Tower View Wealth Management LLC

Registered adviser

CIK

1729045

Location

SHOREWOOD, WI

Portfolio Value

Small $227,290,016

Diversification

Diversified

Filing Date

Global Rank

#6,101 / 8,821 ▲ 137 · as of Jun 2026

Top Industry

Semiconductors 26.8%

Period ended 31 days ago

Filed Oct 23, 2026 · 8d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 108739

Roster of Oct 1, 2026

Regulatory AUM

$317,944,313

Main clients

Individuals and high net worth (95% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$317,944,313	Individuals and high net worth (95%)
Apr 2025 to Mar 2026	$281,916,345	Individuals and high net worth (95%)
Apr 2024 to Mar 2025	$244,073,541	Individuals and high net worth (95%)
May 2023 to Mar 2024	$215,814,000	Individuals and high net worth (95%)
Apr 2023	$215,814,000	Individuals and high net worth (95%)
Apr 2022 to Mar 2023	$265,322,132	Individuals and high net worth (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 49.3%, 28.3 effective positions, active share 65.8% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

20.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.0 quarters (12+), a floor since 51.9% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 65.8%; sector active share 17.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

193 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

7.6%

−0.2 pts

Top 5

32.4%

+0.0 pts

Top 10

51.4%

+2.1 pts

HHI

366

Diversified+14

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	34.3%	$77,869,522	26
Unclassified	19.6%	$44,587,027	56
Industrials	12.5%	$28,306,116	22
Communication Services	7.6%	$17,283,565	10
Healthcare	7.2%	$16,457,027	17
Financial Services	6.6%	$14,891,211	19
Consumer Defensive	5.5%	$12,547,316	9
Consumer Cyclical	4.3%	$9,860,035	11
Basic Materials	1.0%	$2,375,851	4
Energy	0.8%	$1,737,652	7
Utilities	0.3%	$712,610	10
Real Estate	0.3%	$662,084	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
APH	Amphenol Corp	+20,021	39,272	$3,310,629
T	At&T Inc.	+4,514	5,652	$137,908
DRS	Leonardo DRS, Inc.	+3,936	95,871	$3,511,754
NVDA	Nvidia Corp	+2,656	54,575	$12,463,838
UNP	Union Pacific Corp	+2,406	6,603	$1,796,874
CAT	Caterpillar Inc	+2,114	2,413	$1,956,436
IBKR	Interactive Brokers Group, Inc.	+2,002	2,042	$174,427
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+1,713	37,780	$17,234,858
PH	Parker-Hannifin Corp	+1,692	7,111	$6,793,991
MSFT	Microsoft Corp	+1,513	19,561	$10,032,836
GOOGL	Alphabet Inc.	+1,329	19,661	$6,764,956
VXUS	Vanguard Total International Stock ETF	+1,286	2,337	$198,551
V	Visa Inc.	+1,259	19,753	$7,097,845
AVGO	Broadcom Inc.	+1,140	10,323	$3,625,334
EWY	iShares Trust	+1,022	20,084	$0
GS	Goldman Sachs Group Inc	+930	3,236	$2,913,564
JPM	Jpmorgan Chase & Co	+841	10,086	$3,336,751
GRMN	Garmin Ltd	+818	21,981	$6,305,030
AMGN	Amgen Inc	+801	820	$345,638
AMZN	Amazon Com Inc	+786	30,499	$7,598,825
JNJ	Johnson & Johnson	+709	1,660	$439,468
ASX	ASE Technology Holding Co., Ltd.	+656	44,646	$1,984,961
NVMI	Nova Ltd.	+569	11,885	$4,578,102
CSCO	Cisco Systems, Inc.	+545	19,051	$2,050,459
ARM	Arm Holdings PLC	+530	8,843	$2,561,463
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NFLX	Netflix Inc	−16,027	130	$9,045
BIDU	Baidu, Inc.	−11,437	100	$8,687
ORCL	Oracle Corp	−7,995	4	$549
VUG	VANGUARD GROWTH INDEX FUND	−6,581	101,129	$9,112,734
MCD	Mcdonalds Corp	−5,039	1,651	$381,281
CARR	CARRIER GLOBAL Corp	−4,378	5,800	$318,188
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−3,647	123,799	$11,112,198
UTHR	UNITED THERAPEUTICS Corp	−2,911	95	$51,479
PEP	Pepsico Inc	−1,638	2,732	$346,199
ON	On Semiconductor Corp	−800	200	$15,374
VIG	Vanguard Specialized Funds	−700	19,240	$4,488,884
XOM	ExxonMobil Holdings Corp	−559	2,038	$331,684
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−464	27,524	$3,458,941
WMT	Walmart Inc.	−425	11,393	$1,183,960
CVX	Chevron Corp	−353	137	$27,976
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	−307	10,370	$3,029,077
ECHO	EchoStar CORP	−295	11,813	$1,056,200
CG	Carlyle Group Inc.	−254	2,037	$80,787
PG	PROCTER & GAMBLE Co	−202	744	$108,088
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−195	3,751	$582,155
MDY	Spdr S&P Midcap 400 ETF Trust	−185	764	$501,726
HD	Home Depot, Inc.	−179	6,164	$1,753,596
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−142	1,084	$83,739
SCHD	Schwab U.S. Dividend Equity ETF	−139	572	$18,607
KKR	KKR & Co. Inc.	−132	1,124	$102,621
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
NOC	Northrop Grumman Corp	4,003	$1,935,370
OII	Oceaneering International Inc	23,281	$1,015,750
INTC	Intel Corp	7,889	$948,494
VZ	Verizon Communications Inc	3,400	$155,958
BNY	Bank of New York Mellon Corp	671	$97,046
USB	US Bancorp De	1,600	$92,416
No positions match the current search.

