Kozak & Associates, Inc.
CIK
1764970
Location
HIGHLANDS RANCH, CO
Portfolio Value
Small
$226,887,612
Diversification
Diversified
Filing Date
Global Rank
#3,610
/ 8,232
▲ 111
Top Industry
Semiconductors
18.7%
3Y Alpha vs SPY
-0.9%
Period ended 3 months ago
Filed Apr 14, 2026 · 2mo
20 quarters · since Dec 2020
Clone Performance
Jun 2023–Jun 2026 · vs SPYHypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.
Cloned portfolio
+70.1%
SPY
+74.2%
Annualised alpha
-1.0%
Max drawdown
−21.1%
Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.
Portfolio Concentration
339 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Top Position
18.9%
+0.2 pts
Top 5
64.4%
−2.2 pts
Top 10
83.7%
−1.0 pts
HHI
1,043
Diversified−26
Portfolio Trend
20 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 40.1% | $91,051,273 |
| Technology | 31.1% | $70,471,805 |
| Consumer Cyclical | 8.6% | $19,582,840 |
| Consumer Defensive | 7.1% | $16,085,158 |
| Financial Services | 4.5% | $10,259,930 |
| Industrials | 3.5% | $7,963,860 |
| Communication Services | 1.5% | $3,395,180 |
| Energy | 1.3% | $3,032,018 |
| Healthcare | 1.3% | $2,923,907 |
| Utilities | 0.7% | $1,483,128 |
| Basic Materials | 0.1% | $339,227 |
| Real Estate | 0.1% | $299,286 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| ORCL | Oracle Corp | +6,004 | 7,720 | $1,135,689 | |
| DIA | Spdr Dow Jones Industrial Average ETF Trust | +2,131 | 17,002 | $7,875,156 | |
| MSFT | Microsoft Corp | +583 | 50,024 | $18,517,384 | |
| AMZN | Amazon Com Inc | +377 | 79,358 | $16,527,890 | |
| CMCSA | Comcast Corp | +361 | 2,622 | $75,277 | |
| UBER | Uber Technologies, Inc | +336 | 1,837 | $132,135 | |
| IREN | IREN Ltd | +300 | 450 | $15,426 | |
| SBUX | Starbucks Corp | +230 | 328 | $29,385 | |
| PFE | Pfizer Inc | +212 | 910 | $25,552 | |
| UAL | United Airlines Holdings, Inc. | +160 | 590 | $54,321 | |
| VZ | Verizon Communications Inc | +158 | 603 | $30,270 | |
| GIS | General Mills Inc | +125 | 126 | $4,689 | |
| BX | Blackstone Inc. | +115 | 5,621 | $646,358 | |
| XYZ | Block, Inc. | +100 | 285 | $17,151 | |
| IONQ | IonQ, Inc. | +100 | 400 | $11,532 | |
| HTGC | Hercules Capital, Inc. | +95 | 3,610 | $53,319 | |
| MSIF | Msc Income Fund, Inc. | +94 | 280 | $3,410 | |
| BRSP | BrightSpire Capital, Inc. | +80 | 3,041 | $17,029 | |
| CSCO | Cisco Systems, Inc. | +74 | 4,864 | $377,397 | |
| FSK | FS KKR Capital Corp | +71 | 1,711 | $17,417 | |
| FSCO | FS Credit Opportunities Corp. | +61 | 1,751 | $8,930 | |
| NKE | NIKE, Inc. | +60 | 509 | $26,885 | |
| GOF | Guggenheim Strategic Opportunities Fund | +58 | 1,297 | $14,292 | |
| ZION | Zions Bancorporation, National Association /Ut/ | +57 | 982 | $56,582 | |
| AAPL | Apple Inc. | +51 | 86,225 | $21,883,042 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| NVDA | Nvidia Corp | −4,528 | 130,308 | $22,725,715 | |
| SCHW | Schwab Charles Corp | −1,816 | 27,695 | $2,602,776 | |
| PG | PROCTER & GAMBLE Co | −968 | 2,910 | $420,320 | |
| CSX | Csx Corp | −591 | 16,134 | $662,300 | |
| KO | Coca Cola Co | −548 | 3,872 | $294,465 | |
| SHOP | Shopify Inc. | −542 | 2,125 | $252,067 | |
| BAC | Bank Of America Corp /De/ | −350 | 5,167 | $251,891 | |
