Sheaff Brock Investment Advisors, LLC

CIK

1666789

Location

Indianapolis, IN

Portfolio Value

Mid $1,053,325,946

Diversification

Diversified

Filing Date

Global Rank

#1,932 / 8,116 ▼ 23 · as of Mar 2025

Top Industry

Consumer Electronics 11.9%

3Y Alpha vs SPY

+70.8%

Period ended 1 year ago

Filed May 7, 2025 · 1y

21 quarters · since Mar 2020

Clone Performance

Sep 2023–Oct 2025 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+290.4%

SPY

+46.8%

Annualised alpha

+71.4%

Max drawdown

−20.4%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends. Captured split ratios restate closes onto one basis; only an unusable ratio can exclude earlier closes for that listing. It tracks 93% of reported value on average across 8 quarters.Sheaff Brock Investment Advisors, LLC has stopped filing, so the simulation ends in Oct 2025 — where its last reported portfolio went stale — rather than trading that portfolio forward to today. Past performance does not predict future results.

Portfolio Concentration

402 tracked positions · as of Mar 31, 2025 · Δ vs Dec 31, 2024

Top Position

11.0%

−1.1 pts

Top 5

24.5%

−2.5 pts

Top 10

32.1%

−3.2 pts

HHI

233

Diversified−45

Portfolio Trend

21 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2025

Sector	% Portfolio	Value	Positions
Technology	35.0%	$369,131,307	57
Financial Services	12.9%	$136,238,219	92
Healthcare	9.3%	$97,795,970	35
Industrials	7.9%	$83,598,196	48
Unclassified	7.6%	$80,401,752	35
Consumer Cyclical	7.5%	$78,491,478	31
Real Estate	4.8%	$50,250,640	34
Communication Services	4.7%	$49,905,438	11
Consumer Defensive	4.7%	$49,417,356	19
Energy	4.3%	$45,663,503	22
Basic Materials	0.6%	$6,340,555	9
Utilities	0.6%	$6,091,532	9

Last Quarter's Activity

Export CSV

Mar 31, 2025 vs Dec 31, 2024

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JVA	Coffee Holding Co Inc	+37,655	72,655	$257,925
OXLC	Oxford Lane Capital Corp.	+30,220	92,620	$437,166
JNJ	Johnson & Johnson	+26,304	44,600	$7,396,464
V	Visa Inc.	+12,615	23,310	$8,169,222
BKR	Baker Hughes Co	+9,760	199,546	$8,770,046
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+8,728	121,053	$10,149,366
BIAF	bioAffinity Technologies, Inc.	+7,430	53,734	$13,970
ACT	Enact Holdings, Inc.	+6,735	222,519	$7,732,535
IAU	Ishares Gold Trust	+6,350	11,600	$683,936
WMB	Williams Companies, Inc.	+5,950	22,940	$1,370,894
WMT	Walmart Inc.	+5,425	53,024	$4,654,976
PLTR	Palantir Technologies Inc.	+5,252	20,021	$1,689,772
DOC	Healthpeak Properties, Inc.	+5,140	64,624	$1,306,697
FTNT	Fortinet, Inc.	+5,008	13,354	$1,285,456
DHY	Credit Suisse High Yield Credit Fund	+5,000	20,000	$0
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	+3,935	21,180	$1,690,946
TJX	Tjx Companies Inc /De/	+3,637	16,128	$1,964,390
STLD	Steel Dynamics Inc	+3,520	9,367	$1,171,624
APLE	Apple Hospitality REIT, Inc.	+3,293	37,911	$489,431
KHC	Kraft Heinz Co	+2,847	26,259	$799,061
HOOD	Robinhood Markets, Inc.	+2,775	16,525	$687,770
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	+2,653	16,559	$879,502
PHK	Pimco High Income Fund	+2,500	32,236	$157,634
AMZN	Amazon Com Inc	+2,381	107,589	$20,469,883
ARES	Ares Management Corp	+2,336	3,489	$511,522
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MRK	Merck & Co., Inc.	−34,505	92,619	$8,313,481
USA	Liberty All Star Equity Fund	−33,000	241,230	$1,580,056
ET	Energy Transfer LP	−19,090	85,318	$1,586,061
HON	Honeywell International Inc	−18,132	2,471	$523,234
IVZ	Invesco Ltd.	−18,024	11,433	$128,278
F	Ford Motor Co	−17,451	260,621	$2,614,028
AAPL	Apple Inc.	−17,046	519,744	$115,450,734
SOUN	Soundhound Ai, Inc.	−16,402	17,250	$140,070
GOOGL	Alphabet Inc.	−15,880	106,722	$16,567,631
MU	Micron Technology Inc	−15,441	10,547	$916,428
AGNG	Global X Funds Global X Aging Population ETF	−15,046	8,810	$201,925
FNDA	Schwab Fundamental U.S. Small Company ETF	−13,820	110,522	$2,844,078
LMT	Lockheed Martin Corp	−13,004	3,961	$1,769,418
AMD	Advanced Micro Devices Inc	−12,554	30,764	$3,160,693
WFC	Wells Fargo & Company/Mn	−11,198	22,802	$1,636,955
TSCO	Tractor Supply Co /De/	−10,419	40,092	$2,209,069
MO	Altria Group, Inc.	−8,625	75,272	$4,517,825
TFC	Truist Financial Corp	−7,307	192,888	$7,937,341
AVGO	Broadcom Inc.	−7,227	68,706	$11,503,445
ABT	Abbott Laboratories	−5,833	4,033	$534,977
CSCO	Cisco Systems, Inc.	−5,544	146,828	$9,060,755
AVXL	Anavex Life Sciences Corp.	−4,500	11,250	$96,525
ABBV	AbbVie Inc.	−3,835	56,937	$11,929,440
PFE	Pfizer Inc	−3,699	62,940	$1,594,899
NVDA	Nvidia Corp	−3,561	674,005	$73,048,661
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
R	Ryder System Inc	48,164	$6,926,464
CVLT	Commvault Systems Inc	11,910	$1,878,921
APH	Amphenol Corp /De/	9,800	$1,285,564
CORT	Corcept Therapeutics Inc	8,329	$951,338
DVVY	Invesco Diversified Dividend Opportunities ETF	17,500	$877,100
TRMB	Trimble Inc.	10,580	$694,577
DOCU	Docusign, Inc.	6,952	$565,892
LRN	Stride, Inc.	3,810	$481,965
AMX	America Movil Sab De Cv/	28,210	$401,146
PTC	Ptc Inc.	2,400	$371,880
CELH	Celsius Holdings, Inc.	9,900	$352,638
GILD	Gilead Sciences, Inc.	2,599	$291,217
UBER	Uber Technologies, Inc	3,611	$263,097
SUN	Sunoco LP	4,376	$254,070
IR	Ingersoll Rand Inc.	3,165	$253,294
CCI	Crown Castle Inc.	2,370	$247,025
NEM	NEWMONT Corp /DE/	4,824	$232,902
FNF	Fidelity National Financial, Inc.	3,515	$228,756
BE	Bloom Energy Corp	11,350	$223,141
D	Dominion Energy, Inc	3,915	$219,514
NFG	National Fuel Gas Co	2,600	$205,894
COF	Capital One Financial Corp	1,146	$205,477
VEA	Vanguard FTSE Developed Markets ETF	4,027	$204,692
BAB	Invesco Taxable Municipal Bond ETF	2,724	$203,537
SLV	iShares Silver Trust	6,551	$203,015
No positions match the current search.

