ASX · ASE Technology Holding Co., Ltd. · Holdings

$42.06 +2.15 (+5.39%) Q4 2025 earnings call transcript

Market Cap

$87.75B

2.20B

Volume · Oct 27 9.49M Avg daily vol (3M) 7.37M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ASX: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 502

Total Value: $7,266,972,176

Total Shares: 161,159,878

Showing 1–100 of 520 holdings by value · page 1 of 6

Institutional Ownership Trend

27 quarters

Superinvestors Holding ASX

All superinvestors →

Joel Greenblatt $397,823

Holder Concentration

Across 491 13F filers

Top Holder

16.6%

of institutional value

Top 5

37.7%

of institutional value

Top 10

54.7%

of institutional value

HHI

492

Broadly held

Who Holds ASX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 487 filers, like-for-like change -2.6%; actively managed books -9.3%; index-like books +15.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	23.0%	288	-7.0%	96	24
Exempt adviser	0.2%	4	-88.2%	0	3
Adviser	8.3%	12	-31.8%	2	0
Bank	22.0%	26	+15.4%	5	0
Insurer	0.0%	1	-35.0%	0	0
Broker-dealer	0.4%	2	+70.8%	0	0
Benefit plan	0.0%	1	new	1	0
Non-US	1.3%	9	-18.4%	1	0
Holding company	27.6%	10	+15.5%	0	0
Unknown	17.2%	134	-10.2%	45	8

Style	Share	Filers	Change	New	Exited
Index-like	32.5%	23	+15.1%	3	2
Systematic-like	1.4%	16	-58.3%	7	8
Concentrated	4.5%	122	+11.8%	53	8
Diversified active	61.6%	326	-8.1%	87	17
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	63.2%	305	+9.8%	85	7
Medium turnover	32.4%	93	-8.5%	32	6
High turnover	3.0%	44	-63.1%	20	18
Unknown	1.4%	45	-11.5%	13	4
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.9%	56	-32.6%	23	12
Medium horizon	22.6%	90	+30.6%	37	5
Long horizon	74.1%	316	-6.7%	82	12
Unknown	1.4%	25	-56.1%	8	6
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.7%	130	+22.6%	50	9
$1B to $10B	4.7%	176	-2.2%	63	14
$10B to $100B	26.4%	117	-15.0%	28	8
$100B or more	66.2%	64	+2.5%	9	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	9.8%	206	-10.6%	63	7
Pooled investment vehicles	3.2%	25	-43.6%	13	14
Registered funds and BDCs	6.7%	22	+27.5%	7	1
Pension and profit sharing plans	0.0%	5	+127.7%	3	0
Insurance companies	0.1%	1	new	1	0
Charitable organizations	0.0%	3	-45.4%	0	0
Governments and sovereign funds	0.3%	5	+2.9%	2	0
Corporations	0.0%	1	-9.2%	0	0
Other investment advisers	0.6%	5	-0.6%	0	1
Other	0.1%	1	+10.3%	0	0
Diversified	2.3%	13	+17.8%	6	1
Unknown	77.0%	200	-1.1%	55	11

Private funds	Share	Filers	Change	New	Exited
Hedge funds	5.0%	38	-51.7%	17	17
Private equity funds	1.9%	19	+3.5%	4	0
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.1%	6	+9.7%	1	0
Liquidity funds	0.0%	1	new	1	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	4.5%	30	+26.0%	10	0
Mixed private funds	0.0%	2	+4283.1%	1	0
Private funds, type not stated	0.2%	9	+10.7%	4	1
No private funds	11.5%	184	+10.2%	57	9
Unknown	76.8%	196	+0.9%	55	8

Location	Share	Filers	Change	New	Exited
United States	81.2%	409	-4.1%	125	30
Outside the US	18.8%	77	+4.8%	25	5
Unknown	0.0%	1	—	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 7 holders with no observed 2026-03-31 13F and 7 holders with no observed 2026-06-30 13F.

