SLDP · Solid Power, Inc.

$2.37 +0.08 (+3.49%) At close · Aug 21

Market Cap

$540.79M

228.18M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 201

Total Value: $209,802,482

Total Shares: 88,821,588

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 201 13F filers · Δ vs Mar 31, 2026

Top Holder

21.1%

+6.6 pts

Top 5

50.8%

+3.3 pts

Top 10

68.3%

−0.6 pts

HHI

778

Broadly held+124

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -4

Institutional value: -25.8%

Shares held: -13.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega BlackRock, Inc.	+3,379,567	17,122,172
Mega STATE STREET CORP	+1,544,134	5,787,916
Mega CITADEL ADVISORS LLC	+996,539	2,897,414
Mega UBS Group AG	+805,721	1,520,468
Mega CITIGROUP INC	+790,794	1,003,000

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega GOLDMAN SACHS GROUP INC	−2,965,984	1,597,650
Mega D. E. Shaw & Co., Inc.	−2,623,448	3,596,882
Mega BANK OF AMERICA CORP /DE/	−1,270,753	1,946,803
Mega MILLENNIUM MANAGEMENT LLC	−1,217,399	628,050
Mega JPMORGAN CHASE & CO	−914,431	84,674

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small VARCOV Co.	437,615	$1,133,422
Mid Jump Financial, LLC	303,060	$784,925
Large Squarepoint Ops LLC	206,480	$534,783
Mega CANADA PENSION PLAN INVESTMENT BOARD	137,900	$357,161
Large Jain Global LLC	105,437	$273,081

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small HEIGHTS CAPITAL MANAGEMENT, INC	12,395,558	$37,186,674
Large Connor, Clark & Lunn Investment Management Ltd.	1,289,413	$3,868,239
Large TUDOR INVESTMENT CORP ET AL	424,094	$1,272,282
Small MBL Wealth, LLC	270,000	$810,000
Mega Qube Research & Technologies Ltd	157,956	$473,868

Filter: New 37 Increased 75 Reduced 38 Sold out 41 Unchanged 51

Showing 100 of 213

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$44,346,417

21.14%

17,122,172

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	157,782	$408,655	0.9%	Sole
BlackRock Asset Management Canada Ltd	1,480	$3,833	0.0%	Sole
BlackRock Investment Management, LLC	632,490	$1,638,149	3.7%	Sole
BLACKROCK ADVISORS LLC	458,022	$1,186,276	2.7%	Sole
BlackRock Fund Advisors	8,650,132	$22,403,841	50.5%	Sole
BlackRock Institutional Trust Company, N.A.	6,640,788	$17,199,640	38.8%	Sole
BlackRock Japan Co. Ltd	2,188	$5,666	0.0%	Sole
BlackRock Fund Managers Ltd.	29,531	$76,485	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	3,547	$9,186	0.0%	Sole
BlackRock (Netherlands) B.V.	34,222	$88,634	0.2%	Sole
BlackRock Asset Management Ireland Ltd	406,452	$1,052,710	2.4%	Sole
BlackRock Asset Management Schweiz AG	30,630	$79,331	0.2%	Sole
Aperio Group, LLC	74,908	$194,011	0.4%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$21,844,464

10.41%

8,434,156

STATE STREET CORP

$14,990,702

7.15%

5,787,916

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	5,787,916	$14,990,702	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$13,362,980

6.37%

5,159,452

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	717,973	$1,859,550	13.9%	Defined
Held directly	4,441,479	$11,503,430	86.1%	Defined

RIVERSTONE HOLDINGS LLC

$12,048,586

5.74%

4,651,964

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RIVERSTONE INVESTMENT GROUP LLC	4,651,964	$12,048,586	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$8,178,724

3.90%

3,157,809

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	20,424	$52,898	0.6%	Defined
DFA Australia Ltd.	57,142	$147,997	1.8%	Defined
Dimensional Ireland Ltd	127,517	$330,269	4.0%	Defined
Held directly	2,952,726	$7,647,560	93.5%	Sole

D. E. Shaw & Co., Inc.

$7,749,303

3.69%

2,992,009

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	2,673,309	$6,923,870	89.3%	Defined
D. E. Shaw Investment Management, L.L.C. joint	318,700	$825,433	10.7%	Defined

Invesco Ltd.