| COST | Costco Wholesale Corp /New | −291 | 14,708 | $14,655,492 | |
| F | Ford Motor Co | −266 | 183 | $2,111 | |
| JNJ | Johnson & Johnson | −256 | 1,223 | $298,950 | |
| ABBV | AbbVie Inc. | −215 | 4,755 | $1,034,164 | |
| AVGO | Broadcom Inc. | −202 | 6,877 | $2,128,500 | |
| WMB | Williams Companies, Inc. | −176 | 4,012 | $291,993 | |
| SPY | Spdr S&P 500 ETF Trust | −169 | 65,851 | $42,825,539 | |
| HPQ | Hp Inc | −163 | 308 | $5,916 | |
| META | Meta Platforms, Inc. | −160 | 903 | $516,633 | |
| AJG | Arthur J. Gallagher & Co. | −147 | 527 | $114,137 | |
| T | At&T Inc. | −130 | 5,674 | $164,489 | |
| TSCO | Tractor Supply Co /De/ | −82 | 1,320 | $59,796 | |
| NFLX | Netflix Inc | −70 | 13,173 | $1,266,583 | |
| LULU | lululemon athletica inc. | −62 | 367 | $56,187 | |
| DIS | Walt Disney Co | −58 | 1,275 | $122,884 | |
| WBD | Warner Bros. Discovery, Inc. | −47 | 269 | $7,386 | |
| GE | General Electric Co | −46 | 1,797 | $509,934 | |
| UPS | United Parcel Service Inc | −42 | 13 | $1,278 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
11 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IBIT | iShares Bitcoin Trust ETF | 2,918 | $112,109 | |
| ETHA | iShares Ethereum Trust ETF | 5,193 | $82,205 | |
| AZN | Astrazeneca PLC | 253 | $49,896 | |
| KODK | Eastman Kodak Co | 4,160 | $37,648 | |
| SOLS | Solstice Advanced Materials Inc. | 203 | $15,460 | |
| MDLN | Medline Inc. | 275 | $12,237 | |
| TTE | TotalEnergies SE | 131 | $11,918 | |
| VSNT | Versant Media Group, Inc. | 112 | $4,146 | |
| Q | Qnity Electronics, Inc. | 8 | $923 | |
| MICC | Magnum Ice Cream Co N.V. | 57 | $852 | |
| CRWV | CoreWeave, Inc. | 5 | $387 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
6 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| FLUT | Flutter Entertainment plc | 200 | $43,008 | |
| JCI | Johnson Controls International plc | 100 | $11,975 | |
| SYK | Stryker Corp | 13 | $4,569 | |
| DKNG | DraftKings Inc. | 100 | $3,446 | |
| OXY | Occidental Petroleum Corp /De/ | 75 | $3,084 | |
| NLY | Annaly Capital Management Inc | 1 | $22 | |
| No positions match the current search. | ||||
339 positions ·
$226,887,612 total
· as of Mar 31, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 339 positions by value
· page 1 of 7
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SELF |
Global Self Storage, Inc.
Real Estate
|
Held | 0 | $0 | 0.00% | |
| PLD |
Prologis, Inc.
Real Estate
|
Held | 0 | $0 | 0.00% | |
| CLX |
Clorox Co /De/
Consumer Defensive
|
Held | 0 | $0 | 0.00% | |
| DOC |
Healthpeak Properties, Inc.
Real Estate
|
Held | 0 | $0 | 0.00% | |
| SYK |
Stryker Corp
Healthcare
|
Closed | 0 | $0 | 0.00% | |
| ICL |
ICL Group Ltd.
Basic Materials
|
Held | 2 | $10 | 0.00% | |
| WTTR |
Select Water Solutions, Inc.
Energy
|
Held | 1 | $15 | 0.00% | |
| ENFY |
Enlightify Inc.
Basic Materials
|
Held | 121 | $22 | 0.00% | |
| IIPR |
Innovative Industrial Properties Inc
Real Estate
|
Held | 1 | $50 | 0.00% | |
| GWRS |
Global Water Resources, Inc.
Utilities
|
Held | 7 | $53 | 0.00% | |
| AVNS |
Avanos Medical, Inc.
Healthcare
|
Held | 4 | $56 | 0.00% | |
| VVOS |
Vivos Therapeutics, Inc.
Healthcare
|
Held | 49 | $57 | 0.00% | |
| GLDG |
GoldMining Inc.
