ETRADE Capital Management LLC

CIK

1512581

Location

Arlington, VA

Portfolio Value

Mid $5,020,407,307

Diversification

Moderately concentrated

Reports for

The Bank of New York Mellon Corporation

Files via

The Bank of New York Mellon Corporation

Filing Date

Global Rank

#466 / 5,404 ▲ 13 · as of Sep 2020

Top Industry

Drug Manufacturers - General 6.7%

Period ended 5 years ago

Filed Nov 13, 2020 · 5y

3 quarters · since Mar 2020

Portfolio Concentration

728 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020

Top Position

44.7%

+4.1 pts

Top 5

68.2%

+0.7 pts

Top 10

75.1%

+1.0 pts

HHI

2,174

Moderately concentrated+313

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2020

Sector	% Portfolio	Value	Positions
Unclassified	78.2%	$3,927,626,034	91
Technology	4.8%	$241,979,270	108
Healthcare	3.5%	$174,748,997	94
Financial Services	2.8%	$139,240,274	83
Consumer Cyclical	2.7%	$137,011,035	85
Industrials	2.0%	$102,667,921	90
Communication Services	1.7%	$86,623,059	34
Consumer Defensive	1.6%	$82,341,454	40
Utilities	0.7%	$36,860,843	23
Energy	0.7%	$33,775,579	25
Basic Materials	0.6%	$32,302,195	26
Real Estate	0.5%	$25,230,646	29

