Sheaff Brock Investment Advisors, LLC

CIK

1666789

Location

Indianapolis, IN

Portfolio Value

Small $988,749,250

Diversification

Diversified

Filing Date

Global Rank

#1,592 / 7,977 ▼ 25

Top Industry

Consumer Electronics 12.2%

3Y Alpha vs SPY

-1.4%

Period ended 1 year ago

Filed May 7, 2025 · 1y

21 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+70.6%

SPY

+76.3%

Annualised alpha

-1.3%

Max drawdown

−20.6%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

371 positions · as of Mar 31, 2025 · Δ vs Dec 31, 2024

Top Position

11.7%

−1.1 pts

Top 5

26.1%

−2.3 pts

Top 10

33.8%

−2.6 pts

HHI

257

Diversified−46

Portfolio Trend

21 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2025

Sector	% Portfolio	Value	Positions
Technology	37.2%	$368,112,110	57
Financial Services	12.7%	$125,514,506	89
Healthcare	9.9%	$98,276,821	34
Industrials	8.6%	$85,204,013	48
Consumer Cyclical	7.9%	$78,020,828	31
Real Estate	5.1%	$50,250,640	34
Consumer Defensive	5.0%	$49,157,346	19
Energy	4.6%	$45,910,020	22
Unclassified	4.0%	$39,544,263	8
Communication Services	3.7%	$36,326,616	11
Basic Materials	0.6%	$6,340,555	9
Utilities	0.6%	$6,091,532	9

Last Quarter's Activity

Export CSV

Mar 31, 2025 vs Dec 31, 2024

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JVA	Coffee Holding Co Inc	+37,655	72,655	$257,925
JNJ	Johnson & Johnson	+26,304	44,600	$7,396,464
V	Visa Inc.	+12,615	23,310	$8,169,222
BKR	Baker Hughes Co	+9,760	199,546	$8,770,046
ACT	Enact Holdings, Inc.	+6,735	222,519	$7,732,535
IAU	Ishares Gold Trust	+6,350	11,600	$683,936
WMB	Williams Companies, Inc.	+5,950	22,940	$1,370,894
WMT	Walmart Inc.	+5,425	53,024	$4,654,976
PLTR	Palantir Technologies Inc.	+5,252	20,021	$1,689,772
DOC	Healthpeak Properties, Inc.	+5,140	64,624	$1,306,697
FTNT	Fortinet, Inc.	+5,008	13,354	$1,285,456
DHY	Credit Suisse High Yield Credit Fund	+5,000	20,000	$42,400
TJX	Tjx Companies Inc /De/	+3,637	16,128	$1,964,390
STLD	Steel Dynamics Inc	+3,520	9,367	$1,171,624
APLE	Apple Hospitality REIT, Inc.	+3,293	37,911	$489,431
KHC	Kraft Heinz Co	+2,847	26,259	$799,061
HOOD	Robinhood Markets, Inc.	+2,775	16,525	$687,770
PHK	Pimco High Income Fund	+2,500	32,236	$157,634
AMZN	Amazon Com Inc	+2,381	107,589	$20,469,883
ARES	Ares Management Corp	+2,336	3,489	$511,522
MPC	Marathon Petroleum Corp	+2,157	8,078	$1,176,883
PLD	Prologis, Inc.	+2,076	83,982	$9,388,347
ORCL	Oracle Corp	+2,056	110,102	$15,393,360
AGNC	AGNC Investment Corp.	+2,002	28,175	$269,916
LTC	Ltc Properties Inc	+2,000	10,150	$359,817
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MRK	Merck & Co., Inc.	−34,505	92,619	$8,313,481
USA	Liberty All Star Equity Fund	−33,000	241,230	$1,580,056
ET	Energy Transfer LP	−19,090	85,318	$1,586,061
HON	Honeywell International Inc	−18,132	2,471	$493,152
F	Ford Motor Co	−17,451	260,621	$2,614,028
AAPL	Apple Inc.	−17,046	519,744	$115,450,734
SOUN	Soundhound Ai, Inc.	−16,402	17,250	$140,070
MU	Micron Technology Inc	−15,441	10,547	$916,428
LMT	Lockheed Martin Corp	−13,004	3,961	$1,769,418
AMD	Advanced Micro Devices Inc	−12,554	30,764	$3,160,693
WFC	Wells Fargo & Company/Mn	−11,198	22,802	$1,636,955
TSCO	Tractor Supply Co /De/	−10,419	40,092	$2,209,069
MO	Altria Group, Inc.	−8,625	75,272	$4,517,825
GOOGL	Alphabet Inc.	−8,124	66,381	$10,265,157
TFC	Truist Financial Corp	−7,307	192,888	$7,937,341
AVGO	Broadcom Inc.	−7,227	68,706	$11,503,445
ABT	Abbott Laboratories	−5,833	4,033	$534,977
CSCO	Cisco Systems, Inc.	−5,544	146,828	$9,060,755
AVXL	Anavex Life Sciences Corp.	−4,500	11,250	$96,525
ABBV	AbbVie Inc.	−3,835	56,937	$11,929,440
PFE	Pfizer Inc	−3,699	62,940	$1,594,899
NVDA	Nvidia Corp	−3,561	674,005	$73,048,661
T	At&T Inc.	−3,415	59,968	$1,695,895
BMY	Bristol Myers Squibb Co	−2,048	27,067	$1,650,816
LEN	Lennar Corp /New/	−1,990	6,455	$740,904
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
R	Ryder System Inc	48,164	$6,926,464
CVLT	Commvault Systems Inc	11,910	$1,878,921
CORT	Corcept Therapeutics Inc	8,329	$951,338
TRMB	Trimble Inc.	10,580	$694,577
APH	Amphenol Corp /De/	9,800	$642,782
DOCU	Docusign, Inc.	6,952	$565,892
CPRX	Catalyst Pharmaceuticals, Inc.	20,405	$494,821
LRN	Stride, Inc.	3,810	$481,965
AMX	America Movil Sab De Cv/	28,210	$401,146
PTC	Ptc Inc.	2,400	$371,880
CELH	Celsius Holdings, Inc.	9,900	$352,638
GILD	Gilead Sciences, Inc.	2,599	$291,217
UBER	Uber Technologies, Inc	3,611	$263,097
SUN	Sunoco LP	4,376	$254,070
IR	Ingersoll Rand Inc.	3,165	$253,294
CCI	Crown Castle Inc.	2,370	$247,025
NEM	NEWMONT Corp /DE/	4,824	$232,902
BE	Bloom Energy Corp	11,350	$223,141
FNF	Fidelity National Financial, Inc.	3,515	$220,594
D	Dominion Energy, Inc	3,915	$219,514
NFG	National Fuel Gas Co	2,600	$205,894
COF	Capital One Financial Corp	1,146	$205,477
SLV	iShares Silver Trust	6,551	$203,015
NNE	Nano Nuclear Energy Inc.	7,570	$200,302
PTY	Pimco Corporate & Income Opportunity Fund	10,126	$146,421
No positions match the current search.