Conviction and Crowding

487 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.23% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.015%

Mar 31, 2026: 1

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

56.5%

of 13F shares, Herfindahl 0.052

Active holders

-9.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 17.4 quarters

Under 1 year 10.5% 1 to 3 years 27.3% 3 years or more 62.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$19.09

estimated per share

Mar 31, 2026: $14.06

Quarter-end price

$45.12

implied by 13F values

Estimated gain or loss

+136.4%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 37.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ASX's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	UMC United Microelectronics Corp	32	0.407
2	KB KB Financial Group Inc.	25	0.352
3	WF Woori Financial Group Inc.	12	0.296
4	SHG Shinhan Financial Group Co Ltd	15	0.274
5	CHT Chunghwa Telecom Co Ltd	7	0.208
6	PKX Posco Holdings Inc.	6	0.187
7	IBN Icici Bank Ltd	19	0.184
8	HSBC Hsbc Holdings PLC	24	0.177
9	SAN Banco Santander, S.A.	20	0.174
10	SSL Sasol Ltd	6	0.171

Shareholder Targets

13F filers that own its peers but not ASX, quarter ended Jun 30, 2026

Found through its holder-overlap peers: UMC, KB, WF, SHG, CHT, PKX, IBN, HSBC, SAN, SSL, MUFG, TSM, BCS, UBS, NVS, SMFG, SKM, KT, WDC, LRCX. 4,427 filers in all.

#	Filer	In peers	Of book	Largest peers
1	STATE STREET CORP Bank, Index-like	$37,587,736,571 16 held	1.11%	LRCX, WDC, TSM
2	Capital World Investors Adviser, Diversified active	$27,879,327,631 9 held	3.31%	TSM, WDC, UBS
3	NORGES BANK Non-US, Index-like	$15,878,366,086 6 held	1.58%	LRCX, UBS, WDC
4	VAN ECK ASSOCIATES CORP Registered adviser, Index-like	$13,185,666,512 8 held	8.07%	TSM, LRCX, NVS
5	Sanders Capital, LLC Registered adviser, Concentrated	$12,745,912,214 3 held	12.8%	TSM, HSBC, SHG
6	Jupiter Topco LLC Unknown, Diversified active	$8,859,042,785 7 held	3.62%	LRCX, TSM, UBS
7	COATUE MANAGEMENT LLC Registered adviser, Concentrated	$8,348,863,982 2 held	17.2%	TSM, LRCX
8	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$7,878,069,363 13 held	3.50%	LRCX, TSM, UBS
9	Capital Research Global Investors Adviser, Diversified active	$7,676,961,734 8 held	1.07%	TSM, WDC, LRCX
10	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$7,652,619,301 11 held	1.32%	TSM, UBS, WDC

Fund Ownership of ASX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.75% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.02%	0.00 pp	331,829	5
Index ETFs	0.73%	+0.11 pp	16,124,929	4
Active ETFs	0.09%	-0.25 pp	1,965,597	14
Active funds	0.06%	-0.02 pp	1,386,143	18
Unclassified	0.28%	+0.26 pp	6,178,884	14
All registered funds	1.18%	+0.10 pp	25,987,382	55

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 296 Exempt adviser 5 Adviser 12 Bank 26 Insurer 1 Broker-dealer 3 Benefit plan 1 Non-US 10 Holding company 10 Unknown 138

Showing 100 of 520

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$1,184,626,138

16.30%

26,255,012

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Canada Ltd	78,274	$3,531,722	0.3%	Sole
BlackRock Asset Management North Asia Ltd	970,062	$43,769,197	3.7%	Sole
BlackRock Investment Management, LLC	89,702	$4,047,354	0.3%	Sole
BlackRock Fund Advisors	12,511,827	$564,533,634	47.7%	Sole
BlackRock Institutional Trust Company, N.A.	3,302,000	$148,986,240	12.6%	Sole
BlackRock Investment Management (UK) Ltd.	14,150	$638,448	0.1%	Sole
BlackRock Asset Management Ireland Ltd	31,884	$1,438,606	0.1%	Sole
BlackRock (Luxembourg) S.A.	377,538	$17,034,514	1.4%	Sole
Aperio Group, LLC	8,877,998	$400,575,269	33.8%	Sole
SpiderRock Advisors, LLC	1,577	$71,154	0.0%	Sole

