UMC · United Microelectronics Corp · Holdings

$19.98 -0.10 (-0.50%)

Market Cap

$49.21B

2.51B

Volume · Oct 20 9.28M Avg daily vol (3M) 12.28M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of UMC: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 371

Total Value: $5,274,051,256

Total Shares: 193,894,111

Showing 1–100 of 392 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 371 13F filers

Top Holder

16.3%

of institutional value

Top 5

37.7%

of institutional value

Top 10

55.8%

of institutional value

HHI

509

Broadly held

Who Holds UMC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 365 filers, like-for-like change +3.2%; actively managed books -5.7%; index-like books +17.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	29.8%	214	-18.5%	48	19
Exempt adviser	0.3%	5	-89.8%	4	1
Adviser	0.2%	7	+40.5%	0	0
Bank	25.5%	19	+54.9%	2	0
Insurer	0.0%	1	-63.1%	0	1
Broker-dealer	0.1%	1	-48.6%	0	1
Benefit plan	0.0%	1	new	1	0
Non-US	1.2%	6	-20.5%	1	0
Holding company	30.9%	9	+30.3%	0	1
Unknown	12.1%	102	-22.2%	27	13

Style	Share	Filers	Change	New	Exited
Index-like	43.4%	21	+17.7%	3	3
Systematic-like	3.5%	18	-70.8%	3	7
Concentrated	1.7%	82	-0.7%	27	5
Diversified active	51.4%	244	+11.2%	50	21
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	58.6%	220	+33.8%	40	16
Medium turnover	30.3%	68	-2.1%	17	5
High turnover	4.1%	35	-71.6%	10	15
Unknown	7.0%	42	-8.4%	16	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	7.2%	49	-13.8%	19	5
Medium horizon	23.7%	61	+15.5%	20	6
Long horizon	66.4%	233	+13.1%	41	20
Unknown	2.7%	22	-71.3%	3	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.7%	99	+38.0%	40	7
$1B to $10B	4.4%	130	-12.0%	26	16
$10B to $100B	20.3%	85	-5.5%	12	8
$100B or more	73.7%	51	+6.3%	5	5
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	5.0%	154	-3.2%	37	11
Pooled investment vehicles	3.1%	19	-62.0%	3	7
Registered funds and BDCs	15.6%	19	+17.3%	2	0
Pension and profit sharing plans	0.0%	2	+379.4%	1	0
Insurance companies	0.0%	1	0.0%	0	0
Charitable organizations	0.0%	1	-31.0%	0	0
Governments and sovereign funds	0.3%	3	-22.6%	2	0
Corporations	0.0%	1	-20.6%	0	0
Other investment advisers	0.5%	5	-9.5%	0	1
Other	0.0%	1	new	1	0
Diversified	5.3%	8	-40.8%	2	0
Unknown	70.2%	151	+16.3%	35	17

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.7%	28	-56.9%	8	9
Private equity funds	1.8%	13	+4.1%	2	0
Venture capital funds	0.0%	1	-49.2%	0	0
Real estate funds	0.0%	4	-16.7%	0	0
Liquidity funds	0.0%	1	+13.4%	0	0
Securitized asset funds	0.0%	1	+7.3%	0	0
Other private funds	4.0%	21	+9.8%	5	0
Mixed private funds	0.0%	0	-100.0%	0	1
Private funds, type not stated	0.2%	6	+130.7%	2	1
No private funds	15.2%	144	+11.6%	35	9
Unknown	69.9%	146	+21.8%	31	16

Location	Share	Filers	Change	New	Exited
United States	82.7%	312	+3.7%	65	32
Outside the US	17.3%	52	+1.0%	18	4
Unknown	0.0%	1	—	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 8 holders with no observed 2026-03-31 13F and 8 holders with no observed 2026-06-30 13F.

Conviction and Crowding

365 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.548% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.011%

Mar 31, 2026: 0

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

60.0%

of 13F shares, Herfindahl 0.057

Active holders

-5.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 16.1 quarters

Under 1 year 14.0% 1 to 3 years 31.2% 3 years or more 54.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $6,057,068 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$11.10

estimated per share

Mar 31, 2026: $8.50

Quarter-end price

$27.21

implied by 13F values

Estimated gain or loss

+145.2%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 36.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies UMC's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	ASX ASE Technology Holding Co., Ltd.	32	0.407
2	KB KB Financial Group Inc.	17	0.314
3	WF Woori Financial Group Inc.	8	0.258
4	SHG Shinhan Financial Group Co Ltd	9	0.216
5	IBN Icici Bank Ltd	16	0.204
6	CHT Chunghwa Telecom Co Ltd	5	0.195
7	RDY Dr Reddys Laboratories Ltd	4	0.143
8	LPL LG Display Co., Ltd.	3	0.137
9	PKX Posco Holdings Inc.	3	0.137
10	WIT Wipro Ltd	5	0.127

