MARK SHEPTOFF FINANCIAL PLANNING, LLC

CIK

1607355

Location

GLASTONBURY, CT

Portfolio Value

Small $156,779,489

Diversification

Diversified

Filing Date

Global Rank

#4,752 / 8,622 ▼ 328 · as of Mar 2026

Top Industry

Software - Infrastructure 18.0%

3Y Alpha vs SPY

-9.6%

Period ended 4 months ago

Filed May 11, 2026 · 3mo

25 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+36.3%

SPY

+67.9%

Annualised alpha

-8.0%

Max drawdown

−13.0%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

365 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

10.8%

−1.4 pts

Top 5

38.9%

+0.8 pts

Top 10

58.7%

+2.4 pts

HHI

451

Diversified+16

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	31.0%	$48,654,211	56
Healthcare	19.1%	$29,964,355	64
Utilities	13.1%	$20,498,717	23
Industrials	12.6%	$19,824,447	45
Consumer Defensive	8.6%	$13,552,716	18
Financial Services	6.7%	$10,540,471	53
Consumer Cyclical	4.7%	$7,330,996	19
Energy	2.1%	$3,306,394	24
Basic Materials	0.9%	$1,383,925	27
Communication Services	0.6%	$975,432	13
Unclassified	0.3%	$502,907	5
Real Estate	0.2%	$244,918	18

