Frontier Wealth Management LLC
Exempt adviserFiling Date
Global Rank
#1,372
/ 6,855
▼ 899
· as of Jun 2022
Top Industry
Oil & Gas E&P
8.5%
Period ended 4 years ago
Filed Aug 15, 2022 · 4y
10 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Exempt adviser
Form ADV roster, Nov 1, 2026
Private funds
3 funds
· Private equity funds
Focus by fund count, roster of Nov 1, 2026
$27,069,249 gross assets
Private funds on Schedule D 7.B.(1)
As filed Mar 25, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
$33,731,401 gross assets in 4 funds
Private equity funds
$21,744,098
(3)
Securitized asset funds
$11,987,303
(1)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | — | — |
| Apr 2025 to Mar 2026 | — | — |
| Apr 2024 to Mar 2025 | — | — |
| Jun 2023 to Mar 2024 | — | — |
| May 2023 | $0 | — |
| Jan 2023 to Apr 2023 | — | — |
5 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2022, never from the firm's own description.
Style
Diversified active
Top 10 weight 38.9%, 41.9 effective positions, active share 64.1% against the S&P 500 as of 2022-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
18.6% over the last four quarters (under 30%)
Horizon
Horizon unknown
The value-weighted holding period is at least 8.0 quarters, but 64.2% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2022-06-30, active share 64.1%; sector active share 24.3% against the combined 13F book's sector weights.
Over time 10 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
377 tracked positions · as of Jun 30, 2022 · Δ vs Mar 31, 2022Top Position
8.4%
−73.6 pts
Top 5
26.7%
−60.4 pts
Top 10
38.9%
−50.9 pts
HHI
239
Diversified−6,499
Portfolio Trend
10 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 44.5% | $589,100,695 |
| Financial Services | 10.9% | $144,389,738 |
| Technology | 9.8% | $130,282,247 |
| Energy | 7.3% | $96,251,067 |
| Healthcare | 6.9% | $91,070,866 |
| Consumer Defensive | 6.1% | $80,391,241 |
| Industrials | 4.4% | $57,674,048 |
| Consumer Cyclical | 4.3% | $56,765,518 |
| Communication Services | 3.3% | $43,468,316 |
| Utilities | 1.5% | $19,765,088 |
| Real Estate | 0.6% | $7,514,200 |
| Basic Materials | 0.5% | $7,030,488 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GDX | VanEck Gold Miners ETF | +969,936 | 1,064,435 | $29,144,230 | |
| SCHX | Schwab U.S. Large-Cap ETF | +709,963 | 1,491,207 | $66,597,453 | |
| VEA | Vanguard FTSE Developed Markets ETF | +704,025 | 720,955 | $29,414,964 | |
| DHT | DHT Holdings, Inc. | +211,437 | 473,364 | $2,901,721 | |
| AMZN | Amazon Com Inc | +162,786 | 168,757 | $17,923,680 | |
| CGC | Canopy Growth Corp | +128,500 | 162,482 | $463,073 | |
| SLV | iShares Silver Trust | +114,612 | 672,324 | $12,532,119 | |
| NWL | Newell Brands Inc. | +71,601 | 151,555 | $2,885,607 | |
| T | At&T Inc. | +58,242 | 241,546 | $5,062,804 | |
| BGS | B&G Foods, Inc. | +57,030 | 116,457 | $2,769,347 | |
| SCHW | Schwab Charles Corp | +41,750 | 132,415 | $8,365,979 | |
| CAG | Conagra Brands Inc. | +37,995 | 89,746 | $3,072,903 | |
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | +35,815 | 67,132 | $2,976,632 | |