Sold Out

Positions the filer fully exited

18 positions

Ticker	Company	Shares	Value
SPOT	Spotify Technology S.A.	1,324	$607,888
NI	Nisource Inc.	4,590	$218,254
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	993	$94,186
SYY	Sysco Corp	900	$75,222
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	172	$41,794
IWM	iShares Russell 2000 ETF	128	$38,457
OSK	Oshkosh Corp	200	$30,696
EWC	iShares Trust	400	$23,056
SCHO	Schwab Short-Term U.S. Treasury ETF	906	$21,870
VHT	VANGUARD HEALTH CARE INDEX FUND	70	$20,930
CCJ	Cameco Corp	200	$20,372
EWL	iShares MSCI Switzerland ETF	306	$19,232
EWU	iShares MSCI United Kingdom ETF	351	$16,195
EWS	iShares MSCI Singapore ETF	407	$12,051
—		61	$11,398
BIIB	Biogen Inc.	29	$6,265
OTIS	Otis Worldwide Corp	59	$4,224
CGC	Canopy Growth Corp	2	$1
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

193 tracked positions · $227,290,016 total · filing declares 193 positions · $230,998,567 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 193 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	37,780	+1,713	$17,234,858	+0.1%	7.58%
NVDA	Nvidia Corp Technology	Added	54,575	+2,656	$12,463,838	+20.0%	5.48%
LLY	ELI LILLY & Co Healthcare	Added	9,627	+59	$11,139,209	−2.9%	4.90%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	123,799	-3,647	$11,112,198	−0.8%	4.89%
MSFT	Microsoft Corp Technology	Added	19,561	+1,513	$10,032,836	+49.0%	4.41%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	101,129	-6,581	$9,112,734	−1.8%	4.01%
GOOG	Alphabet Inc. Communication Services	Added	26,233	+528	$8,938,632	−1.6%	3.93%
AMZN	Amazon Com Inc Consumer Cyclical	Added	30,499	+786	$7,598,825	+7.3%	3.34%
PWR	Quanta Services, Inc. Industrials	Added	11,577	+206	$7,438,338	−9.2%	3.27%
V	Visa Inc. Financial Services	Added	19,753	+1,259	$7,097,845	+11.9%	3.12%
PH	Parker-Hannifin Corp Industrials	Added	7,111	+1,692	$6,793,991	+28.2%	2.99%
GOOGL	Alphabet Inc. Communication Services	Added	19,661	+1,329	$6,764,956	+3.3%	2.98%
GRMN	Garmin Ltd Technology	Added	21,981	+818	$6,305,030	+25.4%	2.77%
COST	Costco Wholesale Corp Consumer Defensive	Added	6,724	+273	$6,121,126	+1.4%	2.69%
SPY	Spdr S&P 500 ETF Trust	Reduced	7,832	-83	$5,972,918	+1.1%	2.63%
PM	Philip Morris International Inc. Consumer Defensive	Added	24,391	+198	$4,654,290	+6.3%	2.05%
NVMI	Nova Ltd. Technology	Added	11,885	+569	$4,578,102	−25.5%	2.01%
VIG	Vanguard Specialized Funds	Reduced	19,240	-700	$4,488,884	−4.9%	1.97%
AMD	Advanced Micro Devices Inc Technology	Added	5,995	+111	$3,667,501	+7.3%	1.61%