Shareholder Targets

13F filers that own its peers but not UMC, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ASX, KB, WF, SHG, IBN, CHT, RDY, LPL, PKX, WIT, ASML, HSBC, WDC, TSM, SAN, SNDK, BHP, MU, KLAC, LRCX. 5,188 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital World Investors Adviser, Diversified active	$82,430,803,897 11 held	9.77%	MU, TSM, KLAC
2	GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like	$71,935,727,542 15 held	3.82%	MU, LRCX, KLAC
3	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$46,959,908,987 13 held	4.74%	MU, LRCX, TSM
4	NORGES BANK Non-US, Index-like	$38,993,414,677 9 held	3.87%	MU, LRCX, KLAC
5	Capital International Investors Adviser, Diversified active	$34,769,644,060 8 held	7.09%	MU, KLAC, TSM
6	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$29,408,609,520 5 held	17.4%	MU, KLAC, ASML
7	VAN ECK ASSOCIATES CORP Registered adviser, Index-like	$28,309,981,706 10 held	17.3%	TSM, MU, ASML
8	Fisher Asset Management, LLC Adviser, Diversified active	$23,218,673,919 14 held	7.41%	ASML, TSM, BHP
9	Bank of New York Mellon Corp Bank, Index-like	$22,445,907,365 16 held	3.89%	MU, LRCX, TSM
10	CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active	$20,181,792,211 10 held	2.71%	MU, SNDK, LRCX

Fund Ownership of UMC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1.17% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.02%	0.00 pp	380,358	5
Index ETFs	1.16%	-0.23 pp	29,062,657	8
Active ETFs	0.12%	+0.01 pp	2,928,219	16
Active funds	0.11%	-0.06 pp	2,670,504	24
Unclassified	0.07%	+0.04 pp	1,843,806	5
All registered funds	1.47%	-0.25 pp	36,885,544	58

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 215 Exempt adviser 5 Adviser 7 Bank 19 Insurer 1 Broker-dealer 2 Benefit plan 1 Non-US 7 Holding company 9 Unknown 105

Showing 100 of 392

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$858,324,586

16.27%

31,544,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	4,244	$115,479	0.0%	Sole
BlackRock Investment Management (Australia) Ltd	2,132	$58,011	0.0%	Sole
BlackRock Asset Management Canada Ltd	93,723	$2,550,202	0.3%	Sole
BLACKROCK (SINGAPORE) LTD.	4,374	$119,016	0.0%	Sole
BlackRock Investment Management, LLC	14,088	$383,334	0.0%	Sole
BLACKROCK ADVISORS LLC	928	$25,250	0.0%	Sole
BlackRock Fund Advisors	17,145,684	$466,534,061	54.4%	Sole
BlackRock Institutional Trust Company, N.A.	232,073	$6,314,706	0.7%	Sole
BlackRock Investment Management (UK) Ltd.	26,701	$726,534	0.1%	Sole
BlackRock Asset Management Ireland Ltd	163,107	$4,438,141	0.5%	Sole
BlackRock Advisors (UK) Ltd	4,086	$111,180	0.0%	Sole
BlackRock (Luxembourg) S.A.	55	$1,496	0.0%	Sole
Aperio Group, LLC	13,850,317	$376,867,125	43.9%	Sole
SpiderRock Advisors, LLC	2,942	$80,051	0.0%	Sole

UBS Group AG

$316,533,031

6.00%

11,632,967

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	88,075	$2,396,520	0.8%	Defined
UBS AG	10,926,892	$297,320,731	93.9%	Defined
UBS Switzerland AG	555,700	$15,120,597	4.8%	Defined
UBS Europe SE	62,300	$1,695,183	0.5%	Defined

GOLDMAN SACHS GROUP INC

$302,297,248

5.73%

11,109,785

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	10,253,772	$279,005,136	92.3%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	843,656	$22,955,879	7.6%	Defined
GOLDMAN SACHS INTERNATIONAL	12,357	$336,233	0.1%	Defined