| IP | International Paper Co | +33,129 | 75,164 | $3,144,110 | |
| NKE | NIKE, Inc. | +32,275 | 92,126 | $9,415,277 | |
| ENB | Enbridge Inc | +32,099 | 70,448 | $2,977,132 | |
| FAST | Fastenal Co | +30,025 | 140,901 | $7,033,777 | |
| NEM | NEWMONT Corp | +23,351 | 47,842 | $2,854,732 | |
| WMT | Walmart Inc. | +22,890 | 64,288 | $7,816,141 | |
| EVI | Evi Industries, Inc. | +22,291 | 167,402 | $1,672,345 | |
| BSY | Bentley Systems Inc | +21,516 | 123,448 | $4,110,818 | |
| JEPI | JPMorgan Equity Premium Income ETF | +19,066 | 102,525 | $5,685,011 | |
| FTNT | Fortinet, Inc. | +19,014 | 23,205 | $1,312,938 | |
| D | Dominion Energy, Inc | +17,921 | 37,491 | $2,992,156 | |
| VZ | Verizon Communications Inc | +16,813 | 158,758 | $8,056,968 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BRK-B | Berkshire Hathaway Inc | −18,713,511 | 82,896 | $22,632,265 | |
| SPAB | State Street(R) SPDR(R) Portfolio Aggregate Bond ETF | −2,970,222 | 613,555 | $16,167,174 | |
| — | −769,036 | 324,806 | $8,230,584 | ||
| — | −709,505 | 22,868 | $701,361 | ||
| — | −682,948 | 736,225 | $67,357,225 | ||
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | −488,392 | 140,565 | $4,053,894 | |
| — | −398,452 | 124,154 | $4,467,060 | ||
| SPMD | State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF | −314,389 | 383,937 | $15,238,459 | |
| EMXC | iShares MSCI Emerging Markets ex China ETF | −268,435 | 111,130 | $5,307,568 | |
| GLD | Spdr Gold Trust | −148,419 | 63,065 | $10,623,929 | |
| SLQT | SelectQuote, Inc. | −91,424 | 1,492,053 | $3,700,291 | |
| JPST | JPMorgan Ultra-Short Income ETF | −88,742 | 163,654 | $8,197,428 | |
| KHC | Kraft Heinz Co | −65,400 | 14,162 | $540,138 | |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | −60,689 | 45,011 | $4,461,040 | |
| XOM | ExxonMobil Holdings Corp | −56,364 | 149,401 | $12,794,701 | |
| DVN | Devon Energy Corp | −45,855 | 511,155 | $28,169,752 | |
| KO | Coca Cola Co | −34,318 | 29,344 | $1,846,031 | |
| GPRK | GeoPark Ltd | −33,149 | 2,185,514 | $28,236,840 | |
| MO | Altria Group, Inc. | −24,374 | 10,968 | $458,133 | |
| CHI | Calamos Convertible Opportunities & Income Fund | −21,375 | 114,723 | $1,229,830 | |
| EEM | iShares MSCI Emerging Markets ETF | −21,122 | 26,323 | $1,055,552 | |
| DUSA | Davis Select U.S. Equity ETF | −17,248 | 152,989 | $4,185,779 | |
| SONO | Sonos Inc | −14,600 | 65,100 | $1,174,404 | |
| PM | Philip Morris International Inc. | −14,212 | 7,550 | $745,487 | |
| — | −11,249 | 13,494 | $0 | ||
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IEF | iShares 7-10 Year Treasury Bond ETF | 661,050 | $67,625,415 | |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND | 380,399 | $30,439,527 | |
| VB | Vanguard Index Funds | 145,598 | $25,641,263 | |
| PDBC | Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF | 1,237,183 | $22,318,781 | |
| PRFZ | Invesco RAFI US 1500 Small-Mid ETF | 63,169 | $9,686,334 | |
| QQQ | Invesco Qqq Trust, Series 1 | 22,035 | $6,175,969 | |
| PXF | Invesco RAFI Developed Markets ex-U.S. ETF | 125,169 | $4,981,726 | |
