GWN SECURITIES INC.

Registered adviser

CIK

1265905

Location

Palm Beach Gardens, FL

Portfolio Value

Small $596,686,332

Diversification

Diversified

Filing Date

Global Rank

#3,464 / 8,818 ▲ 55

Top Industry

Semiconductors 8.5%

Period ended 4 months ago

Filed Aug 5, 2026 · 3mo

7 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 128929

Roster of Oct 1, 2026

Regulatory AUM

$4,753,625,856

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$4,753,625,856	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$3,650,274,405	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$3,079,617,915	Individuals and high net worth (100%)
May 2023 to Mar 2024	$2,838,916,178	Individuals and high net worth (100%)
Apr 2023	$2,838,916,178	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$3,143,187,902	Individuals and high net worth (99%)

4 earlier changes not shown.

Stated strategy

Multi-asset, Wealth management / planning Form ADV Part 2A, Apr 13, 2026 · original

In the firm's words

Multi-asset: Instead, we will advise you on how to allocate your assets among various classes of securities or third party money managers.
Wealth management / planning: We may replace/recommend replacing a third party money manager if there is a significant deviation in characteristics or performance from the stated strategy and/or benchmark.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 38.1%, 31.5 effective positions, active share 64.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

27.7% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.0 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 64.2%; sector active share 47.5% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

485 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

14.5%

+0.1 pts

Top 5

28.3%

−0.0 pts

Top 10

38.1%

+1.0 pts

HHI

318

Diversified+2

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	59.2%	$353,225,223	281
Technology	10.5%	$62,366,213	44
Healthcare	5.6%	$33,154,972	22
Industrials	5.1%	$30,592,462	31
Financial Services	5.0%	$29,880,514	35
Consumer Cyclical	3.3%	$19,583,308	18
Utilities	3.2%	$18,821,074	10
Consumer Defensive	3.1%	$18,490,059	11
Communication Services	2.7%	$15,831,224	11
Real Estate	1.1%	$6,265,927	9
Energy	1.0%	$6,158,318	8
Basic Materials	0.4%	$2,317,038	5

