Mitsubishi UFJ Securities Holdings Co., Ltd.

CIK

1374022

Location

TOKYO, M0

Portfolio Value

Micro $58,316,434

Diversification

Diversified

Reports for

Mitsubishi UFJ Financial Group, Inc.

Files via

MUFG Securities EMEA plc

Filing Date

Global Rank

#4,859 / 5,416 ▲ 495 · as of Sep 2020

Top Industry

Banks - Diversified 28.9%

Period ended 6 years ago

Filed Nov 13, 2020 · 5y

3 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

13F reports continue under

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. from Dec 31, 2020 MUFG SECURITIES (CANADA), LTD. from Dec 31, 2020

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2020, never from the firm's own description.

Style

Diversified active

Top 10 weight 59.4%, 20.6 effective positions, active share 97.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 1.0 quarters, but 0.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 97.4%; sector active share 46.8% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

48 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020

Top Position

10.5%

−21.3 pts

Top 5

40.6%

−59.4 pts

Top 10

59.4%

−40.6 pts

HHI

486

Diversified−2,321

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2020

Sector	% Portfolio	Value	Positions
Financial Services	33.8%	$19,691,908	7
Energy	15.0%	$8,741,981	8
Technology	13.1%	$7,637,563	3
Industrials	11.3%	$6,574,656	4
Basic Materials	10.7%	$6,227,444	7
Communication Services	7.1%	$4,137,631	4
Consumer Cyclical	4.3%	$2,526,431	6
Utilities	3.9%	$2,301,049	3
Healthcare	0.8%	$445,387	2
Consumer Defensive	0.1%	$32,384	1
Unclassified	0.0%	$0	2
Real Estate	0.0%	$0	1

Last Quarter's Activity

Export CSV

Sep 30, 2020 vs Jun 30, 2020

Added To

Positions the filer increased

No qualifying positions this quarter.

Trimmed

Positions the filer reduced

3 positions

Ticker	Company	Δ Shares	Shares	Value
GM	General Motors Co	−4,720	5,830	$172,509
RSG	Republic Services, Inc.	−390	2,530	$236,175
ULTA	Ulta Beauty, Inc.	−20	1,200	$268,776
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SHOP	Shopify Inc.	6,013	$6,151,118
RY	Royal Bank Of Canada	78,948	$5,537,412
TD	Toronto Dominion Bank	99,957	$4,622,011
CNI	Canadian National Railway Co	38,435	$4,091,790
ENB	Enbridge Inc	112,058	$3,272,093
BNS	Bank Of Nova Scotia	67,187	$2,788,932
TRP	Tc Energy Corp	52,097	$2,189,115
BMO	Bank Of Montreal	35,634	$2,081,381
BCE	Bce Inc	50,114	$2,078,227
CM	Canadian Imperial Bank Of Commerce	24,703	$1,845,808
WCN	Waste Connections, Inc.	14,508	$1,505,930
MFC	Manulife Financial Corp	107,550	$1,496,020
FNV	FRANCO NEVADA Corp	10,407	$1,452,609
SLF	Sun Life Financial Inc	32,417	$1,320,344
TU	Telus Corp	70,806	$1,246,893
NTR	Nutrien Ltd.	31,553	$1,237,824
WPM	Wheaton Precious Metals Corp.	24,875	$1,220,616
AEM	Agnico Eagle Mines Ltd	13,239	$1,053,956
FTS	Fortis Inc.	25,646	$1,047,895
CNQ	CANADIAN NATURAL RESOURCES Ltd	63,986	$1,024,422
SU	Suncor Energy Inc	83,495	$1,021,143
QSR	Restaurant Brands International Inc.	16,251	$934,595
GIB	Cgi Inc	12,691	$860,069
RCI	Rogers Communications Inc	20,117	$797,639
BIP	Brookfield Infrastructure Partners L.P.	16,338	$778,016
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
EXC	Exelon Corp	2,300	$83,467
—		9,730	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