BANK OF AMERICA CORP /DE/

$277,030,669

5.25%

10,181,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	5,124,720	$139,443,631	50.3%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	50,230	$1,366,758	0.5%	Defined
BOFA SECURITIES, INC.	5,006,258	$136,220,280	49.2%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$234,059,522

4.44%

8,601,967

MORGAN STANLEY

$225,450,437

4.27%

8,285,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,625,788	$44,237,691	19.6%	Defined
MORGAN STANLEY & CO. LLC	69,416	$1,888,809	0.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	22,382	$609,014	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	135,394	$3,684,070	1.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	6,421,053	$174,716,852	77.5%	Defined
EATON VANCE MANAGEMENT	466	$12,679	0.0%	Defined
Calvert Research & Management	11,074	$301,322	0.1%	Defined

AQR CAPITAL MANAGEMENT LLC

$210,010,180

3.98%

7,718,125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	86	$2,340	0.0%	Other
GuideStone Capital Management, LLC	339,341	$9,233,468	4.4%	Other
Held directly	7,378,698	$200,774,372	95.6%	Defined

Rafferty Asset Management, LLC

$208,248,415

3.95%

7,653,378

ACADIAN ASSET MANAGEMENT LLC

$156,545,796

2.97%

5,753,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	5,753,245	$156,545,796	100.0%	Defined

Man Group plc

$152,197,148

2.89%

5,593,427

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GLG Partners LP	1,140,003	$31,019,481	20.4%	Defined
Numeric Investors LLC	4,453,424	$121,177,667	79.6%	Defined

CITIGROUP INC

$147,324,789

2.79%

5,414,362

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	32,059	$872,325	0.6%	Defined
Citigroup Financial Products Inc. joint	5,382,303	$146,452,464	99.4%	Defined

BARCLAYS PLC

$133,119,101

2.52%

4,892,286

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	4,856,235	$132,138,154	99.3%	Defined
BARCLAYS CAPITAL INC.	30,051	$817,687	0.6%	Defined
BARCLAYS CAPITAL SECURITIES LTD	6,000	$163,260	0.1%	Defined

STATE STREET CORP

$132,733,754

2.52%

4,878,124

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	4,878,124	$132,733,754	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$122,806,893

2.33%

4,513,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,513,300	$122,806,893	100.0%	Other

NEUBERGER BERMAN GROUP LLC

$112,507,581

2.13%

4,134,788

NORTHERN TRUST CORP

$108,482,786

2.06%

3,986,872

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	3,986,872	$108,482,786	100.0%	Defined

JPMORGAN CHASE & CO

$99,613,059

1.89%

3,660,899

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	372	$10,122	0.0%	Other
JPMorgan Chase Bank, N.A.	1,197	$32,570	0.0%	Defined
J.P. Morgan Investment Management Inc.	38,798	$1,055,693	1.1%	Defined
J.P. Morgan Securities LLC	2,984,346	$81,204,053	81.5%	Defined
J.P. Morgan Securities plc	550,481	$14,978,588	15.0%	Defined
JPMorgan Asset Management (Canada) Inc.	85,705	$2,332,033	2.3%	Defined

DIMENSIONAL FUND ADVISORS LP

$87,584,200

1.66%

3,218,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	65,736	$1,788,676	2.0%	Defined
Held directly	3,153,088	$85,795,524	98.0%	Sole

TWO SIGMA INVESTMENTS, LP

$84,047,662

1.59%

3,088,852

Creative Planning

$66,684,008

1.26%

2,450,717

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	61,894	$1,684,135	2.5%	Defined
Held directly	2,388,823	$64,999,873	97.5%	Sole

Tidal Investments LLC

$64,086,815

1.22%

2,355,267

Tidal Investments LLC

$58,950,465

1.12%

2,166,500

Empowered Funds, LLC

$51,456,177

0.98%

1,891,076

MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC

$39,881,533

0.76%

1,465,694

Connor, Clark & Lunn Investment Management Ltd.

$36,542,920

0.69%

1,342,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,342,987	$36,542,676	100.0%	Sole
Held directly	9	$244	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$33,507,781

0.64%

1,231,451

BNP PARIBAS ARBITRAGE, SA

$30,664,119

0.58%

1,126,943

JANE STREET GROUP, LLC

$27,563,730

0.52%

1,013,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,013,000	$27,563,730	100.0%	Defined

E Fund Management Co., Ltd.