$7,436,780

3.54%

2,871,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	31,149	$80,674	1.1%	Defined
Invesco Trust Co joint	77,798	$201,496	2.7%	Defined
Invesco Capital Management LLC	2,762,398	$7,154,610	96.2%	Defined

CITADEL ADVISORS LLC

$6,763,043

3.22%

2,611,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,387,293	$6,183,088	91.4%	Defined
Held directly	223,921	$579,955	8.6%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$5,934,241

2.83%

2,291,213

BANK OF AMERICA CORP /DE/

$5,042,219

2.40%

1,946,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,838,695	$4,762,220	94.4%	Defined
BOFA SECURITIES, INC.	108,108	$279,999	5.6%	Defined

NORTHERN TRUST CORP

$4,489,102

2.14%

1,733,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,601,279	$4,147,312	92.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	100,083	$259,214	5.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	31,883	$82,576	1.8%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$4,271,723

2.04%

1,649,314

GOLDMAN SACHS GROUP INC

$4,137,912

1.97%

1,597,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	853,481	$2,210,515	53.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	744,169	$1,927,397	46.6%	Defined

UBS Group AG

$3,938,011

1.88%

1,520,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	1,498,145	$3,880,195	98.5%	Defined
UBS Switzerland AG	22,323	$57,816	1.5%	Defined

VANGUARD FIDUCIARY TRUST CO

$3,479,359

1.66%

1,343,382

BARCLAYS PLC

$2,787,367

1.33%

1,076,204

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	1,066,286	$2,761,680	99.1%	Defined
BARCLAYS CAPITAL INC.	9,918	$25,687	0.9%	Defined

MORGAN STANLEY

$2,730,667

1.30%

1,054,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	4,830	$12,509	0.5%	Defined
MORGAN STANLEY & CO. LLC	114,917	$297,635	10.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	732,906	$1,898,226	69.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	20,317	$52,620	1.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	181,343	$469,677	17.2%	Defined

CITIGROUP INC

$2,597,769

1.24%

1,003,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1,003,000	$2,597,769	100.0%	Defined

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND

$1,521,075

0.73%

587,288

Bank of New York Mellon Corp

$1,411,487

0.67%

544,976

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	159,058	$411,960	29.2%	Defined
The Bank of New York Mellon	385,917	$999,525	70.8%	Defined
Held directly	1	$2	0.0%	Defined

Nuveen, LLC

$1,353,499

0.65%

522,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	29,460	$76,301	5.6%	Defined
TEACHERS ADVISORS, LLC joint	493,127	$1,277,198	94.4%	Defined

Point72 Asset Management, L.P.

$1,287,955

0.61%

497,280

Voleon Capital Management LP

$1,279,706

0.61%

494,095

FourWorld Capital Management LLC

$1,235,764

0.59%

477,129

MARSHALL WACE, LLP

$1,176,082

0.56%

454,086

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	454,086	$1,176,082	100.0%	Other

VARCOV Co.

$1,133,422

0.54%

437,615

XTX Topco Ltd

$938,867

0.45%

362,497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	362,497	$938,867	100.0%	Defined

Swiss National Bank

$933,436

0.44%

360,400

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$910,385

0.43%

351,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	351,500	$910,385	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$888,111

0.42%

342,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	342,900	$888,111	100.0%	Other

AMERICAN CENTURY COMPANIES INC

$861,537

0.41%

332,640

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	332,640	$861,537	100.0%	Defined

Numerai GP LLC

$842,179

0.40%

325,166

Jump Financial, LLC

$784,925

0.37%

303,060

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	3,460	$8,961	1.1%	Defined
Leap GP LLC joint	299,600	$775,964	98.9%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$706,124

0.34%

272,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	165	$427	0.1%	Defined
UBS Asset Management Switzerland AG	226,239	$585,959	83.0%	Sole
Held directly	46,231	$119,738	17.0%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$692,042

0.33%

267,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	267,198	$692,042	100.0%	Other

DEUTSCHE BANK AG\

$638,501

0.30%

246,526

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	2,423	$6,275	1.0%	Defined
DWS Investments UK Ltd	202,379	$524,161	82.1%	Defined
DBX Advisors LLC	41,724	$108,065	16.9%	Defined

MILLENNIUM MANAGEMENT LLC

$627,251

0.30%

242,182

RHUMBLINE ADVISERS

$599,939

0.29%

231,637

ALLIANCEBERNSTEIN L.P.

