CHT · Chunghwa Telecom Co Ltd · Holdings

$48.53 +0.39 (+0.81%) Q2 2026 earnings call transcript

Market Cap

$37.34B

775.74M

Volume · Oct 27 146.97K Avg daily vol (3M) 208.48K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CHT: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 224

Total Value: $902,524,745

Total Shares: 20,373,076

Showing 1–100 of 224 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 222 13F filers

Top Holder

14.8%

of institutional value

Top 5

51.1%

of institutional value

Top 10

64.5%

of institutional value

HHI

635

Broadly held

Who Holds CHT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 221 filers, like-for-like change +1.4%; actively managed books +0.1%; index-like books +3.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	46.9%	130	+1.3%	14	13
Exempt adviser	1.9%	2	-25.6%	0	0
Adviser	3.1%	4	-8.8%	0	0
Bank	5.7%	15	-5.5%	0	1
Benefit plan	0.4%	1	+15.2%	0	0
Non-US	0.3%	4	-21.7%	0	0
Holding company	26.3%	7	+8.6%	0	0
Insurer	0.0%	0	—	0	0
Unknown	15.4%	58	+0.3%	11	4

Style	Share	Filers	Change	New	Exited
Index-like	38.4%	18	+3.6%	2	2
Systematic-like	3.1%	12	-21.7%	3	4
Concentrated	4.6%	52	+24.9%	8	6
Diversified active	53.8%	139	+0.1%	12	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	56.8%	153	+6.2%	15	10
Medium turnover	29.3%	29	-1.1%	1	2
High turnover	3.4%	17	-35.2%	5	5
Unknown	10.5%	22	+2.8%	4	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.8%	24	+0.7%	6	3
Medium horizon	16.9%	30	+9.8%	4	3
Long horizon	70.0%	159	+1.9%	15	8
Unknown	2.3%	8	-39.3%	0	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.2%	48	-5.4%	8	4
$1B to $10B	5.4%	66	+12.5%	8	8
$10B to $100B	33.7%	58	-1.9%	7	5
$100B or more	59.7%	49	+2.7%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	10.3%	97	+18.1%	12	6
Pooled investment vehicles	13.4%	8	-14.5%	1	4
Registered funds and BDCs	13.4%	11	+0.8%	0	1
Pension and profit sharing plans	0.0%	2	-1.2%	0	0
Charitable organizations	0.0%	1	+48.6%	0	0
Governments and sovereign funds	1.1%	2	+2.1%	1	0
Other investment advisers	1.5%	4	+23.1%	0	1
Other	0.4%	1	-14.2%	0	0
Diversified	6.7%	4	+17.1%	0	1
Corporations	0.0%	0	—	0	0
Unknown	53.1%	91	+1.5%	11	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	24.8%	18	-5.3%	2	5
Private equity funds	4.2%	11	+24.2%	1	0
Real estate funds	0.1%	3	+9.3%	1	1
Liquidity funds	0.0%	1	-50.9%	0	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	4.8%	12	+4.6%	1	0
Mixed private funds	0.0%	2	+9.6%	0	0
Private funds, type not stated	0.1%	1	-44.3%	0	1
No private funds	14.7%	83	+2.5%	9	5
Venture capital funds	0.0%	0	-100.0%	0	1
Unknown	51.2%	89	+3.0%	11	5

Location	Share	Filers	Change	New	Exited
United States	83.0%	193	+1.0%	21	17
Outside the US	17.0%	27	+3.6%	4	1
Unknown	0.0%	1	—	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

221 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.905% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.003%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

64.5%

of 13F shares, Herfindahl 0.064

Active holders

+0.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (0 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 16.9 quarters