$27,095,445

0.51%

995,790

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$26,603,217

0.50%

977,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	977,700	$26,603,217	100.0%	Other

PEAK6 LLC

$25,773,312

0.49%

947,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	947,200	$25,773,312	100.0%	Defined

CAPITAL FUND MANAGEMENT S.A.

$24,415,886

0.46%

897,313

JANE STREET GROUP, LLC

$23,395,158

0.44%

859,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	859,800	$23,395,158	100.0%	Defined

NOMURA HOLDINGS INC

$22,146,246

0.42%

813,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	813,901	$22,146,246	100.0%	Defined

CITADEL ADVISORS LLC

$21,555,762

0.41%

792,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	792,200	$21,555,762	100.0%	Defined

Quantinno Capital Management LP

$21,526,620

0.41%

791,129

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$20,914,068

0.40%

768,617

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AXA INVESTMENT MANAGERS UK LIMITED	768,617	$20,914,068	100.0%	Defined

SG Americas Securities, LLC

$18,693,868

0.35%

687,022

US BANCORP \DE\

$18,595,666

0.35%

683,413

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	683,325	$18,593,272	100.0%	Defined
U.S. BANCORP ADVISORS, LLC	88	$2,394	0.0%	Defined

MACKENZIE FINANCIAL CORP

$16,710,286

0.32%

614,123

Squarepoint Ops LLC

$16,418,786

0.31%

603,410

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	603,410	$16,418,786	100.0%	Defined

Vident Advisory, LLC

$14,936,439

0.28%

548,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Advisors Asset Management, Inc.	32,743	$890,937	6.0%	Defined
Blue Trust, Inc.	503,550	$13,701,595	91.7%	Defined
Held directly	12,639	$343,907	2.3%	Sole

Walleye Trading LLC

$14,391,369

0.27%

528,900

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$14,050,427

0.27%

516,370

MILLENNIUM MANAGEMENT LLC

$13,756,722

0.26%

505,576

Moran Wealth Management, LLC

$13,608,400

0.26%

500,125

CITADEL ADVISORS LLC

$13,561,464

0.26%

498,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	498,400	$13,561,464	100.0%	Defined

RHUMBLINE ADVISERS

$13,422,284

0.25%

493,285

Laird Norton Wetherby Trust Company, LLC

$12,976,529

0.25%

476,903

QUADRANT CAPITAL GROUP LLC

$12,102,382

0.23%

444,777

Vanguard Personalized Indexing Management, LLC

$11,821,330

0.22%

434,448

LSV ASSET MANAGEMENT

$11,813,493

0.22%

434,160

GUGGENHEIM CAPITAL LLC

$11,504,877

0.22%

422,818

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	287,864	$7,832,779	68.1%	Defined
SECURITY INVESTORS LLC	134,954	$3,672,098	31.9%	Defined

VANGUARD FIDUCIARY TRUST CO

$11,430,866

0.22%

420,098

Advisors Asset Management, Inc.

$10,510,842

0.20%

386,286

Ethic Inc.

$10,199,940

0.19%

374,860

Nykredit A/S

$9,524,860

0.18%

350,050

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	350,050	$9,524,860	100.0%	Defined

FIRST TRUST ADVISORS LP

$9,410,442

0.18%

345,845

PEAK6 LLC

$7,025,622

0.13%

258,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	258,200	$7,025,622	100.0%	Defined

Nuveen, LLC

$7,012,207

0.13%

257,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	257,707	$7,012,207	100.0%	Defined

LMR Partners LLP

$6,954,876

0.13%

255,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR Partners LLC	250,000	$6,802,500	97.8%	Sole
Held directly joint	5,600	$152,376	2.2%	Other

Walleye Capital LLC

$6,726,312

0.13%

247,200

WELLINGTON MANAGEMENT GROUP LLP

$6,285,672

0.12%

231,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	215,500	$5,863,755	93.3%	Defined
Wellington Management International Ltd	11,487	$312,561	5.0%	Defined
Wellington Trust Company, NA joint	4,019	$109,356	1.7%	Defined

SIGNATUREFD, LLC

$6,233,511

0.12%

229,089

SCHRODER INVESTMENT MANAGEMENT GROUP

$6,202,436

0.12%

227,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management (Europe) S.A.	585	$15,917	0.3%	Sole
Schroder Investment Management Limited	209,653	$5,704,658	92.0%	Sole
Schroder Investment Management North America Limited	17,709	$481,861	7.8%	Sole

Russell Investments Group, Ltd.

