.	21,153	$2,886,326
—		88,339	$2,776,495
ITA	iShares U.S. Aerospace & Defense ETF	11,233	$2,723,103
—		266,238	$2,606,470
—		1,128,013	$2,312,427
RAMP	LiveRamp Holdings, Inc.	56,169	$2,114,201
SMTC	Semtech Corp	12,128	$1,962,916
—		73,455	$1,827,560
TRU	TransUnion	24,043	$1,734,462
EVR	Evercore Inc.	4,859	$1,659,056
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
HON	Honeywell International Inc	88,222	$19,940,821
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	868,553	$15,043,337
TXNM	Txnm Energy Inc	150,025	$8,770,461
—		112,568	$8,509,015
SHV	iShares 0-1 Year Treasury Bond ETF	66,874	$7,382,220
—		140,676	$7,029,579
SCHM	Schwab U.S. Mid-Cap ETF	223,251	$6,911,850
—		134,173	$5,641,975
—		215,678	$5,176,272
—		306,400	$4,430,544
CCL	Carnival Corp Ltd.	159,814	$4,135,986
—		22,191	$3,947,113
—		105,735	$3,715,528
—		95,213	$3,485,748
—		43,382	$3,467,957
VECO	Veeco Instruments Inc	91,370	$3,093,788
—		26,243	$3,013,221
XPO	XPO, Inc.	14,802	$2,879,729
DD	DuPont de Nemours, Inc.	61,413	$2,812,715
—		109,413	$2,704,689
—		161,285	$2,664,428
MTZ	Mastec Inc	8,238	$2,650,494
—		56,680	$2,648,656
—		217,676	$2,599,051
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	92,375	$2,319,536
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

778 tracked positions · $14,316,995,481 total · filing declares 788 positions · $14,317,188,644 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 778 positions by value · page 1 of 16