Under 1 year 15.7% 1 to 3 years 21.6% 3 years or more 62.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$41.32

estimated per share

Mar 31, 2026: $41.01

Quarter-end price

$44.26

implied by 13F values

Estimated gain or loss

+7.1%

price against the estimated cost

Estimated at a loss

0.076%

of costed 13F value

Estimated cost covers 29.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CHT's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	RDY Dr Reddys Laboratories Ltd	3	0.251
2	KB KB Financial Group Inc.	5	0.215
3	ASX ASE Technology Holding Co., Ltd.	7	0.208
4	UMC United Microelectronics Corp	5	0.195
5	WIT Wipro Ltd	3	0.177
6	SHG Shinhan Financial Group Co Ltd	3	0.168
7	HSBC Hsbc Holdings PLC	6	0.135
8	SAN Banco Santander, S.A.	5	0.133
9	IBN Icici Bank Ltd	4	0.118
10	SMFG Sumitomo Mitsui Financial Group, Inc.	3	0.113

Shareholder Targets

13F filers that own its peers but not CHT, quarter ended Jun 30, 2026

Found through its holder-overlap peers: RDY, KB, ASX, UMC, WIT, SHG, HSBC, SAN, IBN, SMFG, MUFG, RY, NVS, BTI, ASML, BHP, TRV, WDC, MA, GS. 5,070 filers in all.

#	Filer	In peers	Of book	Largest peers
1	MASTERCARD FOUNDATION ASSET MANAGEMENT CORP Unknown, Unknown	$30,994,616,726 1 held	96.7%	MA
2	Fisher Asset Management, LLC Adviser, Diversified active	$29,206,491,791 17 held	8.76%	ASML, GS, NVS
3	Capital World Investors Adviser, Diversified active	$22,566,842,136 11 held	2.68%	WDC, ASML, GS
4	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$18,323,097,452 15 held	1.84%	MA, ASML, GS
5	NORGES BANK Non-US, Index-like	$16,661,939,530 8 held	1.66%	MA, RY, WDC
6	Capital International Investors Adviser, Diversified active	$15,149,111,618 7 held	3.14%	MA, ASML, BTI
7	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$11,038,579,330 15 held	1.91%	MA, ASML, GS
8	Capital Research Global Investors Adviser, Diversified active	$10,242,461,346 9 held	1.43%	MA, BTI, WDC
9	Bank of New York Mellon Corp Bank, Index-like	$9,558,251,026 19 held	1.58%	MA, GS, WDC
10	CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active	$8,342,277,650 13 held	1.11%	MA, GS, WDC

Fund Ownership of CHT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.11% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.02%	0.00 pp	171,456	4
Index ETFs	0.09%	-0.17 pp	683,346	4
Active ETFs	0.03%	-0.06 pp	236,347	8
Active funds	0.06%	+0.03 pp	501,480	15
Unclassified	0.07%	+0.07 pp	580,151	8
All registered funds	0.28%	-0.12 pp	2,172,780	39

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 131 Exempt adviser 2 Adviser 4 Bank 15 Benefit plan 1 Non-US 5 Holding company 7 Unknown 59

Showing 100 of 224

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$133,351,040

14.78%

3,012,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	361	$15,977	0.0%	Sole
Aperio Group, LLC	3,012,353	$133,326,743	100.0%	Sole
SpiderRock Advisors, LLC	188	$8,320	0.0%	Sole

RENAISSANCE TECHNOLOGIES LLC

$113,568,947

12.58%

2,565,950

VANGUARD CAPITAL MANAGEMENT LLC

$79,214,777

8.78%

1,789,760

MORGAN STANLEY

$78,120,402

8.66%

1,765,034

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	5,515	$244,093	0.3%	Defined
MORGAN STANLEY & CO. LLC	5	$221	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	3,597	$159,202	0.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,755,917	$77,716,886	99.5%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$57,142,315

6.33%

1,291,060

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,289,558	$57,075,837	99.9%	Sole
Held directly	1,502	$66,478	0.1%	Sole

AMERICAN CENTURY COMPANIES INC

$25,982,346

2.88%

587,039

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	587,039	$25,982,346	100.0%	Defined

Creative Planning

$25,787,158

2.86%

582,629

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	8,730	$386,389	1.5%	Defined
Held directly	573,899	$25,400,769	98.5%	Sole

DIMENSIONAL FUND ADVISORS LP

$25,075,589

2.78%

566,552

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	35,046	$1,551,135	6.2%	Defined
DFA Australia Ltd.	13,128	$581,045	2.3%	Defined
Dimensional Ireland Ltd	12,532	$554,666	2.2%	Defined
Held directly	505,846	$22,388,743	89.3%	Sole

TD Asset Management Inc

$23,054,016

2.55%

520,877

Invesco Ltd.