Sold Out

Positions the filer fully exited

19 positions

Ticker	Company	Shares	Value
CSL	Carlisle Companies Inc	5,381	$1,984,728
DGX	Quest Diagnostics Inc	7,125	$1,074,877
A	Agilent Technologies, Inc.	5,876	$789,381
SLB	Slb Limited/Nv	16,868	$646,719
GPN	Global Payments Inc	4,701	$526,794
ELF	e.l.f. Beauty, Inc.	4,149	$520,906
ZBH	Zimmer Biomet Holdings, Inc.	3,850	$406,675
NVO	Novo Nordisk A S	4,027	$346,402
ESEA	Euroseas Ltd.	11,410	$336,079
CROX	Crocs, Inc.	3,026	$331,437
VRT	Vertiv Holdings Co	2,625	$298,226
TTD	Trade Desk, Inc.	2,512	$295,235
CVS	CVS HEALTH Corp	6,007	$269,654
TGT	Target Corp	1,712	$231,428
SNOW	Snowflake Inc.	1,413	$218,181
CPB	CAMPBELL'S Co	4,924	$206,217
PRU	Prudential Financial Inc	1,700	$201,501
VALE	Vale S.A.	10,510	$93,223
VOD	Vodafone Group Public Ltd Co	10,790	$91,607
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