Sold Out

Positions the filer fully exited

21 positions

Ticker	Company	Shares	Value
CSL	Carlisle Companies Inc	5,381	$1,984,728
DGX	Quest Diagnostics Inc	7,125	$1,074,877
A	Agilent Technologies, Inc.	5,876	$789,381
SLB	Slb Limited/Nv	16,868	$646,719
GPN	Global Payments Inc	4,701	$526,794
ELF	e.l.f. Beauty, Inc.	4,149	$520,906
ZBH	Zimmer Biomet Holdings, Inc.	3,850	$406,675
NVO	Novo Nordisk A S	4,027	$346,402
ESEA	Euroseas Ltd.	11,410	$336,079
CROX	Crocs, Inc.	3,026	$331,437
VRT	Vertiv Holdings Co	2,625	$298,226
TTD	Trade Desk, Inc.	2,512	$295,235
CVS	CVS HEALTH Corp	6,007	$269,654
TGT	Target Corp	1,712	$231,428
SNOW	Snowflake Inc.	1,413	$218,181
VXF	Vanguard Extended Market ETF	1,147	$217,907
CPB	CAMPBELL'S Co	4,924	$206,217
PRU	Prudential Financial Inc	1,700	$201,501
VALE	Vale S.A.	10,510	$93,223
VOD	Vodafone Group Public Ltd Co	10,790	$91,607
—		4,095	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

402 tracked positions · $1,053,325,946 total · filing declares 461 positions · $1,090,014,052 · as of Mar 31, 2025

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 402 positions by value · page 1 of 9