$20,790,293

2.30%

469,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	2,594	$114,810	0.6%	Defined
Invesco Investment Advisers LLC	6,271	$277,554	1.3%	Defined
Invesco Capital Management LLC	460,866	$20,397,929	98.1%	Defined

ACADIAN ASSET MANAGEMENT LLC

$20,371,063

2.26%

460,259

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	460,259	$20,371,063	100.0%	Defined

NORTHERN TRUST CORP

$18,743,755

2.08%

423,492

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	423,492	$18,743,755	100.0%	Defined

Quantinno Capital Management LP

$16,303,879

1.81%

368,366

Qube Research & Technologies Ltd

$15,163,608

1.68%

342,603

BANK OF AMERICA CORP /DE/

$13,216,610

1.46%

298,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	35,670	$1,578,754	11.9%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	262,943	$11,637,856	88.1%	Defined

GOLDMAN SACHS GROUP INC

$12,804,284

1.42%

289,297

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	83,888	$3,712,882	29.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	205,409	$9,091,402	71.0%	Defined

RHUMBLINE ADVISERS

$8,727,363

0.97%

197,184

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

$8,630,700

0.96%

195,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UNION ASSET MANAGEMENT HOLDING AG joint	195,000	$8,630,700	100.0%	Defined

B. Metzler seel. Sohn & Co. AG

$7,230,446

0.80%

163,363

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Metzler Asset Management GmbH	163,363	$7,230,446	100.0%	Defined

UBS Group AG

$7,100,719

0.79%

160,432

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	2,326	$102,948	1.4%	Defined
UBS AG	150,506	$6,661,395	93.8%	Defined
UBS Switzerland AG	6,900	$305,394	4.3%	Defined
UBS Securities LLC	700	$30,982	0.4%	Defined

Vanguard Personalized Indexing Management, LLC

$6,849,456

0.76%

154,755

Robeco Institutional Asset Management B.V.

$6,638,215

0.74%

145,959

Ethic Inc.

$6,297,445

0.70%

142,283

FIRST TRUST ADVISORS LP

$6,145,102

0.68%

138,841

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$5,681,656

0.63%

128,370

AMERIPRISE FINANCIAL INC

$5,458,939

0.60%

123,338

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	13,311	$589,144	10.8%	Defined
Pyrford International Ltd	110,027	$4,869,795	89.2%	Defined

STOREBRAND ASSET MANAGEMENT AS

$5,368,605

0.59%

121,297

FMR LLC

$5,074,408

0.56%

114,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	114,224	$5,055,554	99.6%	Defined
STRATEGIC ADVISERS LLC	270	$11,950	0.2%	Defined
Fidelity Diversifying Solutions LLC	156	$6,904	0.1%	Defined

NEUBERGER BERMAN GROUP LLC

$4,960,749

0.55%

112,082

Vident Advisory, LLC

$4,806,193

0.53%

108,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Trust, Inc.	108,590	$4,806,193	100.0%	Defined

STATE STREET CORP

$4,084,622

0.45%

92,287

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	92,287	$4,084,622	100.0%	Defined

Thrivent Financial for Lutherans

$3,922,984

0.43%

88,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	56,974	$2,521,669	64.3%	Defined
Held directly	31,661	$1,401,315	35.7%	Sole

CITADEL ADVISORS LLC

$3,842,608

0.43%

86,819

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	86,819	$3,842,608	100.0%	Defined

