MARK SHEPTOFF FINANCIAL PLANNING, LLC

CIK

1607355

Location

GLASTONBURY, CT

Portfolio Value

Small $167,792,495

Diversification

Diversified

Filing Date

Global Rank

#4,969 / 8,700 ▲ 1365

Top Industry

Software - Infrastructure 16.2%

Period ended 2 months ago

Filed Aug 13, 2026 · 31d

26 quarters · since Mar 2020

Portfolio Concentration

379 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

10.2%

+0.7 pts

Top 5

36.2%

+2.2 pts

Top 10

54.6%

+3.2 pts

HHI

397

Diversified+41

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	31.4%	$52,666,429	57
Healthcare	18.8%	$31,518,825	64
Utilities	11.7%	$19,553,376	22
Industrials	11.5%	$19,279,769	45
Consumer Defensive	7.6%	$12,754,164	17
Financial Services	6.5%	$10,935,172	57
Consumer Cyclical	5.1%	$8,507,439	21
Unclassified	3.9%	$6,535,851	18
Energy	1.6%	$2,653,433	22
Basic Materials	1.2%	$1,992,841	26
Communication Services	0.7%	$1,146,745	13
Real Estate	0.1%	$248,451	17

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CRH	Crh Public Ltd Co	+7,350	7,475	$799,825
RGTI	Rigetti Computing, Inc.	+3,300	3,647	$70,460
HPE	Hewlett Packard Enterprise Co	+2,550	15,650	$705,971
BAI	iShares A.I. Innovation and Tech Active ETF	+2,450	47,339	$2,495,712
ATRO	Astronics Corp	+2,130	10,980	$882,609
NVDA	Nvidia Corp	+1,800	13,130	$2,627,181
PDI	PIMCO Dynamic Income Fund	+1,100	1,400	$23,380
DSL	DoubleLine Income Solutions Fund	+1,000	1,835	$20,295
CSX	Csx Corp	+850	2,150	$102,189
TSLA	Tesla, Inc.	+755	9,469	$3,982,661
UMAC	Unusual Machines, Inc.	+500	1,800	$40,140
AMZN	Amazon Com Inc	+485	7,529	$1,794,461
KTOS	Kratos Defense & Security Solutions, Inc.	+400	19,525	$973,516
PLTR	Palantir Technologies Inc.	+115	73,424	$8,566,378
DYN	Dyne Therapeutics, Inc.	+100	4,250	$94,392
LGN	Legence Corp.	+100	850	$72,445
CEG	Constellation Energy Corp	+100	207	$51,412
HALO	Halozyme Therapeutics, Inc.	+75	160	$12,523
GOOGL	Alphabet Inc.	+75	1,190	$422,784
META	Meta Platforms, Inc.	+65	150	$84,493
CRDO	Credo Technology Group Holding Ltd	+50	700	$190,365
LDOS	Leidos Holdings, Inc.	+41	81	$8,340
UNH	Unitedhealth Group Inc	+30	3,268	$1,358,278
MSFT	Microsoft Corp	+13	45,901	$17,121,991
GHY	PGIM Global High Yield Fund, Inc.	+9	553	$6,691
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FBCG	Fidelity Blue Chip Growth ETF	−17,770	1,250	$77,637
RYAN	Ryan Specialty Holdings, Inc.	−8,525	250	$9,440
GILD	Gilead Sciences, Inc.	−5,402	100	$12,634
RTX	RTX Corp	−4,898	39,816	$7,554,289
VB	Vanguard Morningstar Small-Cap ETF	−3,045	300	$90,936
RCAT	Red Cat Holdings, Inc.	−2,100	23,250	$247,612
BIV	Vanguard Intermediate-Term Bond ETF	−1,613	2,679	$205,479
OKE	Oneok Inc /New/	−1,400	1,088	$94,590
HON	Honeywell International Inc	−1,307	1,304	$291,965
UEC	Uranium Energy Corp	−1,200	16,200	$172,692
FNMA	Federal National Mortgage Association Fannie Mae	−700	3,050	$19,855
BMY	Bristol Myers Squibb Co	−700	3,000	$172,860
PAGP	Plains Gp Holdings LP	−600	5,300	$128,631
PEP	Pepsico Inc	−515	36,222	$4,904,458