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
UEC	Uranium Energy Corp	+10,700	17,400	$234,900
DX	Dynex Capital Inc	+3,000	3,300	$42,108
AMZN	Amazon Com Inc	+1,580	7,044	$1,467,053
GMED	Globus Medical Inc	+775	1,675	$144,318
ORCL	Oracle Corp	+725	1,225	$180,209
PAGP	Plains Gp Holdings LP	+700	5,900	$143,252
VTRS	Viatris Inc	+565	1,598	$21,588
PTY	Pimco Corporate & Income Opportunity Fund	+528	1,228	$14,809
CVS	CVS HEALTH Corp	+500	2,283	$163,965
PLTR	Palantir Technologies Inc.	+460	73,309	$10,723,640
RTX	RTX Corp	+451	44,714	$8,625,330
IBM	International Business Machines Corp	+427	527	$127,739
GD	General Dynamics Corp	+275	8,216	$2,819,895
HESM	Hess Midstream LP	+250	1,150	$44,700
NVAX	Novavax Inc	+200	500	$4,070
AVGO	Broadcom Inc.	+159	425	$131,541
KNSA	Kiniksa Pharmaceuticals International, plc	+150	16,500	$794,475
VLTO	Veralto Corp	+133	199	$17,595
QQQ	Invesco Qqq Trust, Series 1	+130	542	$312,831
KTOS	Kratos Defense & Security Solutions, Inc.	+125	19,125	$1,348,503
VNT	Vontier Corp	+100	180	$6,384
CEG	Constellation Energy Corp	+100	107	$29,879
SJM	J M SMUCKER Co	+82	7,250	$699,190
GPC	Genuine Parts Co	+75	1,442	$152,491
CCJ	Cameco Corp	+50	5,745	$623,964
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ABT	Abbott Laboratories	−24,946	17,872	$1,834,918
AAPL	Apple Inc.	−15,525	31,144	$7,904,035
NEE	Nextera Energy Inc	−7,962	175,488	$16,299,325
TSLA	Tesla, Inc.	−7,329	8,714	$3,239,429
CSX	Csx Corp	−7,200	1,300	$53,365
HRL	Hormel Foods Corp /De/	−7,035	5,400	$122,310
UNH	Unitedhealth Group Inc	−6,011	3,238	$876,170
PFE	Pfizer Inc	−6,005	12,734	$357,570
NVDA	Nvidia Corp	−4,893	11,330	$1,975,952
CRDO	Credo Technology Group Holding Ltd	−4,500	650	$61,015
ABBV	AbbVie Inc.	−4,222	21,209	$4,612,745
PEP	Pepsico Inc	−4,049	36,737	$5,704,888
KRMN	Karman Holdings Inc.	−3,925	125	$10,006
JNJ	Johnson & Johnson	−2,762	32,832	$8,025,454
PAAS	Pan American Silver Corp	−2,735	3,320	$181,371
NOK	Nokia Corp	−2,500	1,000	$8,040
MSFT	Microsoft Corp	−2,437	45,888	$16,986,360
T	At&T Inc.	−2,231	12,208	$353,909
KO	Coca Cola Co	−2,177	26,638	$2,025,819
RCAT	Red Cat Holdings, Inc.	−1,850	25,350	$331,831
CSCO	Cisco Systems, Inc.	−1,800	2,408	$186,836
MDT	Medtronic plc	−1,700	1,208	$104,673
CL	Colgate Palmolive Co	−1,622	5,942	$506,436
AEP	American Electric Power Co Inc	−1,425	9,250	$1,212,490
COST	Costco Wholesale Corp /New	−1,392	1,624	$1,618,202
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
HPE	Hewlett Packard Enterprise Co	13,100	$311,911
ISSC	Innovative Solutions & Support Inc	6,200	$127,286
DYN	Dyne Therapeutics, Inc.	4,150	$75,239
VG	Venture Global, Inc.	4,700	$74,072
DEC	Diversified Energy Co	3,000	$52,320
SOLS	Solstice Advanced Materials Inc.	682	$51,941
AR	ANTERO RESOURCES Corp	1,200	$50,928
LGN	Legence Corp.	750	$42,345
FCX	Freeport-Mcmoran Inc	500	$29,390
FNMA	Federal National Mortgage Association Fannie Mae	3,750	$27,225
SOLV	Solventum Corp	284	$18,545
UMAC	Unusual Machines, Inc.	1,300	$16,120
ASML	Asml Holding NV	10	$13,208
GFL	GFL Environmental Inc.	300	$12,516
BAESY	Bae Systems PLC /Fi/	100	$11,650
ORLA	Orla Mining Ltd.	700	$11,291
AMRZ	Amrize Ltd	200	$11,204
FMCC	Federal Home Loan Mortgage Corp	1,500	$9,600
USB	US Bancorp De	175	$9,101
DSL	DoubleLine Income Solutions Fund	835	$9,043
LEU	Centrus Energy Corp	50	$8,679
BTO	John Hancock Financial Opportunities Fund	200	$7,174
RFI	Cohen & Steers Total Return Realty Fund Inc	619	$6,895
MBC	MasterBrand, Inc.	800	$6,648
RAL	Ralliant Corp	149	$6,196
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
TKR	Timken Co	12,513	$1,052,718
SPY	Spdr S&P 500 ETF Trust	1,310	$893,315
HMY	Harmony Gold Mining Co Ltd	38,950	$775,105
JPM	Jpmorgan Chase & Co	940	$302,886
TVTX	Travere Therapeutics, Inc.	7,750	$296,127
CLM	Cornerstone Strategic Investment Fund, Inc.	34,913	$291,872
URI	United Rentals, Inc.	250	$202,330
LHX	L3harris Technologies, Inc. /De/	501	$147,078
EOG	Eog Resources Inc	1,400	$147,014
GNW	Genworth Financial Inc	15,090	$136,262
EMR	Emerson Electric Co	1,000	$132,720
INTC	Intel Corp	3,400	$125,460
BA	Boeing Co	476	$103,349
TEVA	Teva Pharmaceutical Industries Ltd	2,500	$78,025
SNOW	Snowflake Inc.	342	$75,021
IREN	IREN Ltd	1,600	$60,432
MTUS	Metallus Inc.	2,756	$47,292
DIA	Spdr Dow Jones Industrial Average ETF Trust	90	$43,251
GMAB	Genmab A/S	1,400	$43,120
UPS	United Parcel Service Inc	425	$42,155
DT	Dynatrace, Inc.	950	$41,173
WST	West Pharmaceutical Services Inc	138	$37,969
ERIC	Ericsson Lm Telephone Co	3,500	$33,775
STX	Seagate Technology Holdings plc	100	$27,539
OTEX	Open Text Corp	800	$26,064
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

