Commonwealth Financial Services, LLC

Registered adviser

CIK

1536755

Location

VIENNA, WV

Portfolio Value

Small $529,124,339

Diversification

Diversified

Filing Date

Global Rank

#3,022 / 8,819 ▲ 79 · as of Jun 2026

Top Industry

Semiconductors 19.4%

Period ended 29 days ago

Filed Oct 20, 2026 · 9d

13 quarters · since Sep 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 324930

Roster of Oct 1, 2026

Regulatory AUM

$994,745,926

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$994,745,926	Individuals and high net worth (98%)
Mar 2025 to Jan 2026	$774,786,979	Individuals and high net worth (97%)
Apr 2024 to Feb 2025	$649,546,505	Individuals and high net worth (93%)
Jul 2023 to Mar 2024	$533,201,538	Individuals and high net worth (96%)
May 2023 to Jun 2023	$0	—
Apr 2023	$0	—

Stated strategy

Wealth management / planning Form ADV Part 2A, Aug 24, 2026 · original

In the firm's words

Wealth management / planning: FINANCIAL PLANNING AND FINANCIAL PLANNING CONSULTATION SERVICES

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 66.7% of the book (60%+)

Turnover

Medium turnover

51.7% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 7.7 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 74.1%; sector active share 62.1% against the combined 13F book's sector weights.