BANK OF AMERICA CORP /DE/

$423,564,178

5.83%

9,387,504

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	4,408,244	$198,899,969	47.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	580,641	$26,198,521	6.2%	Defined
BOFA SECURITIES, INC.	106,137	$4,788,901	1.1%	Defined
MERRILL LYNCH INTERNATIONAL	191,000	$8,617,920	2.0%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	4,101,482	$185,058,867	43.7%	Defined

GOLDMAN SACHS GROUP INC

$374,510,437

5.15%

8,300,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	5,869,095	$264,813,566	70.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	772,860	$34,871,443	9.3%	Defined
GOLDMAN SACHS INTERNATIONAL	1,658,365	$74,825,428	20.0%	Defined

LAZARD ASSET MANAGEMENT LLC

$359,616,551

4.95%

7,970,225

UBS Group AG

$351,356,204

4.83%

7,787,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	292,771	$13,209,827	3.8%	Defined
UBS AG	4,369,613	$197,156,938	56.1%	Defined
UBS Switzerland AG	2,235,891	$100,883,401	28.7%	Defined
UBS Europe SE	878,740	$39,648,748	11.3%	Defined
UBS Bank (Canada)	839	$37,855	0.0%	Defined
UBS Brasil Administradora de Valores Mobiliarios Ltda	2,700	$121,824	0.0%	Defined
UBS (Monaco) S.A.	6,596	$297,611	0.1%	Defined

MORGAN STANLEY

$261,528,872

3.60%

5,796,296

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	424,075	$19,134,264	7.3%	Defined
MORGAN STANLEY & CO. LLC	66,650	$3,007,248	1.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	20,039	$904,159	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	666,524	$30,073,562	11.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	4,611,680	$208,079,001	79.6%	Defined
EATON VANCE MANAGEMENT	332	$14,979	0.0%	Defined
Calvert Research & Management	6,996	$315,659	0.1%	Defined

Rafferty Asset Management, LLC

$249,123,221

3.43%

5,521,348

AMERICAN CENTURY COMPANIES INC

$240,615,484

3.31%

5,332,790

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	5,332,790	$240,615,484	100.0%	Defined

JPMORGAN CHASE & CO

$239,577,541

3.30%

5,309,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	14,741	$665,113	0.3%	Other
JPMorgan Chase Bank, N.A.	549,067	$24,773,903	10.3%	Defined
J.P. Morgan Investment Management Inc.	153,223	$6,913,421	2.9%	Defined
J.P. Morgan Securities LLC	4,074,534	$183,842,973	76.7%	Defined
J.P. Morgan Securities plc	495,371	$22,351,139	9.3%	Defined
JPMorgan Asset Management (Canada) Inc.	15,300	$690,336	0.3%	Defined
55I, LLC	7,550	$340,656	0.1%	Other

ACADIAN ASSET MANAGEMENT LLC

$221,849,715

3.05%

4,916,882

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	4,916,882	$221,849,715	100.0%	Defined

Fisher Asset Management, LLC

$198,631,821

2.73%

4,402,301

CITIGROUP INC

$192,301,439

2.65%

4,262,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	33,190	$1,497,532	0.8%	Defined
Citigroup Financial Products Inc. joint	4,228,810	$190,803,907	99.2%	Defined

Man Group plc

$174,003,204

2.39%

3,856,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	3,856,454	$174,003,204	100.0%	Defined

BARCLAYS PLC

$157,463,385

2.17%

3,489,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	3,467,530	$156,454,953	99.4%	Defined
BARCLAYS CAPITAL INC.	22,350	$1,008,432	0.6%	Defined