Last Quarter's Activity

Export CSV

Sep 30, 2020 vs Jun 30, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+4,577,823	29,670,628	$2,245,813,109
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	+471,540	1,628,287	$93,450,665
VCRM	Vanguard Core Tax-Exempt Bond ETF	+272,491	1,888,038	$102,784,788
AAPL	Apple Inc.	+176,085	224,857	$26,040,688
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	+106,796	191,951	$0
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	+96,067	585,734	$29,210,553
VB	Vanguard Morningstar Small-Cap ETF	+81,091	2,978,856	$313,772,799
ALLW	SSGA Active Trust State Street Bridgewater All Weather ETF	+72,220	120,482	$5,609,844
CWI	State Street SPDR MSCI ACWI ex-US ETF	+64,698	416,448	$25,753,144
SMFG	Sumitomo Mitsui Financial Group, Inc.	+56,438	476,496	$2,663,612
ASHR	Xtrackers Harvest CSI 300 China A-Shares ETF	+50,539	95,207	$3,663,565
SU	Suncor Energy Inc	+46,626	225,767	$2,761,130
T	At&T Inc.	+37,872	328,175	$9,356,255
KMI	Kinder Morgan, Inc.	+37,432	246,843	$3,043,573
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+32,775	272,755	$10,904,516
AROC	Archrock, Inc.	+32,581	105,880	$569,633
AGRH	iShares Interest Rate Hedged U.S. Aggregate Bond ETF	+30,694	118,072	$5,916,587
KGC	Kinross Gold Corp	+28,624	49,033	$432,470
PFE	Pfizer Inc	+28,579	300,284	$11,020,411
TSLA	Tesla, Inc.	+25,040	30,168	$12,942,370
CAG	Conagra Brands Inc.	+24,461	128,107	$4,574,700
BIV	Vanguard Intermediate-Term Bond ETF	+21,694	511,245	$42,671,955
SBS	Companhia De Saneamento Basico Do Estado De Sao Paulo-Sabesp	+20,645	116,306	$965,339
ABLZF	Abb Ltd	+19,564	157,245	$4,017,609
—		+19,071	47,810	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BNDW	Vanguard Total World Bond ETF	−1,141,883	1,283,591	$116,528,067
VEU	Vanguard FTSE All-World Ex-US ETF	−280,722	8,966,082	$432,767,442
KO	Coca Cola Co	−59,166	125,583	$6,200,032
BP	Bp PLC	−58,360	19,661	$343,280
NOG	Northern Oil & Gas, Inc.	−45,866	15,209	$87,299
AFK	VanEck Africa Index ETF	−44,579	6,674	$261,353
SPY	Spdr S&P 500 ETF Trust	−43,583	936,152	$313,507,942
CARR	CARRIER GLOBAL Corp	−37,764	14,275	$435,957
SAN	Banco Santander, S.A.	−32,097	120,193	$222,356
UPS	United Parcel Service Inc	−30,186	43,816	$7,301,059
F	Ford Motor Co	−29,766	41,880	$278,920
VOD	Vodafone Group Public Ltd Co	−26,885	148,160	$1,988,306
ET	Energy Transfer LP	−23,800	15,255	$82,681
—		−21,108	7,767	$0
TTGT	TechTarget, Inc.	−20,170	32,327	$1,421,094
NVS	Novartis AG	−18,893	78,229	$6,802,793
DAL	Delta Air Lines, Inc.	−18,617	12,039	$368,152
KEX	Kirby Corp	−18,462	9,615	$347,774
KEY	Keycorp /New/	−18,326	49,698	$592,896
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−16,987	128,597	$10,425,358
BGC	BGC Group, Inc.	−16,765	158,398	$0
SYF	Synchrony Financial	−16,740	20,365	$532,952
D	Dominion Energy, Inc	−15,806	23,240	$1,834,332
OMC	Omnicom Group Inc.	−15,584	35,377	$1,751,161
NVO	Novo Nordisk A S	−15,297	55,366	$3,844,061
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
EVRG	Evergy, Inc.	27,288	$1,386,775
COLM	Columbia Sportswear Co	14,749	$1,282,867
APPF	Appfolio Inc	8,034	$1,139,301
NTRA	Natera, Inc.	14,853	$1,072,980
PFGC	Performance Food Group Co	27,027	$935,674
MTCH	Match Group, Inc.	7,977	$882,654
HALO	Halozyme Therapeutics, Inc.	33,487	$880,038
ARKD	ARK DIET Q1 Buffer ETF	8,559	$864,418
ADP	Automatic Data Processing Inc	6,001	$837,078
MRNA	Moderna, Inc.	11,354	$803,295
EEFT	Euronet Worldwide, Inc.	8,515	$775,716
SCI	Service Corp International	18,382	$775,351
PTON	Peloton Interactive, Inc.	7,718	$765,933
AMH	American Homes 4 Rent	22,694	$646,324
SCL	Stepan Co	5,915	$644,735
TRUP	Trupanion, Inc.	8,095	$638,694
TXT	Textron Inc	14,672	$529,511
LSTR	Landstar System Inc	3,969	$498,068
CC	Chemours Co	22,472	$469,888
REAL	TheRealReal, Inc.	32,190	$465,789
CIEN	Ciena Corp	11,334	$449,845
CHWY	Chewy, Inc.	8,189	$449,001
EQT	EQT Corp	33,390	$431,732
VISN	Vistance Networks, Inc.	47,968	$431,712
HASI	HA Sustainable Infrastructure Capital, Inc.	9,997	$422,573
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	7,798	$1,930,784
WIX	Wix.com Ltd.	6,204	$1,589,588
COR	Cencora, Inc.	15,737	$1,585,817
ETSY	Etsy Inc	14,800	$1,572,203
CAE	Cae Inc	85,322	$1,381,363
BURL	Burlington Stores, Inc.	5,288	$1,041,365
BMRN	Biomarin Pharmaceutical Inc	7,890	$973,152
CTVA	Corteva, Inc.	29,225	$782,937
KN	Knowles Corp	51,077	$779,435
OKTA	Okta, Inc.	3,703	$741,450
MKSI	Mks Inc	5,897	$667,776
HST	Host Hotels & Resorts, Inc.	56,964	$614,641
RL	Ralph Lauren Corp	7,767	$563,262
IART	Integra Lifesciences Holdings Corp	11,510	$540,854
HIW	Highwoods Properties, Inc.	14,470	$540,165
AXTA	Axalta Coating Systems Ltd.	23,187	$522,866
AIV	Apartment Investment & Management Co	13,720	$516,425
—		17,277	$494,294
SLG	Sl Green Realty Corp	9,822	$484,126
POWI	Power Integrations Inc	3,525	$416,408
AWI	Armstrong World Industries Inc	5,332	$415,682
BKU	BankUnited, Inc.	15,537	$314,624
AMBA	Ambarella Inc	6,576	$301,180
WTS	Watts Water Technologies Inc	3,667	$297,027
HII	Huntington Ingalls Industries, Inc.	1,672	$291,746
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

728 tracked positions · $5,020,407,307 total · filing declares 1,447 positions · $5,370,419,000 · as of Sep 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 728 positions by value · page 1 of 15