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	519,744	-17,046	$115,450,734	−14.1%	10.96%
NVDA	Nvidia Corp PUT + SHARES Technology	Reduced	674,005	-3,561	$73,048,661	−19.7%	6.94%
LLY	ELI LILLY & Co Healthcare	Reduced	31,149	-1,091	$25,726,270	+3.4%	2.44%
MSFT	Microsoft Corp Technology	Reduced	63,287	-211	$23,757,306	−11.2%	2.26%
AMZN	Amazon Com Inc Consumer Cyclical	Added	107,589	+2,381	$20,469,883	−11.3%	1.94%
GOOGL	Alphabet Inc. Communication Services	Reduced	106,722	-15,880	$16,567,631	−28.8%	1.57%
IBM	International Business Machines Corp Technology	Reduced	66,349	-340	$16,498,342	+12.5%	1.57%
QQQ	Invesco Qqq Trust, Series 1	Added	33,804	+493	$15,851,371	−6.9%	1.50%
ORCL	Oracle Corp Technology	Added	110,102	+2,056	$15,393,360	−14.5%	1.46%
META	Meta Platforms, Inc. Communication Services	Reduced	26,312	-276	$15,165,184	−2.6%	1.44%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	8,792	+30	$15,055,265	+279.1%	1.43%
SPY	Spdr S&P 500 ETF Trust	Added	22,746	+357	$12,723,884	−3.0%	1.21%
ABBV	AbbVie Inc. Healthcare	Reduced	56,937	-3,835	$11,929,440	+10.5%	1.13%
AVGO	Broadcom Inc. Technology	Reduced	68,706	-7,227	$11,503,445	−34.7%	1.09%
KLAC	Kla Corp Technology	Reduced	16,340	-61	$11,107,932	+7.5%	1.05%
QCOM	Qualcomm Inc/De Technology	Added	69,066	+891	$10,609,228	+1.3%	1.01%
AXP	American Express Co Financial Services	Added	39,350	+381	$10,587,117	−8.5%	1.01%
VB	Vanguard Morningstar Small-Cap ETF	Reduced	36,353	-1,144	$10,347,762	−5.7%	0.98%
HD	Home Depot, Inc. Consumer Cyclical	Added	27,708	+151	$10,154,704	−5.3%	0.96%
AAXJ	iShares MSCI All Country Asia ex Japan ETF CALL + SHARES	Added	121,053	+8,728	$10,149,366	+12.2%	0.96%
OKE	Oneok Inc /New/ Energy	Reduced	101,725	-828	$10,093,154	−2.0%	0.96%
IRM	Iron Mountain Inc Real Estate	Reduced	111,304	-855	$9,576,596	−18.8%	0.91%
PLD	Prologis, Inc. Real Estate	Added	83,982	+2,076	$9,388,347	+8.4%	0.89%
CSCO	Cisco Systems, Inc. Technology	Reduced	146,828	-5,544	$9,060,755	+0.4%	0.86%
PH	Parker-Hannifin Corp Industrials	Reduced	14,657	-385	$8,909,257	−6.9%	0.85%
ACN	Accenture plc Technology	Added	28,309	+185	$8,833,540	−10.7%	0.84%
BKR	Baker Hughes Co Energy	Added	199,546	+9,760	$8,770,046	+12.7%	0.83%
CMI	Cummins Inc Industrials	Reduced	27,661	-172	$8,670,063	−10.6%	0.82%
ALSN	Allison Transmission Holdings Inc Consumer Cyclical	Reduced	90,063	-1,418	$8,616,327	−12.8%	0.82%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	20,363	-10	$8,550,016	−1.4%	0.81%
UNH	Unitedhealth Group Inc Healthcare	Reduced	16,007	-133	$8,383,666	+2.7%	0.80%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	48,807	+488	$8,317,688	+2.7%	0.79%
MRK	Merck & Co., Inc. Healthcare	Reduced	92,619	-34,505	$8,313,481	−34.3%	0.79%
XOM	ExxonMobil Holdings Corp Energy	Reduced	69,532	-1,845	$8,269,440	+7.7%	0.79%
V	Visa Inc. Financial Services	Added	23,310	+12,615	$8,169,222	+141.7%	0.78%
NFLX	Netflix Inc Communication Services	Reduced	8,641	-796	$8,057,991	−4.2%	0.77%
INGR	Ingredion Inc Consumer Defensive	Added	59,033	+325	$7,981,851	−1.2%	0.76%
TFC	Truist Financial Corp Financial Services	Reduced	192,888	-7,307	$7,937,341	−8.6%	0.75%
CME	Cme Group Inc. Financial Services	Added	29,824	+86	$7,912,008	+14.6%	0.75%
ACT	Enact Holdings, Inc. Financial Services	Added	222,519	+6,735	$7,732,535	+10.7%	0.73%
BR	Broadridge Financial Solutions, Inc. Technology	Reduced	31,829	-59	$7,717,259	+7.0%	0.73%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	31,252	-266	$7,666,115	+1.5%	0.73%
CI	Cigna Group Healthcare	Added	22,780	+449	$7,494,620	+21.5%	0.71%
JNJ	Johnson & Johnson Healthcare	Added	44,600	+26,304	$7,396,464	+179.5%	0.70%
TXN	Texas Instruments Inc Technology	Added	40,989	+179	$7,365,723	−3.7%	0.70%
GL	Globe Life Inc. Financial Services	Held	54,184	0	$7,137,116	+18.1%	0.68%
PAG	Penske Automotive Group, Inc. Consumer Cyclical	Added	49,324	+165	$7,101,669	−5.2%	0.67%
HUBB	Hubbell Inc Industrials	Reduced	21,380	-43	$7,074,855	−21.2%	0.67%
R	Ryder System Inc Industrials	NEW	48,164	NEW	$6,926,464	NEW	0.66%
GD	General Dynamics Corp Industrials	Added	25,320	+549	$6,901,725	+5.7%	0.66%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.