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+55,426	63,478	$7,586,890
—		+39,862	287,577	$4,155,487
—		+26,768	32,374	$887,371
BJUL		+26,567	31,971	$1,736,345
VO	VANGUARD MID-CAP INDEX FUND	+24,691	32,439	$2,613,610
EDGF	3EDGE Dynamic Fixed Income ETF	+24,399	173,616	$4,278,766
OSG	Octave Specialty Group Inc	+23,891	60,295	$376,240
ICSH	iShares Ultra Short Duration Bond Active ETF	+23,528	165,073	$8,349,392
AWK	American Water Works Company, Inc.	+16,060	18,095	$2,380,940
QFLR	Innovator Nasdaq-100 Managed Floor ETF	+15,546	77,396	$2,823,406
SFLR		+14,727	105,626	$4,075,051
MRSK	Northern Lights Fund Trust	+13,449	22,684	$875,806
VUG	VANGUARD GROWTH INDEX FUND	+12,337	14,553	$1,253,595
SCHG	Schwab U.S. Large-Cap Growth ETF	+11,289	46,358	$1,568,754
CGMU	Capital Group Municipal Income ETF	+9,922	93,703	$2,574,021
FESM	Fidelity Enhanced Small Cap Core ETF	+8,818	32,210	$1,555,420
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	+8,607	42,589	$1,278,095
SCHD	Schwab U.S. Dividend Equity ETF	+8,060	69,489	$2,203,496
BALT		+7,950	65,390	$2,240,915
BDYN		+7,281	77,026	$2,136,701
CGHM	Capital Group Municipal High-Income ETF	+7,052	67,098	$1,734,483
—		+6,947	63,921	$1,955,343
BUFB		+6,893	234,909	$9,234,272
IUSB	iShares Core Universal USD Bond ETF	+6,198	27,704	$1,278,539
IDEF		+5,735	13,033	$414,188
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BOCT		−11,546	5,962	$316,105
RTO	Rentokil Initial PLC	−9,571	83,811	$2,397,832
T	At&T Inc.	−8,840	116,302	$2,407,451
COWZ	Pacer US Cash Cows 100 ETF	−8,285	24,262	$1,509,096
BJAN		−8,198	51,950	$3,058,296
NBIG	Leverage Shares 2X Long NBIS Daily ETF	−7,713	31,540	$1,253,399
SHV	iShares 0-1 Year Treasury Bond ETF	−7,302	24,628	$2,717,699
BAUG		−7,301	12,430	$666,434
ORR	Militia Long/Short Equity ETF	−7,256	17,920	$650,854
BBLU	EA Bridgeway Blue Chip ETF	−6,103	56,938	$939,477
KO	Coca Cola Co	−5,904	49,192	$3,997,833
EFV	iShares MSCI EAFE Value ETF	−5,762	4,693	$359,249
LNT	Alliant Energy Corp	−5,109	48,497	$3,699,836
IEMG	iShares Trust	−4,810	16,685	$1,382,185
CAH	Cardinal Health Inc	−4,669	21,863	$5,193,774
SUB	iShares Short-Term National Muni Bond ETF	−4,372	45,186	$4,810,953
ETJ	Eaton Vance Risk-Managed Diversified Equity Income Fund	−4,250	15,655	$129,466
AIRR	First Trust Exchange-Traded Fund VI	−4,238	16,823	$2,241,664
MFSG	MFS Active Growth ETF	−3,904	29,476	$892,179
MDLZ	Mondelez International, Inc.	−3,798	36,198	$2,093,692
KJAN		−3,280	12,046	$549,658
DELL	Dell Technologies Inc.	−3,254	3,584	$1,546,352
SO	Southern Co	−3,244	42,874	$4,103,470
ATEX	Anterix Inc.	−3,043	13,425	$1,381,969
XLF	State Street Corp	−3,028	33,610	$1,801,832
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AMT	American Tower Corp	12,085	$1,976,743
CORO		25,226	$923,271
BFLX	Cann American Corp.	33,965	$870,183
KJUL		24,767	$841,334
HASI	HA Sustainable Infrastructure Capital, Inc.	18,562	$724,846
UNM	Unum Group	7,920	$708,048
SPHQ	Invesco S&P 500 Quality ETF	7,734	$696,833
TPR	Tapestry, Inc.	4,611	$674,958
SUN	Sunoco LP	9,821	$662,917
BEN	Franklin Templeton Inc	19,697	$655,319
ANET	Arista Networks, Inc.	3,843	$652,848
VFLO	VictoryShares Free Cash Flow ETF	13,858	$634,003
ATEN	A10 Networks, Inc.	16,202	$605,306
CGMS	Capital Group U.S. Multi-Sector Income ETF	19,645	$536,897
SPMO	Invesco Ltd.	3,226	$521,128
RFIL	R F Industries Ltd	23,627	$501,128
APPS	Digital Turbine, Inc.	38,287	$493,902
INTC	Intel Corp	3,408	$475,859
WYY	Widepoint Corp	25,186	$440,755
SBUX	Starbucks Corp	4,276	$436,964
LITE	Lumentum Holdings Inc.	505	$433,320
FSTR	Foster L B Co	9,565	$432,051
APPN	Appian Corp	17,557	$402,055
ZALT		11,767	$398,548
NWL	Newell Brands Inc.	63,418	$389,386
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SYY	Sysco Corp	33,631	$2,398,899
LW	Lamb Weston Holdings, Inc.	43,890	$1,854,791
GBIL	Goldman Sachs ETF Trust	7,389	$740,303
NFG	National Fuel Gas Co	7,844	$737,022
NTR	Nutrien Ltd.	9,563	$721,623
FDVV	Fidelity High Dividend ETF	9,108	$503,125
GSAT	Globalstar, Inc.	6,217	$412,933
CWCO	Consolidated Water Co. Ltd.	12,010	$397,771
BIP	Brookfield Infrastructure Partners L.P.	10,331	$373,155
SPOT	Spotify Technology S.A.	761	$369,016
GCO	Genesco Inc	12,687	$367,796
SCHB	Schwab U.S. Broad Market ETF	14,391	$361,214
AUNA	Auna S.A.	65,512	$360,971
GAU	Galiano Gold Inc.	141,215	$354,449
MPLX	Mplx LP	6,198	$353,719
SMP	Standard Motor Products, Inc.	10,003	$347,504
OPRX	OptimizeRx Corp	54,850	$344,458
MAMA	Mama's Creations, Inc.	22,399	$343,600
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	3,099	$343,555
GEHC	GE HealthCare Technologies Inc.	4,720	$335,969
MTA	Metalla Royalty & Streaming Ltd.	49,038	$325,121
APG	APi Group Corp	7,957	$322,417
API	Agora, Inc.	89,075	$315,325
RING	iShares MSCI Global Gold Miners ETF	3,834	$302,809
NSSC	Napco Security Technologies, Inc	7,521	$296,252
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

485 tracked positions · $596,686,332 total · filing declares 486 positions · $598,015,312 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 485 positions by value · page 1 of 10

