Sowa Financial Group, Inc.

Registered adviser

CIK

1806226

Location

LINCOLN, RI

Portfolio Value

Small $195,983,855

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,755 / 8,818 ▼ 220 · as of Jun 2026

Top Industry

Consumer Electronics 64.3%

Period ended 28 days ago

Filed Oct 26, 2026 · 2d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 107646

Roster of Oct 1, 2026

Regulatory AUM

$517,016,775

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$517,016,775	Individuals and high net worth (100%)
Apr 2025 to Feb 2026	$419,739,482	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$352,181,718	Individuals and high net worth (100%)
May 2023 to Mar 2024	$310,770,722	Individuals and high net worth (100%)
Apr 2023	$310,770,722	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$369,604,014	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 95.7% of the book (60%+)

Turnover

Low turnover

14.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 14.0 quarters (12+), a floor since 24.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 85.1%; sector active share 63.7% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

30 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

34.1%

−1.9 pts

Top 5

78.7%

−2.3 pts

Top 10

95.8%

+0.1 pts

HHI

1,784

Moderately concentrated−97

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	76.0%	$148,855,021	22
Technology	20.2%	$39,588,209	2
Financial Services	2.2%	$4,391,138	2
Consumer Cyclical	0.9%	$1,666,208	1
Communication Services	0.4%	$747,994	2
Consumer Defensive	0.4%	$735,285	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

10 positions

Ticker	Company	Δ Shares	Shares	Value
HGER	Harbor Commodity All-Weather Strategy ETF	+76,111	753,698	$26,575,391
BRIE	MFS Blended Research International Equity ETF	+7,696	33,807	$1,025,028
PYLD		+2,746	16,590	$421,220
FMDE	Fidelity Enhanced Mid Cap Core ETF	+1,537	20,099	$811,597
ROL	Rollins Inc	+299	55,319	$1,666,208
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+91	23,049	$1,417,513
JPST	JPMorgan Ultra-Short Income ETF	+82	13,290	$669,417
MO	Altria Group, Inc.	+69	10,919	$735,285
T	At&T Inc.	+44	10,234	$249,709
DNL	WisdomTree Global ex-U.S. Quality Growth Fund	+3	17,620	$786,722
No positions match the current search.

Trimmed

Positions the filer reduced

18 positions

Ticker	Company	Δ Shares	Shares	Value
IAU	Ishares Gold Trust	−106,228	178,976	$13,978,025
FBCG	Fidelity Covington Trust	−11,493	620,901	$39,247,152
FELV	Fidelity Enhanced Large Cap Value ETF	−10,120	646,364	$26,740,078
—		−7,979	81,139	$0
AWF	Alliancebernstein Global High Income Fund Inc	−6,816	72,396	$704,413
VFLO	VictoryShares Free Cash Flow ETF	−4,916	322,850	$16,526,691
IYH	iShares U.S. Healthcare ETF	−4,399	50,640	$3,623,798
PFF	iShares Preferred and Income Securities ETF	−3,181	22,715	$670,092
AAPL	Apple Inc.	−1,273	91,015	$30,309,815
EPI	WisdomTree India Earnings Fund	−1,110	12,638	$514,745
RODM	Hartford Multifactor Developed Markets (ex-US) ETF	−728	15,235	$620,826
V	Visa Inc.	−693	10,260	$3,686,725
DGRO	iShares Core Dividend Growth ETF	−655	29,727	$2,241,118
NVDA	Nvidia Corp	−402	40,627	$9,278,394
FNDA	Schwab Strategic Trust	−279	15,210	$532,350
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−276	14,907	$2,478,735
IGE	iShares North American Natural Resources ETF	−216	20,955	$1,291,456
VZ	Verizon Communications Inc	−192	10,863	$498,285
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
DBB	Invesco Db Base Metals Fund	303,000	$7,665,900
MUB	iShares National Muni Bond ETF	10,061	$1,017,167
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

30 tracked positions · $195,983,855 total · filing declares 31 positions · $229,210,643 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
FBCG	Fidelity Covington Trust	Reduced	620,901	-11,493	$39,247,152	−0.1%	20.03%
AAPL	Apple Inc. Technology	Reduced	91,015	-1,273	$30,309,815	+13.5%	15.47%
FELV	Fidelity Enhanced Large Cap Value ETF	Reduced	646,364	-10,120	$26,740,078	+1.6%	13.64%
HGER	Harbor Commodity All-Weather Strategy ETF	Added	753,698	+76,111	$26,575,391	+33.7%	13.56%
VFLO	VictoryShares Free Cash Flow ETF	Reduced	322,850	-4,916	$16,526,691	+10.2%	8.43%
IAU	Ishares Gold Trust	Reduced	178,976	-106,228	$13,978,025	−35.1%	7.13%
NVDA	Nvidia Corp Technology	Reduced	40,627	-402	$9,278,394	+13.0%	4.73%
DBB	Invesco Db Base Metals Fund	NEW	303,000	NEW	$7,665,900	NEW	3.91%
V	Visa Inc. Financial Services	Reduced	10,260	-693	$3,686,725	−1.9%	1.88%
IYH	iShares U.S. Healthcare ETF	Reduced	50,640	-4,399	$3,623,798	−1.7%	1.85%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Reduced	14,907	-276	$2,478,735	−0.6%	1.26%
DGRO	iShares Core Dividend Growth ETF	Reduced	29,727	-655	$2,241,118	−2.7%	1.14%
ROL	Rollins Inc Consumer Cyclical	Added	55,319	+299	$1,666,208	−27.4%	0.85%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	23,049	+91	$1,417,513	+16.3%	0.72%
IGE	iShares North American Natural Resources ETF	Reduced	20,955	-216	$1,291,456	+8.6%	0.66%
BRIE	MFS Blended Research International Equity ETF	Added	33,807	+7,696	$1,025,028	+29.5%	0.52%
MUB	iShares National Muni Bond ETF	NEW	10,061	NEW	$1,017,167	NEW	0.52%
FMDE	Fidelity Enhanced Mid Cap Core ETF	Added	20,099	+1,537	$811,597	+7.7%	0.41%
DNL	WisdomTree Global ex-U.S. Quality Growth Fund	Added	17,620	+3	$786,722	−3.3%	0.40%
MO	Altria Group, Inc. Consumer Defensive	Added	10,919	+69	$735,285	−5.8%	0.38%
AWF	Alliancebernstein Global High Income Fund Inc Financial Services	Reduced	72,396	-6,816	$704,413	−13.7%	0.36%
PFF	iShares Preferred and Income Securities ETF	Reduced	22,715	-3,181	$670,092	−15.1%	0.34%
JPST	JPMorgan Ultra-Short Income ETF	Added	13,290	+82	$669,417	+0.2%	0.34%
RODM	Hartford Multifactor Developed Markets (ex-US) ETF	Reduced	15,235	-728	$620,826	−3.8%	0.32%
FNDA	Schwab Strategic Trust	Reduced	15,210	-279	$532,350	−9.7%	0.27%
EPI	WisdomTree India Earnings Fund	Reduced	12,638	-1,110	$514,745	−12.5%	0.26%
VZ	Verizon Communications Inc Communication Services	Reduced	10,863	-192	$498,285	+6.5%	0.25%
PYLD		Added	16,590	+2,746	$421,220	+14.7%	0.21%
T	At&T Inc. Communication Services	Added	10,234	+44	$249,709	+18.4%	0.13%
		Reduced	81,139	-7,979	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.