Cerity Partners LLC

$3,642,420

0.40%

82,296

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$3,624,584

0.40%

81,893

VANGUARD PORTFOLIO MANAGEMENT LLC

$3,152,197

0.35%

71,220

Ballentine Partners, LLC

$3,002,642

0.33%

67,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	67,710	$2,996,844	99.8%	Other
BANK OF AMERICA CORP /DE/	131	$5,798	0.2%	Other

Laird Norton Wetherby Trust Company, LLC

$2,979,848

0.33%

67,326

EFG International AG

$2,892,877

0.32%

65,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EFG Bank AG	64,758	$2,866,189	99.1%	Defined
EFG Bank (Luxembourg) S.A.	603	$26,688	0.9%	Defined

AQR CAPITAL MANAGEMENT LLC

$2,680,783

0.30%

60,569

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	207	$9,161	0.3%	Other
Held directly	60,362	$2,671,622	99.7%	Defined

NLB Skladi, upravljanje premozenja, d.o.o.

$2,618,147

0.29%

57,567

SEI INVESTMENTS CO

$2,548,136

0.28%

57,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	54,547	$2,414,250	94.7%	Sole
SEI TRUST CO	3,025	$133,886	5.3%	Sole

Crossmark Global Holdings, Inc.

$2,532,553

0.28%

55,685

Orion Porfolio Solutions, LLC

$2,402,477

0.27%

54,281

Sequoia Financial Advisors, LLC

$2,393,093

0.27%

54,069

IEQ CAPITAL, LLC

$2,390,969

0.26%

54,021

ABN AMRO INVESTMENT SOLUTIONS

$2,373,191

0.26%

52,181

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robeco Institutional Asset Management B.V.	52,181	$2,373,191	100.0%	Other

Kathmere Capital Management, LLC

$2,326,438

0.26%

51,153

BANK OF MONTREAL /CAN/

$2,305,501

0.26%

52,090

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	706	$31,247	1.4%	Defined
BMO Family Office, LLC	17,145	$758,837	32.9%	Defined
BMO NESBITT BURNS INC.	34,220	$1,514,577	65.7%	Defined
BMO NESBITT BURNS SECURITIES LTD.	19	$840	0.0%	Defined

GUGGENHEIM CAPITAL LLC

$2,199,898

0.24%

49,704

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	48,936	$2,165,907	98.5%	Defined
SECURITY INVESTORS LLC	768	$33,991	1.5%	Defined

R Squared Ltd

$2,117,885

0.23%

47,851

Nykredit A/S

$2,075,307

0.23%

46,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	46,889	$2,075,307	100.0%	Defined

Pathstone Holdings, LLC

$2,061,895

0.23%

46,586

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	45,668	$2,021,265	98.0%	Defined
Held directly	918	$40,630	2.0%	Sole

US BANCORP \DE\

$2,024,806

0.22%

45,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	45,748	$2,024,806	100.0%	Defined

MARSHALL WACE, LLP

$2,006,836

0.22%

45,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	42,320	$1,873,083	93.3%	Other
MARSHALL WACE ASIA Ltd	3,022	$133,753	6.7%	Other

PNC FINANCIAL SERVICES GROUP, INC.

$1,992,051

0.22%

45,008

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	43,897	$1,942,879	97.5%	Defined
PNC Delaware Trust Company	816	$36,116	1.8%	Defined
PNC Wealth Management LLC	295	$13,056	0.7%	Defined

Corient Private Wealth LLC

$1,985,547

0.22%

44,861

Vestmark Advisory Solutions, Inc.

$1,906,986

0.21%

43,086

First Affirmative Financial Network

$1,811,013

0.20%

39,820

Nuveen, LLC

$1,734,106

0.19%

39,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	39,180	$1,734,106	100.0%	Defined

DEUTSCHE BANK AG\

$1,664,440

0.18%

37,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	64	$2,832	0.2%	Defined
DWS Investment GmbH	37,542	$1,661,608	99.8%	Defined

Perpetual Ltd

$1,548,957

0.17%

34,058

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J O HAMBRO CAPITAL MANAGEMENT LTD	34,058	$1,548,957	100.0%	Defined

West Family Investments, Inc.