371 positions · $988,749,250 total · as of Mar 31, 2025

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 371 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	519,744	-17,046	$115,450,734	−14.1%	11.68%
NVDA	Nvidia Corp Technology	Reduced	674,005	-3,561	$73,048,661	−19.7%	7.39%
LLY	ELI LILLY & Co Healthcare	Reduced	31,149	-1,091	$25,726,270	+3.4%	2.60%
MSFT	Microsoft Corp Technology	Reduced	63,287	-211	$23,757,306	−11.2%	2.40%
AMZN	Amazon Com Inc Consumer Cyclical	Added	107,589	+2,381	$20,469,883	−11.3%	2.07%
IBM	International Business Machines Corp Technology	Reduced	66,349	-340	$16,498,342	+12.5%	1.67%
QQQ	Invesco Qqq Trust, Series 1	Added	33,804	+493	$15,851,371	−6.9%	1.60%
ORCL	Oracle Corp Technology	Added	110,102	+2,056	$15,393,360	−14.5%	1.56%
META	Meta Platforms, Inc. Communication Services	Reduced	26,312	-276	$15,165,184	−2.6%	1.53%
SPY	Spdr S&P 500 ETF Trust	Added	22,746	+357	$12,723,884	−3.0%	1.29%
ABBV	AbbVie Inc. Healthcare	Reduced	56,937	-3,835	$11,929,440	+10.5%	1.21%
AVGO	Broadcom Inc. Technology	Reduced	68,706	-7,227	$11,503,445	−34.7%	1.16%
KLAC	Kla Corp Technology	Reduced	16,340	-61	$11,107,932	+7.5%	1.12%
QCOM	Qualcomm Inc/De Technology	Added	69,066	+891	$10,609,228	+1.3%	1.07%
AXP	American Express Co Financial Services	Added	39,350	+381	$10,587,117	−8.5%	1.07%
GOOGL	Alphabet Inc. Communication Services	Reduced	66,381	-8,124	$10,265,157	−27.2%	1.04%
HD	Home Depot, Inc. Consumer Cyclical	Added	27,708	+151	$10,154,704	−5.3%	1.03%
OKE	Oneok Inc /New/ Energy	Reduced	101,725	-828	$10,093,154	−2.0%	1.02%
IRM	Iron Mountain Inc Real Estate	Reduced	111,304	-855	$9,576,596	−18.8%	0.97%
PLD	Prologis, Inc. Real Estate	Added	83,982	+2,076	$9,388,347	+8.4%	0.95%
CSCO	Cisco Systems, Inc. Technology	Reduced	146,828	-5,544	$9,060,755	+0.4%	0.92%
PH	Parker-Hannifin Corp Industrials	Reduced	14,657	-385	$8,909,257	−6.9%	0.90%
ACN	Accenture plc Technology	Added	28,309	+185	$8,833,540	−10.7%	0.89%
BKR	Baker Hughes Co Energy	Added	199,546	+9,760	$8,770,046	+12.7%	0.89%
CMI	Cummins Inc Industrials	Reduced	27,661	-172	$8,670,063	−10.6%	0.88%
ALSN	Allison Transmission Holdings Inc Consumer Cyclical	Reduced	90,063	-1,418	$8,616,327	−12.8%	0.87%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	20,363	-10	$8,550,016	−1.4%	0.86%
UNH	Unitedhealth Group Inc Healthcare	Reduced	16,007	-133	$8,383,666	+2.7%	0.85%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	48,807	+488	$8,317,688	+2.7%	0.84%
MRK	Merck & Co., Inc. Healthcare	Reduced	92,619	-34,505	$8,313,481	−34.3%	0.84%
XOM	Exxon Mobil Corp Energy	Reduced	69,532	-1,845	$8,269,440	+7.7%	0.84%
V	Visa Inc. Financial Services	Added	23,310	+12,615	$8,169,222	+141.7%	0.83%
INGR	Ingredion Inc Consumer Defensive	Added	59,033	+325	$7,981,851	−1.2%	0.81%
TFC	Truist Financial Corp Financial Services	Reduced	192,888	-7,307	$7,937,341	−8.6%	0.80%
CME	Cme Group Inc. Financial Services	Added	29,824	+86	$7,912,008	+14.6%	0.80%
ACT	Enact Holdings, Inc. Financial Services	Added	222,519	+6,735	$7,732,535	+10.7%	0.78%
BR	Broadridge Financial Solutions, Inc. Technology	Reduced	31,829	-59	$7,717,259	+7.0%	0.78%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	31,252	-266	$7,666,115	+1.5%	0.78%
CI	Cigna Group Healthcare	Added	22,780	+449	$7,494,620	+21.5%	0.76%
JNJ	Johnson & Johnson Healthcare	Added	44,600	+26,304	$7,396,464	+179.5%	0.75%
TXN	Texas Instruments Inc Technology	Added	40,989	+179	$7,365,723	−3.7%	0.74%
GL	Globe Life Inc. Financial Services	Held	54,184	0	$7,137,116	+18.1%	0.72%
PAG	Penske Automotive Group, Inc. Consumer Cyclical	Added	49,324	+165	$7,101,669	−5.2%	0.72%
HUBB	Hubbell Inc Industrials	Reduced	21,380	-43	$7,074,855	−21.2%	0.72%
R	Ryder System Inc Industrials	NEW	48,164	NEW	$6,926,464	NEW	0.70%
GD	General Dynamics Corp Industrials	Added	25,320	+549	$6,901,725	+5.7%	0.70%
DELL	Dell Technologies Inc. Technology	Added	75,617	+663	$6,892,489	−20.2%	0.70%
PM	Philip Morris International Inc. Consumer Defensive	Added	43,183	+109	$6,854,437	+32.2%	0.69%
TSLA	Tesla, Inc. Consumer Cyclical	Added	26,144	+938	$6,775,479	−33.4%	0.69%
CRM	Salesforce, Inc. Technology	Added	24,866	+1,387	$6,673,039	−15.0%	0.67%