KNSA	Kiniksa Pharmaceuticals International, plc	−500	16,000	$1,023,200
SYM	Symbotic Inc.	−500	7,325	$329,258
ET	Energy Transfer LP	−500	15,760	$301,331
AEP	American Electric Power Co Inc	−450	8,800	$1,203,928
T	At&T Inc.	−400	11,808	$244,425
ABBV	AbbVie Inc.	−399	20,810	$5,236,628
HNGE	Hinge Health, Inc.	−350	6,100	$506,300
AAPL	Apple Inc.	−328	30,816	$8,916,917
DVN	Devon Energy Corp/De	−300	16,150	$667,318
PG	PROCTER & GAMBLE Co	−300	4,597	$674,104
KGC	Kinross Gold Corp	−299	15,138	$357,559
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SPY	Spdr S&P 500 ETF Trust	1,212	$905,085
HONA	Honeywell Aerospace Inc.	1,304	$288,288
AVEX	AEVEX Corp.	8,150	$170,253
VMD	Viemed Healthcare, Inc.	10,100	$115,140
DRNZ	REX Drone ETF	4,900	$110,348
TVTX	Travere Therapeutics, Inc.	1,600	$90,896
INDV	Indivior Pharmaceuticals, Inc.	1,800	$73,854
DIA	Spdr Dow Jones Industrial Average ETF Trust	90	$47,015
COHR	Coherent Corp.	100	$39,447
CSTM	Constellium SE	1,000	$31,870
ETN	Eaton Corp plc	50	$21,306
CARE	Carter Bankshares, Inc.	600	$20,406
STM	STMicroelectronics N.V.	250	$18,722
HYLN	Hyliion Holdings Corp.	3,000	$15,630
LOCO	El Pollo Loco Holdings, Inc.	800	$13,568
LQDA	Liquidia Corp	150	$11,959
KN	Knowles Corp	250	$10,370
SHBI	Shore Bancshares Inc	400	$9,180
PBI	Pitney Bowes Inc /De/	500	$8,760
JPC	Nuveen Preferred & Income Opportunities Fund	1,000	$7,880
VCX	Fundrise Innovation Fund, LLC	75	$6,482
QQQX	Nuveen NASDAQ 100 Dynamic Overwrite Fund	200	$6,028
PTA	Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund	300	$5,754
IONQ	IonQ, Inc.	104	$5,539
BSX	Boston Scientific Corp	100	$4,268
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ABI	VictoryShares Pioneer Asset-Based Income ETF	17,587	$3,334,682
AAXJ	iShares MSCI All Country Asia ex Japan ETF	40,095	$2,406,182
—		32,939	$2,064,616
VIGI	Vanguard International Dividend Appreciation ETF	13,741	$2,035,042
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	11,103	$1,579,045
BNDW	Vanguard Total World Bond ETF	12,893	$1,059,550
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	19,739	$933,966
AFK	VanEck Africa Index ETF	7,525	$809,804
AAPD	Direxion Shares ETF Trust Direxion Daily AAPL Bear 1X ETF	6,150	$738,733
CDEI	Calvert US Large-Cap Diversity, Equity and Inclusion Index ETF	14,504	$736,078
GMED	Globus Medical Inc	1,675	$144,318
IA	Innovative Solutions & Support Inc	6,200	$127,286
FNDA	Schwab Fundamental U.S. Small Company ETF	3,979	$122,806
HRL	Hormel Foods Corp /De/	5,400	$122,310
AAAC	Columbia AAA CLO ETF	3,263	$118,903
—		1,335	$117,687
IVZ	Invesco Ltd.	1,163	$107,381
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	763	$101,991
—		1,669	$88,465
BKF	iShares MSCI BIC ETF	1,000	$83,621
VG	Venture Global, Inc.	4,700	$74,072
BAB	Invesco Taxable Municipal Bond ETF	850	$62,169
—		1,096	$60,432
AGNG	Global X Funds Global X Aging Population ETF	2,237	$57,184
DEC	Diversified Energy Co	3,000	$52,320
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