| RVT | Royce Small-Cap Trust, Inc. | 333,453 | $4,658,338 | |
| PDN | Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF | 128,725 | $3,747,184 | |
| IRM | Iron Mountain Inc | 56,951 | $2,772,944 | |
| PXH | Invesco RAFI Emerging Markets ETF | 119,356 | $2,168,698 | |
| PRF | Victory Portfolios II | 63,403 | $1,879,264 | |
| BBAG | J.P. Morgan Exchange-Traded Fund Trust | 29,495 | $1,414,875 | |
| VGSH | VANGUARD SHORT-TERM TREASURY INDEX FUND | 23,972 | $1,410,991 | |
| RMT | Royce Micro-Cap Trust, Inc. | 100,485 | $840,054 | |
| VPU | VANGUARD UTILITIES INDEX FUND | 5,472 | $833,659 | |
| CGW | Invesco Ltd. | 17,354 | $766,005 | |
| FUND | Sprott Focus Trust Inc. | 98,219 | $742,535 | |
| KNG | FT Vest S&P 500 Dividend Aristocrats Target Income ETF | 13,144 | $645,501 | |
| — | 37,795 | $507,208 | ||
| EMF | Templeton Emerging Markets Fund | 24,607 | $294,791 | |
| RSP | Victory Portfolios II | 2,123 | $284,970 | |
| MSTR | Strategy Inc | 1,479 | $242,999 | |
| MLM | Martin Marietta Materials Inc | 763 | $228,320 | |
| RGT | Royce Global Trust, Inc. | 24,899 | $222,099 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 8,106 | $757,000 | ||
| NFLX | Netflix Inc | 1,926 | $721,460 | |
| CHRW | C. H. Robinson Worldwide, Inc. | 6,180 | $665,647 | |
| BNTX | BioNTech SE | 2,570 | $438,339 | |
| PHDG | Invesco S&P 500 Downside Hedged ETF | 11,852 | $428,331 | |
| MS | Morgan Stanley | 4,352 | $380,364 | |
| LIT | Global X Lithium and Battery Tech ETF | 4,816 | $370,735 | |
| XLY | State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF | 1,794 | $331,890 | |
| CMG | Chipotle Mexican Grill Inc | 207 | $327,480 | |
| U | Unity Software Inc. | 3,053 | $302,888 | |
| PRU | Prudential Financial Inc | 2,440 | $288,334 | |
| CF | CF Industries Holdings, Inc. | 2,755 | $283,930 | |
| IWF | iShares Russell 1000 Growth ETF | 1,022 | $283,737 | |
| TROW | Price T Rowe Group Inc | 1,817 | $274,712 | |
| — | 3,250 | $262,000 | ||
| BWA | Borgwarner Inc | 6,702 | $260,708 | |
| SHEL | Shell plc | 4,518 | $248,173 | |
| VUG | VANGUARD GROWTH INDEX FUND | 833 | $239,570 | |
| TRV | Travelers Companies, Inc. | 1,304 | $238,279 | |
| XSOE | WisdomTree Emerging Markets ex-State-Owned Enterprises Fund | 7,128 | $232,800 | |
| APH | Amphenol Corp | 3,070 | $231,324 | |
| FEM | First Trust Emerging Markets AlphaDEX Fund | 9,060 | $227,768 | |
| QUAL | iShares MSCI USA Quality Factor ETF | 1,690 | $227,524 | |
| COF | Capital One Financial Corp | 1,686 | $221,354 | |
| GLW | Corning Inc | 5,976 | $220,574 | |
| No positions match the current search. | ||||
377 tracked positions ·
$1,323,703,512 total
· filing declares
391 positions · $1,377,505,000
· as of Jun 30, 2022
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 377 positions by value
· page 1 of 8
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| IEF |
iShares 7-10 Year Treasury Bond ETF
|
NEW | 661,050 | $67,625,415 | 5.11% | |
|
|
Reduced | 736,225 | $67,357,225 | 5.09% | ||
| SCHX |
Schwab U.S. Large-Cap ETF
|
Added | 1,491,207 | $66,597,453 | 5.03% | |
| AAPL |
Apple Inc.
