Greenwich Investment Management, Inc.

CIK

1456511

Location

STAMFORD, CT

Portfolio Value

Small $109,065,934

Diversification

Diversified

Filing Date

Global Rank

#4,861 / 7,299 ▼ 372

Top Industry

Asset Management 63.5%

3Y Alpha vs SPY

-10.0%

Period ended 1 year ago

Filed Aug 14, 2024 · 1y

14 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+36.2%

SPY

+76.3%

Annualised alpha

-10.0%

Max drawdown

−16.1%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

35 positions · as of Jun 30, 2024 · Δ vs Mar 31, 2024

Top Position

16.5%

+0.8 pts

Top 5

57.4%

+1.1 pts

Top 10

79.7%

−0.1 pts

HHI

859

Diversified+26

Portfolio Trend

14 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2024

Sector	% Portfolio	Value	Positions
Financial Services	68.0%	$74,176,930	24
Energy	24.3%	$26,539,938	3
Technology	5.3%	$5,826,832	3
Industrials	1.1%	$1,165,047	1
Real Estate	1.0%	$1,052,699	3
Unclassified	0.3%	$304,488	1

Last Quarter's Activity

Export CSV

Jun 30, 2024 vs Mar 31, 2024

Added To

Positions the filer increased

1 positions

Ticker	Company	Δ Shares	Shares	Value	Open
OBDC	Blue Owl Capital Corp	+24,125	294,010	$4,515,993
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
OCSL	Oaktree Specialty Lending Corp	−513,621	93,356	$1,756,026
ACRE	Ares Commercial Real Estate Corp	−176,125	39,145	$260,314
TRIN	Trinity Capital Inc.	−87,438	1,144,032	$16,176,612
NTIP	Network-1 Technologies, Inc.	−38,605	654,521	$1,165,047
TSLX	Sixth Street Specialty Lending, Inc.	−33,880	563,544	$12,031,664
ARCC	Ares Capital Corp	−26,490	392,525	$8,180,221
RWAY	Runway Growth Finance Corp.	−19,925	270,682	$3,183,220
BANX	ArrowMark Financial Corp.	−18,975	299,275	$5,515,638
CGBD	Carlyle Secured Lending, Inc.	−18,070	104,373	$1,851,577
MPV	Barings Participation Investors	−17,551	341,577	$5,642,852
FSK	FS KKR Capital Corp	−8,106	101,410	$2,000,819
DMLP	Dorchester Minerals, L.P.	−5,693	582,168	$17,959,882
ISTR	Investar Holding Corp	−4,965	24,220	$372,988
VBNK	VersaBank	−4,425	69,053	$743,010
GSBD	Goldman Sachs BDC, Inc.	−3,951	364,807	$5,483,049
BBDC	Barings BDC, Inc.	−2,686	13,510	$131,452
NVEC	Nve Corp /New/	−1,874	34,392	$2,568,738
MCI	Barings Corporate Investors	−1,460	77,847	$1,449,511
SFBC	Sound Financial Bancorp, Inc.	−1,302	10,388	$446,684
FNWB	First Northwest Bancorp	−680	11,272	$109,225
HTGC	Hercules Capital, Inc.	−630	23,081	$472,006
CFG	Citizens Financial Group Inc/Ri	−200	9,700	$349,491
HTB	HomeTrust Bancshares, Inc.	−185	15,155	$455,104
FISV	Fiserv Inc	−180	2,043	$304,488
CINF	Cincinnati Financial Corp	−50	4,083	$482,202
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
ACT	Enact Holdings, Inc.	51,851	$1,589,751
ARES	Ares Management Corp	4,960	$661,068
BGC	BGC Group, Inc.	69,490	$576,767
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
EQH	Equitable Holdings, Inc.	57,738	$2,194,621
ABBV	AbbVie Inc.	1,457	$265,319
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