Over time 12 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

287 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

20.8%

−0.2 pts

Top 5

45.7%

−2.2 pts

Top 10

64.5%

−2.1 pts

HHI

701

Diversified−28

Portfolio Trend

13 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	74.8%	$395,838,176	113
Technology	10.7%	$56,608,421	42
Financial Services	3.2%	$16,790,213	31
Industrials	2.0%	$10,763,663	28
Consumer Cyclical	2.0%	$10,530,082	18
Consumer Defensive	2.0%	$10,492,172	9
Communication Services	1.9%	$10,078,431	10
Healthcare	1.6%	$8,395,642	16
Energy	1.0%	$5,365,070	7
Basic Materials	0.4%	$1,976,313	6
Real Estate	0.2%	$1,149,809	5
Utilities	0.2%	$1,136,347	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IMFL	Invesco International Developed Dynamic Multifactor ETF	+294,981	431,737	$14,428,650
FRDM	Freedom 100 Emerging Markets ETF	+36,060	129,717	$9,075,001
RNW	ReNew Energy Global plc	+18,165	35,438	$242,395
SCHC	Schwab International Small-Cap Equity ETF	+12,158	98,718	$4,910,233
PAYO	Payoneer Global Inc.	+11,559	26,803	$191,373
NAVI	Navient Corp	+10,470	22,223	$201,562
CRWD	CrowdStrike Holdings, Inc.	+5,087	6,861	$1,816,449
NWSA	News Corp	+3,485	16,319	$467,539
DAPR	FT Vest U.S. Equity Deep Buffer ETF - April	+2,887	52,789	$2,203,940
FTSM	First Trust Enhanced Short Maturity ETF	+2,600	77,485	$4,611,132
UMC	United Microelectronics Corp	+1,403	15,873	$388,729
RKLB	Rocket Lab Corp	+1,367	8,371	$583,291
IRDM	Iridium Communications Inc.	+1,072	6,271	$300,380
BLDR	Builders FirstSource, Inc.	+473	5,274	$300,670
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+426	3,477	$1,586,172
NOW	ServiceNow, Inc.	+424	4,001	$536,174
TSLA	Tesla, Inc.	+398	2,619	$929,247
GE	General Electric Co	+372	1,431	$446,886
SATL	Satellogic Inc.	+326	15,326	$84,752
MS	Morgan Stanley	+235	2,210	$415,656
COMP	Compass, Inc.	+231	10,569	$93,852
IJR	iShares Core S&P Small-Cap ETF	+151	6,401	$870,792
DVY	iShares Select Dividend ETF	+141	2,649	$402,833
DIS	Walt Disney Co	+113	4,149	$435,230
DOCT	FT Vest U.S. Equity Deep Buffer ETF - October	+96	46,496	$2,233,909
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GOVI	Invesco Equal Weight 0-30 Year Treasury ETF	−347,348	713,169	$18,014,648
GTO	Invesco Total Return Bond ETF	−178,152	497,423	$22,180,091
WCMI	First Trust WCM International Equity ETF	−167,643	743,637	$14,188,593
GJAN	FT Vest U.S. Equity Moderate Buffer ETF - January	−152,852	20,540	$946,863
FIXD	First Trust Smith Opportunistic Fixed Income ETF	−132,058	21,569	$890,152
UCON	First Trust Smith Unconstrained Bond ETF	−131,298	21,702	$515,313
AGG	iShares Core U.S. Aggregate Bond ETF	−104,820	302,786	$28,625,388
ICLO		−103,698	346,818	$8,875,072
DJUL	FT Vest U.S. Equity Deep Buffer ETF - July	−97,916	46,717	$2,391,443
RDVY	First Trust Rising Dividend Achievers ETF	−75,850	248,216	$19,432,830
IBDW	iShares iBonds Dec 2031 Term Corporate ETF	−74,852	43,325	$869,099
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	−72,936	91,778	$2,213,685
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	−71,592	72,650	$1,535,821
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	−69,523	81,776	$1,855,497
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	−64,389	81,581	$2,036,261