Technology
|
Added | 401,022 | $54,827,727 | 4.14% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 1,316,647 | $40,987,221 | 3.10% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 136,461 | $35,047,278 | 2.65% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
NEW | 380,399 | $30,439,527 | 2.30% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 720,955 | $29,414,964 | 2.22% | |
| GDX |
VanEck Gold Miners ETF
|
Added | 1,064,435 | $29,144,230 | 2.20% | |
| GPRK |
GeoPark Ltd
Energy
|
Reduced | 2,185,514 | $28,236,840 | 2.13% | |
| DVN |
Devon Energy Corp
Energy
|
Reduced | 511,155 | $28,169,752 | 2.13% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 178,714 | $25,697,286 | 1.94% | |
| VB |
Vanguard Index Funds
|
NEW | 145,598 | $25,641,263 | 1.94% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 82,896 | $22,632,265 | 1.71% | |
| PDBC |
Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
|
NEW | 1,237,183 | $22,318,781 | 1.69% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 168,757 | $17,923,680 | 1.35% | |
| SPAB |
State Street(R) SPDR(R) Portfolio Aggregate Bond ETF
|
Reduced | 613,555 | $16,167,174 | 1.22% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 33,034 | $15,832,535 | 1.20% | |
| SPMD |
State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF
|
Reduced | 383,937 | $15,238,459 | 1.15% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 6,563 | $14,302,483 | 1.08% | |
| MDY |
Spdr S&P Midcap 400 ETF Trust
|
Held | 31,400 | $12,983,586 | 0.98% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 149,401 | $12,794,701 | 0.97% | |
| UMBF |
Umb Financial Corp
Financial Services
|
Reduced | 145,827 | $12,555,704 | 0.95% | |
| SLV |
iShares Silver Trust
|
Added | 672,324 | $12,532,119 | 0.95% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 69,399 | $12,319,016 | 0.93% | |
| AMGN |
Amgen Inc
Healthcare
|
Reduced | 44,785 | $10,896,190 | 0.82% | |
| GLD |
Spdr Gold Trust
|
Reduced | 63,065 | $10,623,929 | 0.80% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Reduced | 18,414 | $10,003,957 | 0.76% | |
| PRFZ |
Invesco RAFI US 1500 Small-Mid ETF
|
NEW | 63,169 | $9,686,334 | 0.73% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 34,737 | $9,527,316 | 0.72% | |
| NKE |
NIKE, Inc.
Consumer Cyclical
|
Added | 92,126 | $9,415,277 | 0.71% | |
| DSI |
iShares ESG MSCI KLD 400 ETF
|
Reduced | 127,389 | $9,159,269 | 0.69% | |
| WSO |
Watsco Inc
Industrials
|
Added | 37,864 | $9,042,680 | 0.68% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 23,730 | $8,997,229 | 0.68% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Added | 132,415 | $8,365,979 | 0.63% | |
|
|
Reduced | 324,806 | $8,230,584 | 0.62% | ||
| JPST |
JPMorgan Ultra-Short Income ETF
|
Reduced | 163,654 | $8,197,428 | 0.62% | |
| CVX |
Chevron Corp
Energy
|
Added | 56,336 | $8,156,326 | 0.62% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 158,758 | $8,056,968 | 0.61% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 52,199 | $7,994,798 | 0.60% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 69,689 | $7,847,678 | 0.59% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 64,288 | $7,816,141 | 0.59% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Reduced | 46,502 | $7,750,023 | 0.59% | |
| SPGI |
S&P Global Inc.
Financial Services
|
Added | 22,968 | $7,741,593 | 0.58% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 14,672 | $7,535,979 | 0.57% | |
| V |
Visa Inc.
Financial Services
|
Added | 36,294 | $7,145,925 | 0.54% | |
| FAST |
Fastenal Co
Industrials
|
Added | 140,901 | $7,033,777 | 0.53% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Reduced | 90,204 | $6,945,708 | 0.52% | |
| CELC |
Celcuity Inc.
Healthcare
|
Reduced | 731,800 | $6,659,380 | 0.50% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
NEW | 22,035 | $6,175,969 | 0.47% |
Showing the top 50 of 377 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.