$548,976

0.26%

211,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	211,960	$548,976	100.0%	Defined

Squarepoint Ops LLC

$534,783

0.25%

206,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	206,480	$534,783	100.0%	Defined

BOOTHBAY FUND MANAGEMENT, LLC

$521,745

0.25%

201,446

PRICE T ROWE ASSOCIATES INC /MD/

$516,518

0.25%

199,428

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	199,428	$516,518	100.0%	Defined

WELLS FARGO & COMPANY/MN

$465,904

0.22%

179,886

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	179,285	$464,348	99.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	600	$1,554	0.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1	$2	0.0%	Defined

IMC-Chicago, LLC

$463,464

0.22%

178,944

CITADEL ADVISORS LLC

$402,227

0.19%

155,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	155,300	$402,227	100.0%	Defined

Legal & General Group Plc

$375,246

0.18%

144,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	19,668	$50,940	13.6%	Defined
Legal & General Investment Management Ltd joint	125,215	$324,306	86.4%	Defined

CANADA PENSION PLAN INVESTMENT BOARD

$357,161

0.17%

137,900

Mitsubishi UFJ Asset Management Co., Ltd.

$342,947

0.16%

132,412

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	132,412	$342,947	100.0%	Defined

CITADEL ADVISORS LLC

$339,031

0.16%

130,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	130,900	$339,031	100.0%	Defined

Russell Investments Group, Ltd.

$319,009

0.15%

123,170

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	92,681	$240,043	75.2%	Defined
Russell Investments Capital, LLC	30,489	$78,966	24.8%	Defined

MetLife Investment Management, LLC

$315,788

0.15%

121,926

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	121,926	$315,788	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$280,724

0.13%

108,388

Jain Global LLC

$273,081

0.13%

105,437

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$241,975

0.12%

93,427

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	93,427	$241,975	100.0%	Defined

Man Group plc

$224,804

0.11%

86,797

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	86,797	$224,804	100.0%	Defined

JPMORGAN CHASE & CO

$219,305

0.10%

84,674

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	84,114	$217,855	99.3%	Defined
J.P. Morgan Investment Management Inc.	560	$1,450	0.7%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$212,380

0.10%

82,000

CVA Family Office, LLC

$205,239

0.10%

79,243

Vanguard Global Advisers, LLC

$202,317

0.10%

78,115

EntryPoint Capital, LLC

$202,017

0.10%

77,999

Jupiter Topco LLC

$201,502

0.10%

77,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	77,800	$201,502	100.0%	Defined

BBR PARTNERS, LLC

$194,656

0.09%

75,157

Per Stirling Capital Management, LLC.

$192,338

0.09%

74,262

OSAIC HOLDINGS, INC.

$179,533

0.09%

69,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	51,080	$132,297	73.7%	Defined
Osaic Advisory Services, LLC	18,238	$47,236	26.3%	Defined

Police & Firemen's Retirement System of New Jersey

$177,127

0.08%

68,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	68,389	$177,127	100.0%	Defined

FIRST TRUST ADVISORS LP

$171,893

0.08%

66,368

COMMONWEALTH EQUITY SERVICES, LLC

$166,197

0.08%

64,169

DAYMARK WEALTH PARTNERS, LLC

$153,457

0.07%

59,250

INTECH INVESTMENT MANAGEMENT LLC

$141,072

0.07%

54,468

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$139,821

0.07%

53,985

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	53,985	$139,821	100.0%	Defined

JANE STREET GROUP, LLC

$133,903

0.06%

51,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	51,700	$133,903	100.0%	Defined

ARIZONA STATE RETIREMENT SYSTEM

$128,362

0.06%

49,561

Centiva Capital, LP

$128,137

0.06%

49,474

LPL Financial LLC

$123,400

0.06%

47,645

NEW YORK STATE COMMON RETIREMENT FUND

$119,158

0.06%

46,007

AQR CAPITAL MANAGEMENT LLC

$117,760

0.06%

45,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	180	$466	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	812	$2,103	1.8%	Other
Stokes Family Office, LLC	193	$499	0.4%	Other
Held directly	44,283	$114,692	97.4%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$114,814

0.05%

44,330

Krane Funds Advisors LLC

$111,843

0.05%

43,183

Vanguard Investments Australia, Ltd.