35 positions · $109,065,934 total · as of Jun 30, 2024

All sectors Energy Financial Services Industrials Real Estate Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DMLP	Dorchester Minerals, L.P. Energy	Reduced	582,168	-5,693	$17,959,882	−9.4%	16.47%
TRIN	Trinity Capital Inc. Financial Services	Reduced	1,144,032	-87,438	$16,176,612	−10.5%	14.83%
TSLX	Sixth Street Specialty Lending, Inc. Financial Services	Reduced	563,544	-33,880	$12,031,664	−6.0%	11.03%
XOM	Exxon Mobil Corp Energy	Held	71,406	0	$8,220,258	−1.0%	7.54%
ARCC	Ares Capital Corp Financial Services	Reduced	392,525	-26,490	$8,180,221	−6.2%	7.50%
MPV	Barings Participation Investors Financial Services	Reduced	341,577	-17,551	$5,642,852	−2.5%	5.17%
BANX	ArrowMark Financial Corp. Financial Services	Reduced	299,275	-18,975	$5,515,638	−8.8%	5.06%
GSBD	Goldman Sachs BDC, Inc. Financial Services	Reduced	364,807	-3,951	$5,483,049	−0.7%	5.03%
OBDC	Blue Owl Capital Corp Financial Services	Added	294,010	+24,125	$4,515,993	+8.8%	4.14%
RWAY	Runway Growth Finance Corp. Financial Services	Reduced	270,682	-19,925	$3,183,220	−9.6%	2.92%
AAPL	Apple Inc. Technology	Held	14,158	0	$2,981,957	+22.8%	2.73%
NVEC	Nve Corp /New/ Technology	Reduced	34,392	-1,874	$2,568,738	−21.5%	2.36%
FSK	FS KKR Capital Corp Financial Services	Reduced	101,410	-8,106	$2,000,819	−4.2%	1.83%
CGBD	Carlyle Secured Lending, Inc. Financial Services	Reduced	104,373	-18,070	$1,851,577	−7.1%	1.70%
OCSL	Oaktree Specialty Lending Corp Financial Services	Reduced	93,356	-513,621	$1,756,026	−85.3%	1.61%
ACT	Enact Holdings, Inc. Financial Services	NEW	51,851	NEW	$1,589,751	NEW	1.46%
MCI	Barings Corporate Investors Financial Services	Reduced	77,847	-1,460	$1,449,511	+6.3%	1.33%
NTIP	Network-1 Technologies, Inc. Industrials	Reduced	654,521	-38,605	$1,165,047	−18.8%	1.07%
VBNK	VersaBank Financial Services	Reduced	69,053	-4,425	$743,010	−4.6%	0.68%
ARES	Ares Management Corp Financial Services	NEW	4,960	NEW	$661,068	NEW	0.61%
BGC	BGC Group, Inc. Financial Services	NEW	69,490	NEW	$576,767	NEW	0.53%
CPT	Camden Property Trust Real Estate	Held	4,910	0	$535,730	+10.9%	0.49%
CINF	Cincinnati Financial Corp Financial Services	Reduced	4,083	-50	$482,202	−6.0%	0.44%
HTGC	Hercules Capital, Inc. Financial Services	Reduced	23,081	-630	$472,006	+7.9%	0.43%
HTB	HomeTrust Bancshares, Inc. Financial Services	Reduced	15,155	-185	$455,104	+8.5%	0.42%
SFBC	Sound Financial Bancorp, Inc. Financial Services	Reduced	10,388	-1,302	$446,684	−6.1%	0.41%
ISTR	Investar Holding Corp Financial Services	Reduced	24,220	-4,965	$372,988	−21.9%	0.34%
OKE	Oneok Inc /New/ Energy	Held	4,412	0	$359,798	+1.7%	0.33%
CFG	Citizens Financial Group Inc/Ri Financial Services	Reduced	9,700	-200	$349,491	−2.7%	0.32%
FISV	Fiserv Inc	Reduced	2,043	-180	$304,488	−14.3%	0.28%
ASML	Asml Holding NV Technology	Reduced	270	-3	$276,137	+4.2%	0.25%
ACRE	Ares Commercial Real Estate Corp Real Estate	Reduced	39,145	-176,125	$260,314	−83.8%	0.24%
PSTL	Postal Realty Trust, Inc. Real Estate	Held	19,254	0	$256,655	−6.9%	0.24%
BBDC	Barings BDC, Inc. Financial Services	Reduced	13,510	-2,686	$131,452	−12.7%	0.12%
FNWB	First Northwest Bancorp Financial Services	Reduced	11,272	-680	$109,225	−41.6%	0.10%