Basic Materials
|
Held | 50 | $59 | 0.00% | |
| SOBO |
South Bow Corp
Energy
|
Held | 2 | $66 | 0.00% | |
| LFVN |
Lifevantage Corp
Consumer Defensive
|
Held | 25 | $108 | 0.00% | |
| SLB |
Slb Limited/Nv
Energy
|
Held | 3 | $154 | 0.00% | |
| AMT |
American Tower Corp /Ma/
Real Estate
|
Held | 1 | $172 | 0.00% | |
| MDT |
Medtronic plc
Healthcare
|
Held | 2 | $173 | 0.00% | |
| OGN |
Organon & Co.
Healthcare
|
Added | 36 | $215 | 0.00% | |
| LYB |
LyondellBasell Industries N.V.
Basic Materials
|
Reduced | 3 | $241 | 0.00% | |
| BABA |
Alibaba Group Holding Ltd
Consumer Cyclical
|
Held | 2 | $250 | 0.00% | |
| SLDP |
Solid Power, Inc.
Consumer Cyclical
|
Held | 100 | $300 | 0.00% | |
| CRWV |
CoreWeave, Inc.
Technology
|
NEW | 5 | $387 | 0.00% | |
| RAL |
Ralliant Corp
Technology
|
Held | 10 | $415 | 0.00% | |
| VTRS |
Viatris Inc
Healthcare
|
Held | 35 | $472 | 0.00% | |
| APD |
Air Products & Chemicals, Inc.
Basic Materials
|
Held | 2 | $580 | 0.00% | |
| WRAP |
Wrap Technologies, Inc.
Technology
|
Held | 399 | $614 | 0.00% | |
| A |
Agilent Technologies, Inc.
Healthcare
|
Held | 6 | $683 | 0.00% | |
| TRP |
Tc Energy Corp
Energy
|
Held | 11 | $688 | 0.00% | |
| BG |
Bunge Global SA
Consumer Defensive
|
Held | 6 | $763 | 0.00% | |
| TM |
Toyota Motor Corp/
Consumer Cyclical
|
Held | 4 | $824 | 0.00% | |
| MICC |
Magnum Ice Cream Co N.V.
Consumer Defensive
|
NEW | 57 | $852 | 0.00% | |
| RC |
Ready Capital Corp
Real Estate
|
Held | 531 | $860 | 0.00% | |
| MET |
Metlife Inc
Financial Services
|
Held | 13 | $919 | 0.00% | |
| Q |
Qnity Electronics, Inc.
Technology
|
NEW | 8 | $923 | 0.00% | |
| INVZ |
Innoviz Technologies Ltd.
Consumer Cyclical
|
Held | 1,499 | $948 | 0.00% | |
| SES |
SES AI Corp
Consumer Cyclical
|
Held | 1,000 | $962 | 0.00% | |
| LUMN |
Lumen Technologies, Inc.
Communication Services
|
Held | 142 | $986 | 0.00% | |
| PTON |
Peloton Interactive, Inc.
Consumer Cyclical
|
Held | 250 | $1,072 | 0.00% | |
| BTC |
Grayscale Bitcoin Mini Trust ETF
|
Held | 36 | $1,079 | 0.00% | |
| AA |
Alcoa Corp
Basic Materials
|
Held | 17 | $1,127 | 0.00% | |
| AMTM |
Amentum Holdings, Inc.
Industrials
|
Held | 44 | $1,147 | 0.00% | |
| CRSP |
CRISPR Therapeutics AG
Healthcare
|
Held | 26 | $1,236 | 0.00% | |
| UPS |
United Parcel Service Inc
Industrials
|
Reduced | 13 | $1,278 | 0.00% | |
| CTVA |
Corteva, Inc.
Basic Materials
|
Held | 16 | $1,339 | 0.00% | |
| DT |
Dynatrace, Inc.
Technology
|
Held | 39 | $1,442 | 0.00% | |
| TSN |
Tyson Foods, Inc.
Consumer Defensive
|
Added | 24 | $1,537 | 0.00% | |
| KHC |
Kraft Heinz Co
Consumer Defensive
|
Added | 73 | $1,641 | 0.00% | |
| FTV |
Fortive Corp
Technology
|
Held | 30 | $1,658 | 0.00% | |
| BAH |
Booz Allen Hamilton Holding Corp
Industrials
|
Held | 22 | $1,716 | 0.00% |