$109,204

0.05%

42,164

VOYA INVESTMENT MANAGEMENT LLC

$105,809

0.05%

40,853

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	40,853	$105,809	100.0%	Defined

JANE STREET GROUP, LLC

$98,161

0.05%

37,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	37,900	$98,161	100.0%	Defined

SBI Securities Co., Ltd.

$96,814

0.05%

37,380

Atom Investors LP

$94,610

0.05%

36,529

KLP KAPITALFORVALTNING AS

$90,132

0.04%

34,800

Zurcher Kantonalbank (Zurich Cantonalbank)

$87,606

0.04%

33,825

PRUDENTIAL FINANCIAL INC

$84,162

0.04%

32,495

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	32,495	$84,162	100.0%	Defined

Vanguard Personalized Indexing Management, LLC

$83,097

0.04%

32,084

Steward Partners Investment Advisory, LLC

$78,995

0.04%

30,500

ROYAL BANK OF CANADA

$78,538

0.04%

30,324

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	6,167	$15,972	20.3%	Defined
RBC Capital Markets, LLC	20,655	$53,496	68.1%	Defined
RBC Rochdale, LLC	3,500	$9,065	11.5%	Defined
Held directly	2	$5	0.0%	Sole

BNP PARIBAS ARBITRAGE, SA

$77,350

0.04%

29,865

SEI INVESTMENTS CO

$76,301

0.04%

29,460

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	29,460	$76,301	100.0%	Sole

CAPTRUST FINANCIAL ADVISORS

$75,622

0.04%

29,198

State of Wyoming

$71,794

0.03%

27,720

Sanctuary Advisors, LLC

$71,064

0.03%

27,438

ProShare Advisors LLC

$68,811

0.03%

26,568

RAYMOND JAMES FINANCIAL INC

$66,852

0.03%

25,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	11,774	$30,494	45.6%	Defined
Raymond James Financial Services Advisors, Inc.	14,038	$36,358	54.4%	Defined

Headlands Technologies LLC

$63,869

0.03%

24,660

Ascentis Wealth Management, LLC

$61,447

0.03%

23,725

VICTORY CAPITAL MANAGEMENT INC

$61,160

0.03%

23,614

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	2,439	$6,317	11.9%	Defined
ROCKEFELLER FINANCIAL LLC	18,000	$46,620	88.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	18,413	$47,689	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	12,801	$33,154	80.0%	Defined
STRATEGIC ADVISERS LLC	3,208	$8,308	20.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Global Asset Management (UK) Ltd	15,732	$40,745	100.0%	Defined
HSBC BANK PLC	5	$12	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Family Office, LLC	1,149	$2,975	9.5%	Defined
BMO NESBITT BURNS INC.	11,000	$28,490	90.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AQR Flex	11,247	$29,129	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC WORLD MARKETS CORP	11,202	$29,013	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	10,658	$27,604	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	9,451	$24,478	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	3,653	$9,461	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	2,522	$6,531	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	1,695	$4,390	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	836	$2,165	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	134	$347	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	262,159	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	29,996	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	60,461	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	20	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	604,873	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RIVERSTONE INVESTMENT GROUP LLC	4,054,087	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	17,225	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	33,257	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Purpose Investments Inc.	8,333	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES (USA) LLC	189,200	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR PARTNERS (DIFC) Ltd	1,126,956	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CVI Investments, Inc.	12,395,558	$37,186,674	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,289,413	$3,868,239	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Investments, LLC joint	83,572	$250,716	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	77,800	$233,400	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard Investment Management Ltd	14,482	$43,446	40.0%	Defined
Brevan Howard US Investment Management, LP	21,700	$65,100	60.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	16,650	$49,950	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	15,098	$45,294	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hudson Bay Capital UK LLP	10,830	$32,490	100.0%	Defined
Held directly	2	$6	0.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ELEVATION POINT WEALTH PARTNERS, LLC	10,559	$31,677	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SECURITY INVESTORS LLC	10,054	$30,162	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	1,984	$5,952	100.0%	Defined

Key facts CIK 1844862 CUSIP 83422N105 13F (30d) 181 filings 179 filers Visit website Investor relations