Winfield Associates, Inc.

CIK

1569655

Location

CLEVELAND, OH

Portfolio Value

Small $118,380,535

Diversification

Diversified

Filing Date

Global Rank

#4,251 / 6,765 ▼ 42 · as of Mar 2022

Top Industry

Consumer Electronics 21.2%

3Y Alpha vs SPY

-2.2%

Period ended 4 years ago

Filed Apr 5, 2022 · 4y

9 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+66.8%

SPY

+76.5%

Annualised alpha

-2.3%

Max drawdown

−20.9%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

81 positions · as of Mar 31, 2022 · Δ vs Dec 31, 2021

Top Position

18.8%

−0.3 pts

Top 5

50.4%

−0.7 pts

Top 10

62.7%

−0.8 pts

HHI

781

Diversified−12

Portfolio Trend

9 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2022

Sector	% Portfolio	Value	Positions
Technology	45.8%	$54,174,284	18
Unclassified	11.5%	$13,576,750	1
Financial Services	11.0%	$13,060,019	17
Real Estate	10.7%	$12,710,258	8
Consumer Cyclical	6.9%	$8,148,665	7
Energy	2.5%	$2,946,661	4
Healthcare	2.5%	$2,940,865	6
Consumer Defensive	2.4%	$2,894,598	6
Communication Services	2.1%	$2,530,686	5
Industrials	2.0%	$2,319,922	4
Basic Materials	1.7%	$1,974,666	3
Utilities	0.9%	$1,103,161	2

Last Quarter's Activity

Export CSV

Mar 31, 2022 vs Dec 31, 2021

Added To

Positions the filer increased

15 positions

Ticker	Company	Δ Shares	Shares	Value
F	Ford Motor Co	+36,525	79,625	$1,346,458
BP	Bp PLC	+12,875	38,680	$1,137,192
BAC	Bank Of America Corp /De/	+9,731	15,131	$623,699
VTRS	Viatris Inc	+3,835	21,994	$239,294
COP	Conocophillips	+3,261	7,169	$716,900
NAC	Nuveen California Quality Municipal Income Fund	+2,500	13,300	$174,496
LMT	Lockheed Martin Corp	+1,910	2,897	$1,278,735
CVX	Chevron Corp	+1,693	5,109	$831,898
SPY	Spdr S&P 500 ETF Trust	+1,510	30,061	$13,576,750
PLTR	Palantir Technologies Inc.	+925	43,000	$590,390
IVZ	Invesco Ltd.	+730	17,825	$411,044
CIEN	Ciena Corp	+522	18,055	$1,094,674
XIFR	XPLR Infrastructure, LP	+475	8,946	$745,738
PGR	Progressive Corp/Oh/	+155	27,335	$3,115,916
DIS	Walt Disney Co	+5	3,900	$534,924
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	−11,611	127,475	$22,258,409
META	Meta Platforms, Inc.	−3,472	4,053	$901,225
LDP	Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.	−2,700	18,137	$415,700
MSFT	Microsoft Corp	−2,127	56,941	$17,555,479
T	At&T Inc.	−2,111	17,045	$304,208
NOW	ServiceNow, Inc.	−1,366	580	$64,599
FSLR	First Solar, Inc.	−1,363	3,253	$272,406
SHOP	Shopify Inc.	−1,235	1,154	$78,005
CCI	Crown Castle Inc.	−950	15,929	$2,940,493
DLR	Digital Realty Trust, Inc.	−800	11,439	$1,622,050
BA	Boeing Co	−800	1,743	$333,784
CRWD	CrowdStrike Holdings, Inc.	−702	4,364	$247,744
QRVO	Qorvo, Inc.	−700	4,875	$604,987
JPM	Jpmorgan Chase & Co	−649	8,284	$1,129,274
APD	Air Products & Chemicals, Inc.	−600	1,630	$407,353
BRK-B	Berkshire Hathaway Inc	−400	2,229	$786,636
AFRM	Affirm Holdings, Inc.	−343	4,889	$226,262
AMD	Advanced Micro Devices Inc	−321	26,160	$2,860,334
PFE	Pfizer Inc	−310	21,247	$1,099,957
SJM	J M SMUCKER Co	−300	4,260	$576,846
NCA	Nuveen California Municipal Value Fund	−300	53,800	$492,808
TGT	Target Corp	−288	5,414	$1,148,959
ET	Energy Transfer LP	−265	23,295	$260,671
MDB	MongoDB, Inc.	−247	7,195	$3,191,630
NVDA	Nvidia Corp	−235	14,641	$399,494
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
AMT	American Tower Corp /Ma/	10,652	$2,675,995
ETN	Eaton Corp plc	1,505	$228,398
TRV	Travelers Companies, Inc.	1,200	$219,276
RELY	Remitly Global, Inc.	10,059	$99,282
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
CF	CF Industries Holdings, Inc.	6,600	$467,148
MRNA	Moderna, Inc.	1,085	$275,568
NKE	NIKE, Inc.	1,380	$230,004
MCHP	Microchip Technology Inc	2,636	$229,490
CRSP	CRISPR Therapeutics AG	2,700	$204,606
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