365 tracked positions · $156,779,489 total · filing declares 510 positions · $188,910,816 · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 365 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MSFT	Microsoft Corp Technology	Reduced	45,888	-2,437	$16,986,360	−27.3%	10.83%
NEE	Nextera Energy Inc Utilities	Reduced	175,488	-7,962	$16,299,325	+10.7%	10.40%
PLTR	Palantir Technologies Inc. Technology	Added	73,309	+460	$10,723,640	−17.2%	6.84%
RTX	RTX Corp Industrials	Added	44,714	+451	$8,625,330	+6.3%	5.50%
CLS	Celestica Inc Technology	Reduced	29,680	-645	$8,360,262	−6.7%	5.33%
JNJ	Johnson & Johnson Healthcare	Reduced	32,832	-2,762	$8,025,454	+9.0%	5.12%
AAPL	Apple Inc. Technology	Reduced	31,144	-15,525	$7,904,035	−37.7%	5.04%
PEP	Pepsico Inc Consumer Defensive	Reduced	36,737	-4,049	$5,704,888	−2.5%	3.64%
VEEV	Veeva Systems Inc Healthcare	Reduced	27,247	-1,139	$4,786,208	−24.5%	3.05%
ABBV	AbbVie Inc. Healthcare	Reduced	21,209	-4,222	$4,612,745	−20.6%	2.94%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Reduced	9,546	-700	$4,262,670	−8.2%	2.72%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	6,816	-340	$3,266,227	−9.2%	2.08%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	8,714	-7,329	$3,239,429	−55.1%	2.07%
GD	General Dynamics Corp Industrials	Added	8,216	+275	$2,819,895	+5.5%	1.80%
V	Visa Inc. Financial Services	Reduced	8,128	-400	$2,456,606	−17.9%	1.57%
KO	Coca Cola Co Consumer Defensive	Reduced	26,638	-2,177	$2,025,819	+0.6%	1.29%
NVDA	Nvidia Corp Technology	Reduced	11,330	-4,893	$1,975,952	−34.7%	1.26%
ABT	Abbott Laboratories Healthcare	Reduced	17,872	-24,946	$1,834,918	−65.8%	1.17%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	1,624	-1,392	$1,618,202	−37.8%	1.03%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,044	+1,580	$1,467,053	+16.3%	0.94%
KTOS	Kratos Defense & Security Solutions, Inc. Industrials	Added	19,125	+125	$1,348,503	−6.5%	0.86%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	22,305	-1,276	$1,285,660	+1.3%	0.82%
AEP	American Electric Power Co Inc Utilities	Reduced	9,250	-1,425	$1,212,490	−1.5%	0.77%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	3,424	-60	$1,126,119	−6.1%	0.72%
AWK	American Water Works Company, Inc. Utilities	Reduced	8,150	-950	$1,109,133	−6.6%	0.71%
HIG	Hartford Insurance Group, Inc. Financial Services	Reduced	7,735	-25	$1,046,004	−2.2%	0.67%
PWR	Quanta Services, Inc. Industrials	Held	1,800	0	$988,236	+30.1%	0.63%
LMT	Lockheed Martin Corp Industrials	Reduced	1,619	-60	$978,507	+20.5%	0.62%
TTC	Toro Co Industrials	Held	9,983	0	$932,811	+18.7%	0.59%
UNH	Unitedhealth Group Inc Healthcare	Reduced	3,238	-6,011	$876,170	−71.3%	0.56%
DVN	Devon Energy Corp/De Energy	Reduced	16,450	-350	$827,764	+34.5%	0.53%
KNSA	Kiniksa Pharmaceuticals International, plc Healthcare	Added	16,500	+150	$794,475	+17.8%	0.51%
NVS	Novartis AG Healthcare	Reduced	5,120	-396	$782,080	+2.8%	0.50%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	5,502	-149	$766,813	+10.6%	0.49%
TXN	Texas Instruments Inc Technology	Held	3,735	0	$725,112	+11.9%	0.46%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	4,897	-680	$707,322	−11.5%	0.45%
SJM	J M SMUCKER Co Consumer Defensive	Added	7,250	+82	$699,190	−0.3%	0.45%
LLY	ELI LILLY & Co Healthcare	Held	705	0	$648,437	−14.4%	0.41%
CCJ	Cameco Corp Energy	Added	5,745	+50	$623,964	+19.8%	0.40%
ATRO	Astronics Corp Industrials	Reduced	8,850	-200	$590,560	+20.3%	0.38%
HON	Honeywell International Inc Industrials	Reduced	2,611	-300	$590,164	+3.9%	0.38%
TRV	Travelers Companies, Inc. Financial Services	Reduced	1,925	-90	$561,484	−3.9%	0.36%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Held	6,000	0	$553,860	+1.2%	0.35%
CFG	Citizens Financial Group Inc/Ri Financial Services	Held	8,700	0	$521,739	+2.7%	0.33%
BX	Blackstone Inc. Financial Services	Reduced	4,500	-100	$517,455	−27.0%	0.33%
CL	Colgate Palmolive Co Consumer Defensive	Reduced	5,942	-1,622	$506,436	−15.3%	0.32%
KGC	Kinross Gold Corp Basic Materials	Reduced	15,437	-98	$471,137	+7.7%	0.30%
COO	Cooper Companies, Inc. Healthcare	Reduced	6,185	-200	$442,227	−15.5%	0.28%
WM	Waste Management Inc Industrials	Held	1,850	0	$425,111	+4.6%	0.27%
SYM	Symbotic Inc. Industrials	Reduced	7,825	-125	$416,290	−12.0%	0.27%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.