48 tracked positions · $58,316,434 total · filing declares 54 positions · $69,408,000 · as of Sep 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SHOP	Shopify Inc. Technology	NEW	6,013	NEW	$6,151,118	NEW	1	$994.16	10.55%
RY	Royal Bank Of Canada Financial Services	NEW	78,948	NEW	$5,537,412	NEW	1	$71.88	9.50%
TD	Toronto Dominion Bank Financial Services	NEW	99,957	NEW	$4,622,011	NEW	1	$46.56	7.93%
CNI	Canadian National Railway Co Industrials	NEW	38,435	NEW	$4,091,790	NEW	1	$100.43	7.02%
ENB	Enbridge Inc Energy	NEW	112,058	NEW	$3,272,093	NEW	1	$31.47	5.61%
BNS	Bank Of Nova Scotia Financial Services	NEW	67,187	NEW	$2,788,932	NEW	1	$41.96	4.78%
TRP	Tc Energy Corp Energy	NEW	52,097	NEW	$2,189,115	NEW	1	$45.75	3.75%
BMO	Bank Of Montreal Financial Services	NEW	35,634	NEW	$2,081,381	NEW	1	$57.90	3.57%
BCE	Bce Inc Communication Services	NEW	50,114	NEW	$2,078,227	NEW	1	$42.29	3.56%
CM	Canadian Imperial Bank Of Commerce Financial Services	NEW	24,703	NEW	$1,845,808	NEW	1	$73.20	3.17%
WCN	Waste Connections, Inc. Industrials	NEW	14,508	NEW	$1,505,930	NEW	1	$99.99	2.58%
MFC	Manulife Financial Corp Financial Services	NEW	107,550	NEW	$1,496,020	NEW	1	$14.32	2.57%
FNV	FRANCO NEVADA Corp Basic Materials	NEW	10,407	NEW	$1,452,609	NEW	1	$148.58	2.49%
SLF	Sun Life Financial Inc Financial Services	NEW	32,417	NEW	$1,320,344	NEW	1	$40.44	2.26%
TU	Telus Corp Communication Services	NEW	70,806	NEW	$1,246,893	NEW	1	$17.76	2.14%
NTR	Nutrien Ltd. Basic Materials	NEW	31,553	NEW	$1,237,824	NEW	1	$36.41	2.12%
WPM	Wheaton Precious Metals Corp. Basic Materials	NEW	24,875	NEW	$1,220,616	NEW	1	$50.98	2.09%
AEM	Agnico Eagle Mines Ltd Basic Materials	NEW	13,239	NEW	$1,053,956	NEW	1	$76.44	1.81%
FTS	Fortis Inc. Utilities	NEW	25,646	NEW	$1,047,895	NEW	1	$39.93	1.80%
CNQ	CANADIAN NATURAL RESOURCES Ltd Energy	NEW	63,986	NEW	$1,024,422	NEW	1	$18.39	1.76%
SU	Suncor Energy Inc Energy	NEW	83,495	NEW	$1,021,143	NEW	1	$15.66	1.75%
QSR	Restaurant Brands International Inc. Consumer Cyclical	NEW	16,251	NEW	$934,595	NEW	1	$55.77	1.60%
GIB	Cgi Inc Technology	NEW	12,691	NEW	$860,069	NEW	1	$68.12	1.47%
RCI	Rogers Communications Inc Communication Services	NEW	20,117	NEW	$797,639	NEW	1	$41.04	1.37%
BIP	Brookfield Infrastructure Partners L.P. Utilities	NEW	16,338	NEW	$778,016	NEW	1	$44.15	1.33%
TRI	Thomson Reuters Corp Industrials	NEW	9,277	NEW	$740,761	NEW	1	unpriced	1.27%
MGA	Magna International Inc Consumer Cyclical	NEW	15,367	NEW	$703,040	NEW	1	$48.11	1.21%
PBA	Pembina Pipeline Corp Energy	NEW	30,437	NEW	$646,177	NEW	1	$24.57	1.11%
OTEX	Open Text Corp Technology	NEW	14,829	NEW	$626,376	NEW	1	$43.74	1.07%
KGC	Kinross Gold Corp Basic Materials	NEW	69,346	NEW	$611,631	NEW	1	$8.65	1.05%
AQN	Algonquin Power & Utilities Corp. Utilities	NEW	32,678	NEW	$475,138	NEW	1	$13.73	0.81%
TECK	Teck Resources Ltd Basic Materials	NEW	28,931	NEW	$402,719	NEW	1	$11.84	0.69%
ULTA	Ulta Beauty, Inc. Consumer Cyclical	Reduced	1,200	-20	$268,776	+8.3%	2	$215.03	0.46%
BHC	Bausch Health Companies Inc. Healthcare	NEW	17,108	NEW	$265,858	NEW	1	$17.22	0.46%
NEM	NEWMONT Corp Basic Materials	NEW	3,910	NEW	$248,089	NEW	1	$65.19	0.43%
RSG	Republic Services, Inc. Industrials	Reduced	2,530	-390	$236,175	−1.4%	3+	before history	0.40%
AZO	Autozone Inc Consumer Cyclical	NEW	200	NEW	$235,528	NEW	1	$1,181.54	0.40%
CCJ	Cameco Corp Energy	NEW	21,916	NEW	$221,351	NEW	1	$10.82	0.38%
CVE	Cenovus Energy Inc. Energy	NEW	56,481	NEW	$219,711	NEW	1	$4.59	0.38%
GIL	Gildan Activewear Inc. Consumer Cyclical	NEW	10,777	NEW	$211,983	NEW	1	$18.49	0.36%
CGC	Canopy Growth Corp Healthcare	NEW	12,537	NEW	$179,529	NEW	1	$16.77	0.31%
GM	General Motors Co Consumer Cyclical	Reduced	5,830	-4,720	$172,509	−35.4%	3+	before history	0.30%
IMO	Imperial Oil Ltd Energy	NEW	12,372	NEW	$147,969	NEW	1	$15.67	0.25%
PG	PROCTER & GAMBLE Co Consumer Defensive	NEW	233	NEW	$32,384	NEW	1	$132.76	0.06%
VZ	Verizon Communications Inc Communication Services	NEW	250	NEW	$14,872	NEW	1	$58.10	0.03%
		NEW	14,777	NEW	$0	NEW	1	unpriced	0.00%
BPY	Brookfield Property Partners L.P. Real Estate	NEW	19,852	NEW	$0	NEW	1	unpriced	0.00%
		NEW	25,375	NEW	$0	NEW	1	unpriced	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.