81 positions · $118,380,535 total · as of Mar 31, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 81 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	127,475	-11,611	$22,258,409	−9.9%	18.80%
MSFT	Microsoft Corp Technology	Reduced	56,941	-2,127	$17,555,479	−11.6%	14.83%
SPY	Spdr S&P 500 ETF Trust	Added	30,061	+1,510	$13,576,750	+0.1%	11.47%
MDB	MongoDB, Inc. Technology	Reduced	7,195	-247	$3,191,630	−19.0%	2.70%
PLD	Prologis, Inc. Real Estate	Reduced	19,334	-50	$3,122,054	−4.3%	2.64%
PGR	Progressive Corp/Oh/ Financial Services	Added	27,335	+155	$3,115,916	+11.7%	2.63%
CCI	Crown Castle Inc. Real Estate	Reduced	15,929	-950	$2,940,493	−16.5%	2.48%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	9,583	-11	$2,868,479	−28.0%	2.42%
AMD	Advanced Micro Devices Inc Technology	Reduced	26,160	-321	$2,860,334	−24.9%	2.42%
AMT	American Tower Corp /Ma/ Real Estate	NEW	10,652	NEW	$2,675,995	NEW	2.26%
V	Visa Inc. Financial Services	Reduced	11,571	-211	$2,566,100	+0.5%	2.17%
CRM	Salesforce, Inc. Technology	Reduced	9,967	-209	$2,116,193	−18.2%	1.79%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	9,563	-126	$1,933,542	−22.8%	1.63%
DLR	Digital Realty Trust, Inc. Real Estate	Reduced	11,439	-800	$1,622,050	−25.1%	1.37%
F	Ford Motor Co Consumer Cyclical	Added	79,625	+36,525	$1,346,458	+50.4%	1.14%
MRVL	Marvell Technology, Inc. Technology	Held	18,271	0	$1,310,213	−18.0%	1.11%
AVNT	Avient Corp Basic Materials	Held	26,938	0	$1,293,024	−14.2%	1.09%
LMT	Lockheed Martin Corp Industrials	Added	2,897	+1,910	$1,278,735	+264.5%	1.08%
TGT	Target Corp Consumer Defensive	Reduced	5,414	-288	$1,148,959	−12.9%	0.97%
BP	Bp PLC Energy	Added	38,680	+12,875	$1,137,192	+65.5%	0.96%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	8,284	-649	$1,129,274	−20.2%	0.95%
PFE	Pfizer Inc Healthcare	Reduced	21,247	-310	$1,099,957	−13.6%	0.93%
CIEN	Ciena Corp Technology	Added	18,055	+522	$1,094,674	−18.9%	0.92%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	6,035	-179	$983,689	−5.0%	0.83%
RITM	Rithm Capital Corp. Real Estate	Held	87,400	0	$959,652	+2.5%	0.81%
META	Meta Platforms, Inc. Communication Services	Reduced	4,053	-3,472	$901,225	−64.4%	0.76%
NUV	Nuveen Municipal Value Fund Inc Financial Services	Held	89,100	0	$853,578	−7.7%	0.72%
CVX	Chevron Corp Energy	Added	5,109	+1,693	$831,898	+107.5%	0.70%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	2,229	-400	$786,636	+0.1%	0.66%
HASI	HA Sustainable Infrastructure Capital, Inc. Financial Services	Reduced	16,482	-200	$781,741	−11.8%	0.66%
XIFR	XPLR Infrastructure, LP Utilities	Added	8,946	+475	$745,738	+4.3%	0.63%
COP	Conocophillips Energy	Added	7,169	+3,261	$716,900	+154.1%	0.61%
IRM	Iron Mountain Inc Real Estate	Reduced	12,680	-160	$702,598	+4.6%	0.59%
CSCO	Cisco Systems, Inc. Technology	Reduced	12,380	-160	$690,308	−13.1%	0.58%
UNH	Unitedhealth Group Inc Healthcare	Reduced	1,264	-35	$644,602	−1.2%	0.54%
BAC	Bank Of America Corp /De/ Financial Services	Added	15,131	+9,731	$623,699	+159.6%	0.53%
QRVO	Qorvo, Inc. Technology	Reduced	4,875	-700	$604,987	−30.6%	0.51%
VZ	Verizon Communications Inc Communication Services	Held	11,813	0	$601,754	−2.0%	0.51%
AJG	Arthur J. Gallagher & Co. Financial Services	Held	3,442	0	$600,973	+2.9%	0.51%
PLTR	Palantir Technologies Inc. Technology	Added	43,000	+925	$590,390	−22.9%	0.50%
SJM	J M SMUCKER Co Consumer Defensive	Reduced	4,260	-300	$576,846	−6.9%	0.49%
DIS	Walt Disney Co Communication Services	Added	3,900	+5	$534,924	−11.3%	0.45%
NCA	Nuveen California Municipal Value Fund Financial Services	Reduced	53,800	-300	$492,808	−10.0%	0.42%
MHO	M/I Homes, Inc. Consumer Cyclical	Held	11,100	0	$492,285	−28.7%	0.42%
PEP	Pepsico Inc Consumer Defensive	Held	2,925	0	$489,586	−3.6%	0.41%
MMM	3M Co Industrials	Held	3,848	0	$479,005	−16.2%	0.40%
WY	Weyerhaeuser Co Real Estate	Held	12,332	0	$467,382	−8.0%	0.39%
ADBE	Adobe Inc. Technology	Reduced	960	-175	$437,395	−32.0%	0.37%
ILMN	Illumina, Inc. Healthcare	Held	1,270	0	$431,651	−8.2%	0.36%
LDP	Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. Financial Services	Reduced	18,137	-2,700	$415,700	−24.7%	0.35%