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	23,100	+2,858	$17,299,359	+30.8%	7	before history	2.90%
QQQ	Invesco Qqq Trust, Series 1	Reduced	18,310	-18	$13,483,484	+27.5%	7	before history	2.26%
AAPL	Apple Inc. Technology	Reduced	46,288	-2,507	$13,393,895	+8.2%	7	before history	2.24%
SPY	Spdr S&P 500 ETF Trust	Added	12,501	+147	$9,335,371	+16.2%	7	before history	1.56%
BUFB		Added	234,909	+6,893	$9,234,272	+12.8%	7	before history	1.55%
ICSH	iShares Ultra Short Duration Bond Active ETF	Added	165,073	+23,528	$8,349,392	+16.5%	7	before history	1.40%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	63,478	+55,426	$7,586,890	—	7	before history	1.27%
NVDA	Nvidia Corp Technology	Added	35,365	+800	$7,076,182	+17.4%	7	before history	1.19%
RSP	Victory Portfolios II	Added	33,225	+204	$7,069,283	+11.5%	7	before history	1.18%
BUFF		Added	133,359	+1,962	$7,025,352	+8.2%	7	before history	1.18%
MSFT	Microsoft Corp Technology	Added	16,729	+52	$6,240,251	+1.1%	7	before history	1.05%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	36,822	+973	$6,048,749	+18.5%	7	before history	1.01%
JNJ	Johnson & Johnson Healthcare	Reduced	22,279	-2,349	$5,658,197	−6.0%	7	before history	0.95%
LLY	ELI LILLY & Co Healthcare	Reduced	4,579	-526	$5,492,190	+17.0%	7	before history	0.92%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	14,835	-52	$5,489,543	+14.9%	7	before history	0.92%
CAH	Cardinal Health Inc Healthcare	Reduced	21,863	-4,669	$5,193,774	−7.4%	7	before history	0.87%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	20,557	-1,117	$4,899,555	+8.5%	7	before history	0.82%
SUB	iShares Short-Term National Muni Bond ETF	Reduced	45,186	-4,372	$4,810,953	−8.8%	4	unpriced	0.81%
IXUS	iShares Core MSCI Total International Stock ETF	Reduced	48,215	-157	$4,601,639	+9.8%	7	before history	0.77%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	9,041	+657	$4,524,025	+12.6%	7	before history	0.76%
MU	Micron Technology Inc Technology	Reduced	3,857	-149	$4,452,096	+229.0%	7	before history	0.75%
VOO	VANGUARD 500 INDEX FUND	Added	6,285	+566	$4,316,600	+26.3%	7	before history	0.72%
EDGF	3EDGE Dynamic Fixed Income ETF	Added	173,616	+24,399	$4,278,766	+15.9%	6	$24.77	0.72%
		Added	287,577	+39,862	$4,155,487	+19.1%	7	before history	0.70%
DUK	Duke Energy CORP Utilities	Reduced	32,786	-2,184	$4,150,051	−9.4%	7	before history	0.70%
SO	Southern Co Utilities	Reduced	42,874	-3,244	$4,103,470	−7.8%	7	before history	0.69%
SFLR		Added	105,626	+14,727	$4,075,051	+26.6%	6	$34.81	0.68%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	13,603	-150	$4,067,433	—	7	before history	0.68%
KO	Coca Cola Co Consumer Defensive	Reduced	49,192	-5,904	$3,997,833	−4.6%	7	before history	0.67%
CASY	Caseys General Stores Inc Consumer Cyclical	Reduced	4,978	-1,057	$3,956,464	−9.9%	7	before history	0.66%
GOOG	Alphabet Inc. Communication Services	Reduced	10,520	-17	$3,717,031	+23.0%	7	before history	0.62%
LNT	Alliant Energy Corp Utilities	Reduced	48,497	-5,109	$3,699,836	−3.8%	7	before history	0.62%
GLD	Spdr Gold Trust	Added	9,802	+619	$3,610,860	−8.6%	7	before history	0.61%
CEF	Sprott Physical Gold & Silver Trust Financial Services	Held	88,794	0	$3,572,182	−15.7%	6	$29.09	0.60%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	6,638	-192	$3,467,624	+9.6%	7	before history	0.58%
		Added	48,013	+5,145	$3,459,816	+33.6%	7	before history	0.58%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	45,082	-283	$3,309,469	−0.9%	7	before history	0.55%
UNH	Unitedhealth Group Inc Healthcare	Reduced	7,790	-579	$3,237,757	+43.0%	7	before history	0.54%
WM	Waste Management Inc Industrials	Reduced	14,278	-1,403	$3,182,280	−11.7%	7	before history	0.53%
RSG	Republic Services, Inc. Industrials	Reduced	14,515	-1,239	$3,092,856	−10.4%	7	before history	0.52%
BJAN		Reduced	51,950	-8,198	$3,058,296	−4.7%	6	$53.75	0.51%
CB	Chubb Ltd Financial Services	Reduced	8,909	-902	$3,035,652	−5.1%	4	$276.50	0.51%
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	Reduced	24,973	-109	$3,032,221	+20.7%	7	before history	0.51%
IWM	iShares Russell 2000 ETF	Added	9,974	+409	$2,996,688	+26.3%	7	before history	0.50%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	20,350	-1,708	$2,984,124	−6.3%	7	before history	0.50%
META	Meta Platforms, Inc. Communication Services	Added	5,255	+126	$2,960,088	+0.9%	7	before history	0.50%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	10,710	-854	$2,895,020	−19.4%	7	before history	0.49%
KR	Kroger Co Consumer Defensive	Reduced	52,005	-2,115	$2,887,837	−26.3%	6	$65.63	0.48%
QFLR	Innovator Nasdaq-100 Managed Floor ETF	Added	77,396	+15,546	$2,823,406	+37.1%	6	$32.89	0.47%
SHV	iShares 0-1 Year Treasury Bond ETF	Reduced	24,628	-7,302	$2,717,699	−22.9%	7	before history	0.46%

Showing the top 50 of 485 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.