ETN	Eaton Corp plc Industrials	Added	8,445	+232	$3,628,900	+3.7%	1.60%
AVGO	Broadcom Inc. Technology	Added	10,323	+1,140	$3,625,334	+4.5%	1.60%
DRS	Leonardo DRS, Inc. Industrials	Added	95,871	+3,936	$3,511,754	−10.5%	1.55%
ADI	Analog Devices Inc Technology	Added	8,800	+208	$3,491,048	+2.3%	1.54%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	27,524	-464	$3,458,941	+3.4%	1.52%
JPM	Jpmorgan Chase & Co Financial Services	Added	10,086	+841	$3,336,751	+10.3%	1.47%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Reduced	9,877	-85	$3,336,746	−8.4%	1.47%
APH	Amphenol Corp Technology	Added	39,272	+20,021	$3,310,629	−2.5%	1.46%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	10,370	-307	$3,029,077	−7.4%	1.33%
GS	Goldman Sachs Group Inc Financial Services	Added	3,236	+930	$2,913,564	+24.9%	1.28%
ARM	Arm Holdings PLC Technology	Added	8,843	+530	$2,561,463	−13.1%	1.13%
LRCX	Lam Research Corp Technology	Added	7,603	+319	$2,497,661	−20.9%	1.10%
ISRG	Intuitive Surgical Inc Healthcare	Added	5,919	+206	$2,406,842	+5.9%	1.06%
SXT	Sensient Technologies Corp Basic Materials	Added	17,902	+158	$2,340,149	+7.0%	1.03%
CSCO	Cisco Systems, Inc. Technology	Added	19,051	+545	$2,050,459	−5.7%	0.90%
MU	Micron Technology Inc Technology	Added	1,900	+106	$2,023,709	−2.3%	0.89%
ASX	ASE Technology Holding Co., Ltd. Technology	Added	44,646	+656	$1,984,961	+0.0%	0.87%
CAT	Caterpillar Inc Industrials	Added	2,413	+2,114	$1,956,436	+514.4%	0.86%
NOC	Northrop Grumman Corp Industrials	NEW	4,003	NEW	$1,935,370	NEW	0.85%
UNP	Union Pacific Corp Industrials	Added	6,603	+2,406	$1,796,874	+57.4%	0.79%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	6,164	-179	$1,753,596	−21.6%	0.77%
ABBV	AbbVie Inc. Healthcare	Added	4,894	+234	$1,280,221	+9.2%	0.56%
WMT	Walmart Inc. Consumer Defensive	Reduced	11,393	-425	$1,183,960	−11.5%	0.52%
ECHO	EchoStar CORP Communication Services	Reduced	11,813	-295	$1,056,200	−14.1%	0.46%
OII	Oceaneering International Inc Energy	NEW	23,281	NEW	$1,015,750	NEW	0.45%
CBRS	Cerebras Systems Inc. Technology	Reduced	5,681	-98	$1,009,229	−21.0%	0.44%
INTC	Intel Corp Technology	NEW	7,889	NEW	$948,494	NEW	0.42%
VOO	VANGUARD 500 INDEX FUND	Reduced	1,119	-84	$784,262	−5.1%	0.35%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	3,751	-195	$582,155	−6.6%	0.26%
SPCX	Space Exploration Technologies Corp Industrials	Added	3,495	+169	$527,255	−7.2%	0.23%
BRX	Brixmor Property Group Inc. Real Estate	Added	18,626	+179	$514,077	−11.6%	0.23%

Showing the top 50 of 193 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.