FALN	iShares Fallen Angels USD Bond ETF	−63,619	164,262	$4,259,313
UXOC	FT Vest U.S. Equity Uncapped Accelerator ETF - October	−61,711	98,452	$3,938,217
IBHG	iShares iBonds 2027 Term High Yield and Income ETF	−58,884	61,519	$1,339,883
IBHI	iShares iBonds 2029 Term High Yield and Income ETF	−55,393	44,000	$1,004,520
IBHH	iShares iBonds 2028 Term High Yield and Income ETF	−53,462	52,619	$1,217,077
LMBS	First Trust Low Duration Opportunities ETF	−51,068	6,770	$328,074
RPG	Victory Portfolios II	−50,335	4,673	$0
BOXX	Alpha Architect 1-3 Month Box ETF	−39,036	27,672	$3,276,088
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	−34,591	16,905	$1,535,650
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−33,794	59,904	$5,376,983
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
ACYN	First Trust Exchange-Traded Fund	166,866	$3,480,824
ACYS	FT Vest Laddered Autocallable Barrier & Resilient Income ETF	113,879	$2,343,629
IYH	iShares U.S. Healthcare ETF	12,485	$893,426
FCLD	Fidelity Cloud Computing ETF	18,575	$831,602
PAYX	Paychex Inc	3,976	$391,636
NET	Cloudflare, Inc.	1,052	$365,338
DRS	Leonardo DRS, Inc.	9,710	$355,677
SCCO	Southern Copper Corp	1,755	$355,633
PAYC	Paycom Software, Inc.	1,532	$333,439
AOS	Smith A O Corp	5,738	$323,451
MMI	Marcus & Millichap, Inc.	10,189	$289,877
INTU	Intuit Inc.	1,009	$278,191
LOAR	Loar Holdings Inc.	4,460	$274,379
REX	REX AMERICAN RESOURCES Corp	6,169	$268,043
AVT	Avnet Inc	2,546	$254,472
JXN	Jackson Financial Inc.	1,937	$250,492
RGR	Sturm Ruger & Co Inc	5,894	$250,377
ANDE	Andersons, Inc.	3,800	$249,660
ASX	ASE Technology Holding Co., Ltd.	5,586	$248,353
EQH	Equitable Holdings, Inc.	4,750	$243,532
WOR	Worthington Enterprises, Inc.	3,855	$229,526
BX	Blackstone Inc.	2,031	$227,654
COKE	Coca-Cola Consolidated, Inc.	1,188	$224,852
COP	Conocophillips	1,791	$224,143
JBGS	JBG SMITH Properties	22,297	$223,861
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PFE	Pfizer Inc	51,813	$1,247,657
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	18,669	$1,134,888
RFG	Victory Portfolios II	17,132	$1,105,527
PEBO	Peoples Bancorp Inc	22,472	$863,149
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	7,562	$825,089
EEM	iShares MSCI Emerging Markets ETF	11,491	$786,099
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	7,749	$734,992
GFEB	FT Vest U.S. Equity Moderate Buffer ETF - February	16,142	$710,716
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	5,732	$682,050
DELL	Dell Technologies Inc.	1,132	$488,412
CALF	Pacer US Small Cap Cash Cows 100 ETF	9,401	$475,784
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	3,960	$471,754
RZG	Victory Portfolios II	6,192	$450,096
BINC		8,190	$428,664
—		2,311	$419,354
CHCO	City Holding Co	3,146	$417,285
WSBC	Wesbanco Inc	10,065	$392,836
VIG	Vanguard Specialized Funds	1,583	$374,569
D	Dominion Energy, Inc	5,311	$362,688
XMLV	Invesco Ltd.	5,192	$344,385
NEE	Nextera Energy Inc	3,728	$327,206
ROBO	ROBO Global Robotics and Automation Index ETF	3,671	$314,457
TFC	Truist Financial Corp	6,099	$303,852
IVE	iShares S&P 500 Value ETF	1,330	$301,989
IBMQ	iShares iBonds Dec 2028 Term Muni Bond ETF	11,345	$290,205
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