Cullen Capital Management, LLC

$94,336,354

1.30%

2,090,788

Creative Planning

$90,194,608

1.24%

1,998,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	58,386	$2,634,376	2.9%	Defined
Held directly	1,940,608	$87,560,232	97.1%	Sole

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

$81,079,151

1.12%

1,796,967

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UNION ASSET MANAGEMENT HOLDING AG joint	1,796,967	$81,079,151	100.0%	Defined

JANE STREET GROUP, LLC

$79,636,800

1.10%

1,765,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,765,000	$79,636,800	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$71,649,792

0.99%

1,587,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	37,560	$1,694,707	2.4%	Defined
Held directly	1,550,423	$69,955,085	97.6%	Sole

Carrhae Capital LLP

$65,119,539

0.90%

1,464,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Carrhae Capital (DIFC) Ltd	1,464,677	$65,119,539	100.0%	Defined

EARNEST PARTNERS LLC

$64,741,334

0.89%

1,434,870

ENVESTNET ASSET MANAGEMENT INC

$63,727,442

0.88%

1,412,399

NATIXIS ADVISORS, LLC

$58,920,673

0.81%

1,305,866

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	1,305,866	$58,920,673	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$56,645,001

0.78%

1,255,430

NORTHERN TRUST CORP

$56,220,963

0.77%

1,246,032

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,246,032	$56,220,963	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$54,217,635

0.75%

1,201,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	1,201,097	$54,193,496	100.0%	Sole
Edward Jones Trust Company	535	$24,139	0.0%	Sole

Connor, Clark & Lunn Investment Management Ltd.

$54,126,764

0.74%

1,199,618

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,199,618	$54,126,764	100.0%	Sole

SCHRODER INVESTMENT MANAGEMENT GROUP

$52,001,520

0.72%

1,152,516

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder & Co. (Asia) Limited	51,855	$2,339,697	4.5%	Sole
Schroder Investment Management (Europe) S.A.	424	$19,130	0.0%	Sole
Schroder Investment Management Limited	1,087,403	$49,063,623	94.4%	Sole
Schroder Investment Management North America Limited	12,834	$579,070	1.1%	Sole

MACKENZIE FINANCIAL CORP

$51,519,820

0.71%

1,141,840

Tidal Investments LLC

$48,670,944

0.67%

1,078,700

Tidal Investments LLC

$48,123,773

0.66%

1,066,573

TT International Asset Management LTD

$40,960,522

0.56%

907,813

WELLS FARGO & COMPANY/MN

$40,502,417

0.56%

897,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	2,414	$108,919	0.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	180,164	$8,128,999	20.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	715,010	$32,261,251	79.7%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	72	$3,248	0.0%	Defined

JANE STREET GROUP, LLC

$39,051,360

0.54%

865,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	865,500	$39,051,360	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$36,443,965

0.50%

807,712

VANGUARD PORTFOLIO MANAGEMENT LLC

$34,971,835

0.48%

775,085

Ovata Capital Management Ltd

$32,894,600

0.45%

729,047

SEI INVESTMENTS CO

$31,422,289

0.43%

696,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	412,879	$18,629,100	59.3%	Sole
SEI TRUST CO	283,537	$12,793,189	40.7%	Sole

Ninety One UK Ltd

$30,623,025

0.42%

688,777

Quantinno Capital Management LP

$30,596,052

0.42%

678,104

Capital Wealth Planning, LLC

$29,126,313

0.40%

645,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	645,530	$29,126,313	100.0%	Other

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$28,938,840

0.40%

641,375

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$28,015,549

0.39%

620,912

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	620,912	$28,015,549	100.0%	Other

NOMURA HOLDINGS INC

$22,684,125

0.31%

502,751

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	502,751	$22,684,125	100.0%	Defined

Ninety One North America, Inc.