$1,528,342

0.17%

34,531

MILLENNIUM MANAGEMENT LLC

$1,485,985

0.16%

33,574

Savant Capital, LLC

$1,469,299

0.16%

33,197

SIGNATUREFD, LLC

$1,396,599

0.15%

30,708

D. E. Shaw & Co., Inc.

$1,388,524

0.15%

31,372

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	31,372	$1,388,524	100.0%	Defined

SCHRODER INVESTMENT MANAGEMENT GROUP

$1,303,942

0.14%

29,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	19,546	$865,105	66.3%	Sole
Schroder Investment Management North America Limited	9,915	$438,837	33.7%	Sole

Mariner, LLC

$1,279,202

0.14%

28,902

Parallel Advisors, LLC

$1,250,522

0.14%

28,254

CITIGROUP INC

$1,034,931

0.11%

23,383

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	23,383	$1,034,931	100.0%	Defined

Ascent Group, LLC

$1,002,842

0.11%

22,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
O'Shaughnessy	6,450	$285,477	28.5%	Other
Orion	15,371	$680,320	67.8%	Other
Held directly	837	$37,045	3.7%	Sole

PCM Encore, LLC

$983,899

0.11%

22,230

QUADRANT CAPITAL GROUP LLC

$878,719

0.10%

19,321

PDS Planning, Inc

$866,655

0.10%

19,581

XPONANCE LLC

$837,399

0.09%

18,920

TWO SIGMA INVESTMENTS, LP

$825,847

0.09%

18,659

Trexquant Investment LP

$817,128

0.09%

18,462

AUGUSTINE ASSET MANAGEMENT INC

$803,131

0.09%

17,659

XTX Topco Ltd

$783,136

0.09%

17,694

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	17,694	$783,136	100.0%	Defined

HighTower Advisors, LLC

$742,771

0.08%

16,782

BNP PARIBAS ARBITRAGE, SA

$707,451

0.08%

15,984

Mirae Asset Global Investments Co., Ltd.

$693,244

0.08%

15,663

Blue Trust, Inc.

$676,469

0.07%

14,874

Lester Murray Antman dba SimplyRich

$658,810

0.07%

14,885

Tuttle Capital Management, LLC

$650,500

0.07%

14,303

Caprock Group, LLC

$645,620

0.07%

14,587

Advisors Asset Management, Inc.

$632,740

0.07%

14,296

OSAIC HOLDINGS, INC.

$624,331

0.07%

14,106

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	4,428	$195,983	31.4%	Defined
CW Advisors, LLC	9,678	$428,348	68.6%	Sole

BSW Wealth Partners

$623,402

0.07%

14,085

Aquatic Capital Management LLC

$615,656

0.07%

13,910

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC

$613,178

0.07%

13,854

SmartHarvest Portfolios, LLC

$611,615

0.07%

13,448

Frank, Rimerman Advisors LLC

$573,502

0.06%

12,610

Rockefeller Capital Management L.P.

$549,310

0.06%

12,411

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	3,909	$173,012	31.5%	Defined
Rockefeller Trust Co (Delaware)	7,948	$351,778	64.0%	Defined
ROCKEFELLER FINANCIAL LLC	554	$24,520	4.5%	Defined

HANTZ FINANCIAL SERVICES, INC.

$547,363

0.06%

12,367

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

$544,441

0.06%

12,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brooklyn Investment Group joint	821	$36,337	6.7%	Other
Held directly	11,480	$508,104	93.3%	Sole

Venturi Wealth Management, LLC

$535,590

0.06%

12,101

HB Wealth Management, LLC

$535,163

0.06%

11,767

Eurizon Capital SGR S.p.A.

$532,492

0.06%

12,031

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	12,031	$532,492	100.0%	Other

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Key facts CIK 1132924 CUSIP 17133Q502 13F (30d) 49 filings 49 filers Visit website Investor relations