$6,068,535

0.12%

223,026

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	93,564	$2,545,876	42.0%	Defined
Russell Investments Canada Limited	6,192	$168,484	2.8%	Defined
Russell Investments Capital, LLC	24,803	$674,889	11.1%	Defined
Russell Investments Limited	64,387	$1,751,970	28.9%	Defined
Russell Investments Trust Company	34,080	$927,316	15.3%	Defined

B. Metzler seel. Sohn & Co. AG

$6,067,149

0.12%

222,975

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Metzler Asset Management GmbH	222,975	$6,067,149	100.0%	Defined

Walleye Trading LLC

$6,057,517

0.11%

222,621

Cerity Partners LLC

$5,948,567

0.11%

218,617

NATIXIS ADVISORS, LLC

$5,924,052

0.11%

217,716

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	217,716	$5,924,052	100.0%	Defined

DEUTSCHE BANK AG\

$5,760,112

0.11%

211,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	291	$7,918	0.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	211,400	$5,752,194	99.9%	Defined

CITADEL ADVISORS LLC

$5,718,399

0.11%

210,158

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	210,158	$5,718,399	100.0%	Defined

Walleye Trading LLC

$5,708,658

0.11%

209,800

NLB Skladi, upravljanje premozenja, d.o.o.

$5,605,260

0.11%

206,000

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,470,325

0.10%

201,041

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	146,560	$3,987,897	72.9%	Other
G1 EXECUTION SERVICES, LLC	54,481	$1,482,428	27.1%	Other

IEQ CAPITAL, LLC

$5,359,009

0.10%

196,950

D. E. Shaw & Co., Inc.

$5,341,703

0.10%

196,314

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	196,314	$5,341,703	100.0%	Defined

Ballentine Partners, LLC

$5,243,066

0.10%

192,689

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	191,115	$5,200,239	99.2%	Other
BANK OF AMERICA CORP /DE/	1,460	$39,726	0.8%	Other
Held directly	114	$3,101	0.1%	Sole

Crossmark Global Holdings, Inc.

$5,218,714

0.10%

191,794

Sequoia Financial Advisors, LLC

$5,093,929

0.10%

187,208

Robeco Institutional Asset Management B.V.

$5,039,536

0.10%

185,209

UBS Group AG

$4,911,405

0.09%

180,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	180,500	$4,911,405	100.0%	Defined

Baird Financial Group, Inc.

$4,777,068

0.09%

175,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	175,541	$4,776,470	100.0%	Defined
BAIRD TRUST Co	22	$598	0.0%	Defined

Vise Technologies, Inc.

$4,758,484

0.09%

174,880

ABN AMRO INVESTMENT SOLUTIONS

$4,680,120

0.09%

172,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	172,000	$4,680,120	100.0%	Other

Mariner, LLC

$4,632,856

0.09%

170,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	7,662	$208,483	4.5%	Other
Held directly	162,601	$4,424,373	95.5%	Sole

XTX Topco Ltd

$4,549,512

0.09%

167,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	167,200	$4,549,512	100.0%	Defined

NOMURA HOLDINGS INC

$4,538,628

0.09%

166,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	166,800	$4,538,628	100.0%	Defined

STOREBRAND ASSET MANAGEMENT AS

$3,996,468

0.08%

146,875

GREENLEAF TRUST

$3,922,267

0.07%

144,148

Pathstone Holdings, LLC

$3,883,383

0.07%

142,719

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	137,178	$3,732,613	96.1%	Defined
Held directly	5,541	$150,770	3.9%	Sole

LAZARD ASSET MANAGEMENT LLC

$3,812,447

0.07%

140,112

MARSHALL WACE, LLP

$3,796,067

0.07%

139,510

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	139,510	$3,796,067	100.0%	Other

Corient Private Wealth LLC

$3,753,510

0.07%

137,946

FMR LLC

$3,717,238

0.07%

136,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	129,523	$3,524,320	94.8%	Defined
STRATEGIC ADVISERS LLC	7,032	$191,340	5.1%	Defined
FIAM LLC	58	$1,578	0.0%	Defined

Delta Global Management LP

$3,644,099

0.07%

133,925

Callan Family Office, LLC

$3,643,609

0.07%

133,907

PROFUND ADVISORS LLC

$3,640,534

0.07%

133,794

Walleye Capital LLC

$3,564,510

0.07%

131,000

Parallel Advisors, LLC

$3,525,463

0.07%

129,565

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Key facts CIK 1033767 CUSIP 910873405 13F (30d) 48 filings 43 filers Visit website Investor relations