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Added	29,670,628	+4,577,823	$2,245,813,109	+23.5%	44.73%
VEU	Vanguard FTSE All-World Ex-US ETF	Reduced	8,966,082	-280,722	$432,767,442	+3.7%	8.62%
VB	Vanguard Morningstar Small-Cap ETF	Added	2,978,856	+81,091	$313,772,799	+7.9%	6.25%
SPY	Spdr S&P 500 ETF Trust	Reduced	936,152	-43,583	$313,507,942	+3.8%	6.24%
BNDW	Vanguard Total World Bond ETF	Reduced	1,283,591	-1,141,883	$116,528,067	−37.3%	2.32%
VCRM	Vanguard Core Tax-Exempt Bond ETF	Added	1,888,038	+272,491	$102,784,788	+17.5%	2.05%
GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	Added	1,628,287	+471,540	$93,450,665	+46.4%	1.86%
ECNS	iShares MSCI China Small-Cap ETF	Reduced	557,309	-13,068	$55,357,502	−0.4%	1.10%
ABI	VictoryShares Pioneer Asset-Based Income ETF	Reduced	517,119	-2,670	$55,256,291	+5.6%	1.10%
BIV	Vanguard Intermediate-Term Bond ETF	Added	511,245	+21,694	$42,671,955	+4.4%	0.85%
MSFT	Microsoft Corp Technology	Reduced	155,123	-12,857	$32,627,020	−4.6%	0.65%
VIGI	Vanguard International Dividend Appreciation ETF	Added	377,358	+2,297	$30,539,582	+3.4%	0.61%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	9,522	-245	$29,982,206	+11.3%	0.60%
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	Added	585,734	+96,067	$29,210,553	+19.6%	0.58%
AAPL	Apple Inc. Technology	Added	224,857	+176,085	$26,040,688	+46.4%	0.52%
CWI	State Street SPDR MSCI ACWI ex-US ETF	Added	416,448	+64,698	$25,753,144	+23.0%	0.51%
TSLA	Tesla, Inc. Consumer Cyclical	Added	30,168	+25,040	$12,942,370	+133.7%	0.26%
VIG	Vanguard Dividend Appreciation ETF	Reduced	112,886	-2,021	$12,511,458	+4.9%	0.25%
VZ	Verizon Communications Inc Communication Services	Added	205,819	+6,084	$12,244,171	+11.2%	0.24%
UNH	Unitedhealth Group Inc Healthcare	Reduced	39,030	-3,304	$12,168,382	−2.5%	0.24%
MRK	Merck & Co., Inc. Healthcare	Added	140,483	+8,139	$11,653,069	+13.9%	0.23%
CMCSA	Comcast Corp Communication Services	Reduced	249,238	-4,574	$11,529,749	+16.5%	0.23%
MA	Mastercard Inc Financial Services	Reduced	33,758	-3,129	$11,415,942	+4.7%	0.23%
JNJ	Johnson & Johnson Healthcare	Added	76,508	+5,788	$11,390,510	+14.5%	0.23%
PFE	Pfizer Inc Healthcare	Added	300,284	+28,579	$11,020,411	+24.0%	0.22%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	272,755	+32,775	$10,904,516	+21.1%	0.22%
PYPL	PayPal Holdings, Inc. Financial Services	Reduced	53,968	-4,018	$10,633,314	+5.3%	0.21%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	128,597	-16,987	$10,425,358	+26.1%	0.21%
GOOGL	Alphabet Inc. Communication Services	Reduced	10,794	-1,735	$10,225,490	−6.4%	0.20%
ADBE	Adobe Inc. Technology	Reduced	19,818	-684	$9,719,341	+8.9%	0.19%
T	At&T Inc. Communication Services	Added	328,175	+37,872	$9,356,255	+6.6%	0.19%
V	Visa Inc. Financial Services	Added	45,664	+482	$9,131,429	+4.6%	0.18%
ACN	Accenture plc Technology	Reduced	38,066	-3,189	$8,602,534	−2.9%	0.17%
CSCO	Cisco Systems, Inc. Technology	Added	213,418	+18,692	$8,406,534	−7.4%	0.17%
SAP	Sap SE Technology	Reduced	52,662	-4,984	$8,205,265	+1.7%	0.16%
AVGO	Broadcom Inc. Technology	Reduced	21,655	-2,693	$7,889,349	+2.7%	0.16%
META	Meta Platforms, Inc. Communication Services	Reduced	29,843	-217	$7,815,880	+14.5%	0.16%
ABBV	AbbVie Inc. Healthcare	Reduced	84,267	-1,050	$7,380,946	−11.9%	0.15%
RTX	RTX Corp Industrials	Added	127,004	+6,296	$7,307,810	−1.8%	0.15%
UPS	United Parcel Service Inc Industrials	Reduced	43,816	-30,186	$7,301,059	−11.3%	0.15%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	43,398	-6,637	$7,197,991	+6.5%	0.14%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	122,257	-4,394	$7,023,664	+8.5%	0.14%
CRM	Salesforce, Inc. Technology	Added	27,859	+9,128	$7,001,522	+99.5%	0.14%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	25,038	-1,696	$6,953,302	+3.8%	0.14%
TXN	Texas Instruments Inc Technology	Reduced	48,588	-1,736	$6,937,880	+8.6%	0.14%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	283,334	-6,298	$6,825,515	−0.8%	0.14%
NVS	Novartis AG Healthcare	Reduced	78,229	-18,893	$6,802,793	−19.8%	0.14%
ABT	Abbott Laboratories Healthcare	Reduced	60,982	-10,023	$6,636,670	+2.2%	0.13%
BABA	Alibaba Group Holding Ltd Consumer Cyclical	Added	22,324	+3,126	$6,562,808	+58.5%	0.13%
CVS	CVS HEALTH Corp Healthcare	Added	109,002	+9,407	$6,365,716	−1.6%	0.13%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.