$22,155,796

0.30%

498,331

HSBC HOLDINGS PLC

$20,798,919

0.29%

460,969

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Bank USA, N.A.	37,849	$1,707,746	8.2%	Defined
HSBC Global Asset Management (UK) Ltd	264,418	$11,930,540	57.4%	Defined
Hongkong & Shanghai Banking Corp Ltd / ASP	28	$1,263	0.0%	Defined
HSBC BANK PLC	145,674	$6,572,810	31.6%	Defined
Held directly	13,000	$586,560	2.8%	Defined

ROYAL BANK OF CANADA

$20,520,347

0.28%

454,795

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	218,051	$9,838,461	47.9%	Defined
RBC Dominion Securities Inc.	115,809	$5,225,302	25.5%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	99,755	$4,500,945	21.9%	Defined
RBC Private Counsel (USA) Inc.	7,891	$356,041	1.7%	Defined
RBC Trust Co (Delaware) Ltd	1,912	$86,269	0.4%	Defined
RBC GLOBAL ASSET MANAGEMENT (UK) Ltd	45	$2,030	0.0%	Defined
RBC Rochdale, LLC	11,272	$508,592	2.5%	Defined
Held directly	60	$2,707	0.0%	Sole

Vident Advisory, LLC

$20,143,056

0.28%

446,433

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Advisors Asset Management, Inc.	17,727	$799,842	4.0%	Defined
Blue Trust, Inc.	417,086	$18,818,920	93.4%	Defined
Held directly	11,620	$524,294	2.6%	Sole

LPL Financial LLC

$19,876,803

0.27%

440,532

NORDEA INVESTMENT MANAGEMENT AB

$19,065,862

0.26%

422,559

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND

$18,589,440

0.26%

412,000

RAYMOND JAMES FINANCIAL INC

$18,021,918

0.25%

399,422

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	356,448	$16,082,933	89.2%	Defined
Raymond James Financial Services Advisors, Inc.	21,565	$973,012	5.4%	Defined
ClariVest Asset Management LLC joint	194	$8,753	0.0%	Defined
EAGLE ASSET MANAGEMENT INC	21,215	$957,220	5.3%	Defined

Ethic Inc.

$17,902,758

0.25%

396,781

Vanguard Personalized Indexing Management, LLC

$17,790,951

0.24%

394,303

RHUMBLINE ADVISERS

$16,861,975

0.23%

373,714

QUADRANT CAPITAL GROUP LLC

$16,732,165

0.23%

376,342

Ramirez Asset Management, Inc.

$15,723,733

0.22%

348,487

CAPITAL FUND MANAGEMENT S.A.

$15,653,120

0.22%

346,922

Verition Fund Management LLC

$14,952,271

0.21%

331,389

Mirae Asset Global Investments Co., Ltd.

$14,728,702

0.20%

326,434

Nykredit A/S

$14,246,640

0.20%

315,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	315,750	$14,246,640	100.0%	Defined

CITADEL ADVISORS LLC

$13,766,112

0.19%

305,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	305,100	$13,766,112	100.0%	Defined

Laird Norton Wetherby Trust Company, LLC

$13,615,455

0.19%

301,761

Larson Financial Group LLC

$13,292,532

0.18%

294,604

Moran Wealth Management, LLC

$13,043,496

0.18%

293,376

Allianz Asset Management GmbH

$12,713,642

0.17%

281,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Investors GmbH	281,774	$12,713,642	100.0%	Defined

Dilation Capital Management LP

$12,455,824

0.17%

280,158

SILVERCREST ASSET MANAGEMENT GROUP LLC

$12,263,480

0.17%

271,797

Amundi

$11,368,073

0.16%

251,952

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	86,930	$3,922,281	34.5%	Defined
CPR Asset Management	165,022	$7,445,792	65.5%	Defined

US BANCORP \DE\

$11,113,596

0.15%

246,312

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	246,080	$11,103,129	99.9%	Defined
U.S. BANCORP ADVISORS, LLC	232	$10,467	0.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$11,104,032