379 tracked positions · $167,792,495 total · filing declares 513 positions · $188,385,043 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 379 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MSFT	Microsoft Corp Technology	Added	45,901	+13	$17,121,991	+0.8%	10.20%
NEE	Nextera Energy Inc Utilities	Reduced	175,341	-147	$15,389,679	−5.6%	9.17%
CLS	Celestica Inc Technology	Reduced	29,580	-100	$10,790,784	+29.1%	6.43%
AAPL	Apple Inc. Technology	Reduced	30,816	-328	$8,916,917	+12.8%	5.31%
PLTR	Palantir Technologies Inc. Technology	Added	73,424	+115	$8,566,378	−20.1%	5.11%
JNJ	Johnson & Johnson Healthcare	Reduced	32,538	-294	$8,263,675	+3.0%	4.92%
RTX	RTX Corp Industrials	Reduced	39,816	-4,898	$7,554,289	−12.4%	4.50%
ABBV	AbbVie Inc. Healthcare	Reduced	20,810	-399	$5,236,628	+13.5%	3.12%
PEP	Pepsico Inc Consumer Defensive	Reduced	36,222	-515	$4,904,458	−14.0%	2.92%
VEEV	Veeva Systems Inc Healthcare	Reduced	27,147	-100	$4,817,778	+0.7%	2.87%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Reduced	9,295	-251	$4,617,105	+8.3%	2.75%
TSLA	Tesla, Inc. Consumer Cyclical	Added	9,469	+755	$3,982,661	+22.9%	2.37%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	6,816	0	$3,410,658	+4.4%	2.03%
GD	General Dynamics Corp Industrials	Held	8,216	0	$2,910,435	+3.2%	1.73%
V	Visa Inc. Financial Services	Reduced	7,903	-225	$2,711,440	+10.4%	1.62%
NVDA	Nvidia Corp Technology	Added	13,130	+1,800	$2,627,181	+33.0%	1.57%
BAI	iShares A.I. Innovation and Tech Active ETF	Added	47,339	+2,450	$2,495,712	+68.7%	1.49%
KO	Coca Cola Co Consumer Defensive	Held	26,638	0	$2,164,870	+6.9%	1.29%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,529	+485	$1,794,461	+22.3%	1.07%
ABT	Abbott Laboratories Healthcare	Held	17,872	0	$1,621,705	−11.6%	0.97%
COST	Costco Wholesale Corp /New Consumer Defensive	Held	1,624	0	$1,519,203	−6.1%	0.91%
UNH	Unitedhealth Group Inc Healthcare	Added	3,268	+30	$1,358,278	+55.0%	0.81%
PWR	Quanta Services, Inc. Industrials	Held	1,800	0	$1,296,072	+31.2%	0.77%
VIG	Vanguard Dividend Appreciation ETF	Reduced	5,437	-100	$1,286,502	+8.0%	0.77%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	22,105	-200	$1,278,553	−0.6%	0.76%
AEP	American Electric Power Co Inc Utilities	Reduced	8,800	-450	$1,203,928	−0.7%	0.72%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	3,384	-40	$1,193,469	+6.0%	0.71%
TXN	Texas Instruments Inc Technology	Held	3,735	0	$1,113,291	+53.5%	0.66%
AWK	American Water Works Company, Inc. Utilities	Held	8,150	0	$1,072,377	−3.3%	0.64%
HIG	Hartford Insurance Group, Inc. Financial Services	Reduced	7,725	-10	$1,023,717	−2.1%	0.61%
KNSA	Kiniksa Pharmaceuticals International, plc Healthcare	Reduced	16,000	-500	$1,023,200	+28.8%	0.61%
KTOS	Kratos Defense & Security Solutions, Inc. Industrials	Added	19,525	+400	$973,516	−27.8%	0.58%
TTC	Toro Co Industrials	Held	9,983	0	$972,543	+4.3%	0.58%
SPY	Spdr S&P 500 ETF Trust	NEW	1,212	NEW	$905,085	NEW	0.54%
ATRO	Astronics Corp Industrials	Added	10,980	+2,130	$882,609	+49.5%	0.53%
LLY	ELI LILLY & Co Healthcare	Held	705	0	$845,598	+30.4%	0.50%
LMT	Lockheed Martin Corp Industrials	Held	1,619	0	$824,815	−15.7%	0.49%
SJM	J M SMUCKER Co Consumer Defensive	Reduced	7,235	-15	$813,937	+16.4%	0.49%
NVS	Novartis AG Healthcare	Held	5,120	0	$802,406	+2.6%	0.48%
CRH	Crh Public Ltd Co Basic Materials	Added	7,475	+7,350	$799,825	+5986.9%	0.48%
HPE	Hewlett Packard Enterprise Co Technology	Added	15,650	+2,550	$705,971	+126.3%	0.42%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	4,597	-300	$674,104	−4.7%	0.40%
DVN	Devon Energy Corp/De Energy	Reduced	16,150	-300	$667,318	−19.4%	0.40%
TRV	Travelers Companies, Inc. Financial Services	Held	1,925	0	$635,481	+13.2%	0.38%
CFG	Citizens Financial Group Inc/Ri Financial Services	Held	8,700	0	$609,609	+16.8%	0.36%
CCJ	Cameco Corp Energy	Held	5,745	0	$585,185	−6.2%	0.35%
MU	Micron Technology Inc Technology	Held	500	0	$577,145	+241.7%	0.34%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Held	6,000	0	$552,540	−0.2%	0.33%
CL	Colgate Palmolive Co Consumer Defensive	Reduced	5,824	-118	$533,944	+5.4%	0.32%
BX	Blackstone Inc. Financial Services	Held	4,500	0	$529,515	+2.3%	0.32%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.