287 tracked positions · $529,124,339 total · filing declares 289 positions · $559,361,215 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 287 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	61,359	-32,689	$46,794,214	−33.4%	8.84%
IVV	iShares Core S&P 500 ETF	Reduced	42,986	-6,185	$32,920,828	−10.6%	6.22%
QQQ	Invesco Qqq Trust, Series 1	Reduced	38,700	-20,772	$28,629,099	−34.6%	5.41%
AGG	iShares Core U.S. Aggregate Bond ETF	Reduced	302,786	-104,820	$28,625,388	−29.0%	5.41%
GTO	Invesco Total Return Bond ETF	Reduced	497,423	-178,152	$22,180,091	−30.0%	4.19%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	248,216	-75,850	$19,432,830	−26.0%	3.67%
GOVI	Invesco Equal Weight 0-30 Year Treasury ETF	Reduced	713,169	-347,348	$18,014,648	−37.4%	3.40%
ONEQ	Fidelity Nasdaq Composite Index ETF	Reduced	166,445	-8,686	$17,616,538	−2.5%	3.33%
NVDA	Nvidia Corp Technology	Reduced	68,466	-3,139	$15,636,265	+9.1%	2.96%
IMFL	Invesco International Developed Dynamic Multifactor ETF	Added	431,737	+294,981	$14,428,650	+207.2%	2.73%
WCMI	First Trust WCM International Equity ETF	Reduced	743,637	-167,643	$14,188,593	−20.4%	2.68%
FRDM	Freedom 100 Emerging Markets ETF	Added	129,717	+36,060	$9,075,001	+32.9%	1.72%
ICLO		Reduced	346,818	-103,698	$8,875,072	−23.0%	1.68%
MSFT	Microsoft Corp Technology	Reduced	15,948	-4,647	$8,179,729	+6.5%	1.55%
SPLV	Invesco S&P 500 Low Volatility ETF	Reduced	105,714	-11,561	$7,453,894	−15.1%	1.41%
AAPL	Apple Inc. Technology	Reduced	21,997	-3,800	$7,325,440	−1.9%	1.38%
JMEE	JPMorgan Small & Mid Cap Enhanced Equity ETF	Reduced	88,358	-7,007	$6,501,381	−12.6%	1.23%
QMOM	Alpha Architect U.S. Quantitative Momentum ETF	Reduced	84,546	-27,604	$6,095,935	−31.0%	1.15%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	57,345	-4,777	$5,773,494	−7.7%	1.09%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	59,904	-33,794	$5,376,983	−34.7%	1.02%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	19,981	-5,339	$4,978,266	−17.5%	0.94%
SCHC	Schwab International Small-Cap Equity ETF	Added	98,718	+12,158	$4,910,233	+17.9%	0.93%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	14,017	-5,154	$4,637,244	−26.1%	0.88%
FTSM	First Trust Enhanced Short Maturity ETF	Added	77,485	+2,600	$4,611,132	+3.1%	0.87%
ILCB	iShares Trust	Reduced	41,407	-4,890	$4,375,063	−8.8%	0.83%
FALN	iShares Fallen Angels USD Bond ETF	Reduced	164,262	-63,619	$4,259,313	−31.4%	0.80%
FLRT	Pacer Aristotle Pacific Floating Rate High Income ETF	Reduced	87,151	-26,739	$4,047,292	−23.8%	0.76%
UXOC	FT Vest U.S. Equity Uncapped Accelerator ETF - October	Reduced	98,452	-61,711	$3,938,217	−37.2%	0.74%
GOOGL	Alphabet Inc. Communication Services	Reduced	10,790	-77	$3,712,623	−4.4%	0.70%
IVW	iShares S&P 500 Growth ETF	Reduced	24,986	-1,517	$3,554,508	−2.5%	0.67%
ACYN	First Trust Exchange-Traded Fund	NEW	166,866	NEW	$3,480,824	NEW	0.66%
BOXX	Alpha Architect 1-3 Month Box ETF	Reduced	27,672	-39,036	$3,276,088	−58.1%	0.62%
SOXX	iShares Semiconductor ETF	Reduced	5,718	-8,177	$3,251,483	−63.5%	0.61%
AVGO	Broadcom Inc. Technology	Reduced	8,820	-494	$3,097,495	−12.0%	0.59%
DJAN	FT Vest U.S. Equity Deep Buffer ETF - January	Reduced	63,457	-872	$2,961,538	+1.1%	0.56%
WMT	Walmart Inc. PUT + SHARES Consumer Defensive	Reduced	36,712	-647	$2,710,694	−35.9%	0.51%
CSCO	Cisco Systems, Inc. PUT + SHARES Technology	Reduced	40,166	-420	$2,703,572	−43.3%	0.51%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	2,949	-2,315	$2,684,592	−45.5%	0.51%
EFA	iShares MSCI EAFE ETF	Reduced	25,079	-15,052	$2,605,457	−37.5%	0.49%
META	Meta Platforms, Inc. Communication Services	Reduced	3,567	-785	$2,586,717	+5.5%	0.49%
DJUL	FT Vest U.S. Equity Deep Buffer ETF - July	Reduced	46,717	-97,916	$2,391,443	−67.0%	0.45%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	16,284	-8,405	$2,365,739	−34.7%	0.45%
ACYS	FT Vest Laddered Autocallable Barrier & Resilient Income ETF	NEW	113,879	NEW	$2,343,629	NEW	0.44%
MU	Micron Technology Inc Technology	Reduced	2,111	-411	$2,248,447	−22.8%	0.42%
DOCT	FT Vest U.S. Equity Deep Buffer ETF - October	Added	46,496	+96	$2,233,909	+3.1%	0.42%
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	Reduced	91,778	-72,936	$2,213,685	−44.5%	0.42%
DAPR	FT Vest U.S. Equity Deep Buffer ETF - April	Added	52,789	+2,887	$2,203,940	+8.0%	0.42%
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	Reduced	81,581	-64,389	$2,036,261	−44.8%	0.38%
XOM	ExxonMobil Holdings Corp Energy	Reduced	12,132	-8,203	$1,974,483	−29.0%	0.37%
SH	ProShares Short S&P500	Held	57,642	0	$1,867,600	−1.9%	0.35%

Showing the top 50 of 287 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.