0.15%

246,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	246,100	$11,104,032	100.0%	Other

OVERSEA-CHINESE BANKING Corp Ltd

$10,978,417

0.15%

243,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bank of Singapore Limited	83,316	$3,759,217	34.2%	Defined
BOS International Fund	160,000	$7,219,200	65.8%	Defined

ABN AMRO INVESTMENT SOLUTIONS

$10,663,775

0.15%

239,851

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$10,657,344

0.15%

236,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	236,200	$10,657,344	100.0%	Other

GUGGENHEIM CAPITAL LLC

$10,539,715

0.15%

233,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	155,598	$7,020,581	66.6%	Defined
SECURITY INVESTORS LLC	77,995	$3,519,134	33.4%	Defined

HSBC HOLDINGS PLC

$10,514,367

0.14%

232,818

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC PRIVATE BANK (SUISSE) LTD	180,463	$8,149,021	77.5%	Defined
Held directly	52,355	$2,365,346	22.5%	Defined

Y-Intercept (Hong Kong) Ltd

$10,349,220

0.14%

232,776

Bank of New York Mellon Corp

$10,250,223

0.14%

227,177

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon, NA joint	8,030	$362,312	3.5%	Defined
BNY Mellon Advisors, Inc. joint	219,146	$9,887,866	96.5%	Defined
Held directly	1	$45	0.0%	Defined

Nuveen, LLC

$9,625,630

0.13%

213,334

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	213,334	$9,625,630	100.0%	Defined

OPPENHEIMER ASSET MANAGEMENT INC.

$9,374,447

0.13%

207,767

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schafer Cullen Capital Mgmt	207,767	$9,374,447	100.0%	Other

Gunderson Capital Management LLC

$9,304,410

0.13%

209,276

Mariner, LLC

$9,164,999

0.13%

203,125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	15,135	$682,891	7.5%	Other
Held directly	187,990	$8,482,108	92.5%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$8,660,603

0.12%

191,946

Thrivent Financial for Lutherans

$8,622,115

0.12%

191,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	117,160	$5,286,259	61.3%	Defined
Held directly	73,933	$3,335,856	38.7%	Sole

FIRST TRUST ADVISORS LP

$8,619,002

0.12%

191,024

Raiffeisen Bank International AG

$8,121,600

0.11%

180,000

NEW YORK STATE COMMON RETIREMENT FUND

$7,781,801

0.11%

172,469

BNP PARIBAS

$7,405,726

0.10%

164,134

NEUBERGER BERMAN GROUP LLC

$7,388,444

0.10%

163,751

TWO SIGMA INVESTMENTS, LP

$7,380,143

0.10%

163,567

Corient Private Wealth LLC

$7,357,086

0.10%

163,056

FMR LLC

$7,256,694

0.10%

160,831

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	138,895	$6,266,942	86.4%	Defined
STRATEGIC ADVISERS LLC	18,509	$835,126	11.5%	Defined
FIAM LLC	2,318	$104,588	1.4%	Defined
Fidelity Diversifying Solutions LLC	1,109	$50,038	0.7%	Defined

IEQ CAPITAL, LLC

$7,200,114

0.10%

159,577

BAROMETER CAPITAL MANAGEMENT INC.

$7,196,640

0.10%

159,500

NINE MASTS CAPITAL Ltd

$7,136,134

0.10%

158,159

WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC

$6,951,728

0.10%

154,072

Cerity Partners LLC

$6,847,996

0.09%

151,773

Orion Porfolio Solutions, LLC

$6,845,335

0.09%

151,714

FLPUTNAM INVESTMENT MANAGEMENT CO

$6,669,954

0.09%

147,827

BANQUE PICTET & CIE SA

$6,516,102

0.09%

146,561

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Key facts CIK 1122411 CUSIP 00215W100 13F (30d) 117 filings 117 filers Visit website Investor relations