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
NVDA	Nvidia Corp Technology	Added	3,640,286	+92,020	$728,384,825	+17.7%	17	unpriced	5.09%
AAPL	Apple Inc. Technology	Added	2,319,660	+58,309	$671,216,817	+17.0%	17	$164.16	4.69%
MSFT	Microsoft Corp Technology	Added	1,162,926	+39,934	$433,794,656	+4.4%	17	$286.09	3.03%
LRND	NYLIM U.S. Large Cap R&D Leaders ETF	Added	8,599,898	+3,180,497	$379,264,101	+88.2%	18	$40.61	2.65%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,492,511	+22,501	$355,725,071	+16.2%	17	unpriced	2.48%
GOOGL	Alphabet Inc. Communication Services	Added	964,737	+39,018	$344,768,061	+29.5%	17	$147.64	2.41%
IQSM	NYLIM Candriam U.S. Mid Cap Equity ETF	Added	8,329,582	+518,188	$331,484,045	+22.2%	15	unpriced	2.32%
IQSU	NYLIM Candriam U.S. Large Cap Equity ETF	Reduced	4,724,616	-191,748	$295,732,613	+17.5%	25	$36.11	2.07%
CPLB	NYLIM MacKay Core Plus Bond ETF	Added	13,263,659	+378,440	$277,210,473	+2.5%	18	$21.69	1.94%
AVGO	Broadcom Inc. Technology	Added	699,053	+7,972	$264,067,270	+23.5%	17	unpriced	1.84%
GOOG	Alphabet Inc. Communication Services	Added	701,829	+5,305	$247,977,240	+24.1%	17	unpriced	1.73%
IQSI	NYLIM Candriam International Equity ETF	Added	5,695,211	+563,885	$218,086,714	+20.6%	25	$27.67	1.52%
FLOT	iShares Floating Rate Bond ETF	Added	3,955,418	+909,626	$201,924,088	+30.1%	17	unpriced	1.41%
MGC	VANGUARD MEGA CAP INDEX FUND	Reduced	730,563	-13,779	$199,903,953	—	25	unpriced	1.40%
MU	Micron Technology Inc Technology	Reduced	168,423	-84	$194,408,984	+241.5%	17	$78.37	1.36%
META	Meta Platforms, Inc. Communication Services	Added	330,926	+11,218	$186,407,306	+1.9%	17	$246.64	1.30%
TSLA	Tesla, Inc. Consumer Cyclical	Added	423,945	+4,263	$178,311,267	+14.3%	17	unpriced	1.25%
SECR	NYLIM ETF Trust	Added	6,997,978	+2,218,575	$177,601,682	+44.9%	9	unpriced	1.24%
LLY	ELI LILLY & Co Healthcare	Added	129,708	+9,633	$155,575,679	+40.9%	17	$428.74	1.09%
AMD	Advanced Micro Devices Inc Technology	Reduced	242,459	-1,014	$140,846,857	+184.4%	17	$97.78	0.98%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	254,496	+664	$127,347,253	+4.7%	17	$323.78	0.89%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	373,305	-1,331	$122,193,925	+10.9%	17	$125.94	0.85%
IQHI	NYLIM ETF Trust	Added	4,602,678	+276,263	$118,864,158	+7.0%	15	$26.06	0.83%
HFXI	NYLIM ETF Trust	Reduced	3,003,229	-113,101	$114,392,992	+9.3%	26+	before history	0.80%
IEFA	iShares Core MSCI EAFE ETF	Added	1,078,383	+47,556	$104,150,230	+11.6%	25	unpriced	0.73%
VEA	Vanguard FTSE Developed Markets ETF	Added	1,446,949	+307,716	$103,095,116	+41.2%	10	$56.54	0.72%
MMSD	NYLIM MacKay Muni Short Duration ETF	NEW	3,955,410	NEW	$100,206,356	NEW	1	$25.36	0.70%
INTC	Intel Corp Technology	Added	704,143	+4,911	$98,319,487	+218.6%	17	$42.68	0.69%
FLBL	Franklin Senior Loan ETF	Added	4,268,479	+1,571,463	$97,833,538	+57.7%	5	$23.62	0.68%
AMAT	Applied Materials Inc Technology	Added	130,731	+3,709	$94,518,513	+117.7%	17	$136.91	0.66%
IWFG	NYLIM ETF Trust	Added	1,719,014	+859,507	$93,216,972	+133.4%	17	unpriced	0.65%
IWLG	NYLIM ETF Trust	Reduced	1,580,116	-510,264	$89,418,764	−10.4%	17	unpriced	0.62%
LRCX	Lam Research Corp Technology	Added	205,583	+5,337	$89,085,281	+108.2%	17	$66.70	0.62%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Reduced	1,526,211	-757,502	$88,825,480	−33.6%	11	$58.64	0.62%
JNJ	Johnson & Johnson Healthcare	Added	335,320	+699	$85,161,220	+4.1%	17	$178.15	0.59%
V	Visa Inc. Financial Services	Reduced	247,610	-2,503	$84,952,514	+12.4%	17	$215.01	0.59%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	823,286	+110,863	$81,488,848	+15.2%	25	unpriced	0.57%
XOM	ExxonMobil Holdings Corp Energy	Reduced	577,369	-2,906	$78,937,889	−19.8%	17	$91.30	0.55%
CSCO	Cisco Systems, Inc. Technology	Added	646,204	+17,013	$75,903,121	+55.5%	17	$52.90	0.53%
IJR	iShares Core S&P Small-Cap ETF	Added	489,674	+94,362	$72,623,550	+47.8%	22	unpriced	0.51%
MMCA	NYLIM MacKay California Muni Intermediate ETF	Added	3,273,186	+2,788,137	$71,319,448	+582.0%	11	$21.63	0.50%
WMT	Walmart Inc. Consumer Defensive	Added	610,654	+1,627	$69,162,672	−8.6%	17	$49.61	0.48%
CAT	Caterpillar Inc Industrials	Reduced	64,152	-467	$68,315,464	+49.2%	17	$217.63	0.48%
EMXC	iShares MSCI Emerging Markets ex China ETF	Added	618,086	+45,118	$63,230,197	+40.3%	5	$63.20	0.44%
MTUM	iShares MSCI USA Momentum Factor ETF	Added	181,964	+26,801	$62,382,718	+67.5%	10	unpriced	0.44%
ABBV	AbbVie Inc. Healthcare	Added	246,242	+749	$61,964,336	+16.1%	17	$155.46	0.43%
MA	Mastercard Inc Financial Services	Reduced	120,113	-871	$61,690,036	+2.0%	17	$349.82	0.43%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	1,694,799	-76,891	$61,233,087	+18.9%	22	unpriced	0.43%
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	Added	1,967,252	+450,225	$60,689,724	+30.0%	17	unpriced	0.42%
KLAC	Kla Corp Technology	Added	196,164	+176,535	$59,184,640	+104.8%	17	$36.92	0.41%

Showing the top 50 of 778 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.