Ellsworth Advisors, LLC

Registered adviser

CIK

1843553

Location

HUDSON, OH

Portfolio Value

Small $619,101,839

Diversification

Diversified

Filing Date

Global Rank

#3,440 / 8,827 ▲ 6 · as of Jun 2026

Top Industry

Semiconductors 8.3%

Period ended 38 days ago

Filed Oct 15, 2026 · 23d

26 quarters · since Jun 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 297464

Roster of Nov 1, 2026

Regulatory AUM

$1,406,464,580

Main clients

Individuals and high net worth (99% of AUM)

Private funds

9 funds · Private equity funds

Focus by gross assets, Schedule D of Nov 26, 2024

$30,635,369 gross assets

Private funds on Schedule D 7.B.(1)

As filed Nov 26, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$16,565,000 gross assets in 5 funds Private equity funds $16,565,000 (5)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$1,406,464,580	Individuals and high net worth (99%)
Mar 2025 to Feb 2026	$1,185,403,327	Individuals and high net worth (98%)
Dec 2024 to Feb 2025	$913,641,239	Individuals and high net worth (98%)
Nov 2024	$913,641,239	Individuals and high net worth (98%)
Apr 2024 to Oct 2024	$913,641,239	Individuals and high net worth (98%)
May 2023 to Mar 2024	$776,988,337	Individuals and high net worth (97%)

7 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 23.3%, 77.5 effective positions, active share 69.5% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

60.4% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 11.2 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 69.5%; sector active share 15.0% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

192 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

3.8%

+0.7 pts

Top 5

14.2%

+1.1 pts

Top 10

24.1%

+0.9 pts

HHI

130

Diversified+1

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	20.6%	$127,627,993	24
Unclassified	13.0%	$80,625,720	29
Healthcare	12.7%	$78,760,536	27
Energy	11.2%	$69,480,518	17
Financial Services	10.5%	$65,171,124	30
Industrials	9.1%	$56,450,411	21
Consumer Cyclical	7.1%	$44,102,958	15
Utilities	3.9%	$23,922,150	5
Consumer Defensive	3.7%	$23,089,561	7
Communication Services	2.8%	$17,635,856	5
Real Estate	2.6%	$16,270,876	4
Basic Materials	2.6%	$15,964,136	8

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
HGER	Harbor Commodity All-Weather Strategy ETF	+29,763	675,656	$23,823,630
APH	Amphenol Corp	+25,808	51,689	$4,357,382
FTSM	First Trust Enhanced Short Maturity ETF	+9,748	245,440	$14,606,134
CMI	Cummins Inc	+9,466	9,931	$5,130,056
EPD	Enterprise Products Partners L.P.	+9,335	279,836	$9,964,959
ET	Energy Transfer LP	+9,054	173,394	$3,427,999
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+8,997	10,135	$3,792,922
ORI	Old Republic International Corp	+8,653	180,280	$6,726,246
WES	Western Midstream Partners, LP	+6,956	179,385	$7,959,312
KMI	Kinder Morgan, Inc.	+6,562	113,547	$3,423,442
MCK	Mckesson Corp	+6,471	6,909	$5,898,973
TRN	Trinity Industries Inc	+4,815	64,546	$1,648,504
BMY	Bristol Myers Squibb Co	+4,801	130,334	$8,132,841
REIT	ALPS Active REIT ETF	+4,137	163,286	$4,633,730
IJH	iShares Core S&P Mid-Cap ETF	+3,969	8,410	$605,099
PEP	Pepsico Inc	+3,946	62,725	$7,948,512
DUK	Duke Energy CORP	+3,600	61,618	$7,025,068
ED	Consolidated Edison Inc	+3,550	63,822	$6,523,246
BP	Bp PLC	+3,521	149,075	$6,557,809
PAGP	Plains Gp Holdings LP	+3,445	85,996	$2,227,296
USB	US Bancorp De	+3,396	142,772	$8,246,510
MDT	Medtronic plc	+3,356	78,115	$6,740,543
AEP	American Electric Power Co Inc	+3,086	64,128	$7,608,145
AMCR	Amcor plc	+3,054	42,481	$1,778,254
NKE	NIKE, Inc.	+2,700	49,190	$1,741,326
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NBIX	Neurocrine Biosciences Inc	−37,587	2,040	$289,353
MO	Altria Group, Inc.	−18,455	110,502	$7,441,204
META	Meta Platforms, Inc.	−11,013	4,134	$2,997,894
AAPL	Apple Inc.	−6,645	39,990	$13,317,469
HPE	Hewlett Packard Enterprise Co	−2,105	79,529	$5,081,107
NEM	NEWMONT Corp	−1,594	21,660	$2,498,264
AMD	Advanced Micro Devices Inc	−1,325	21,106	$12,911,806
LRCX	Lam Research Corp	−1,065	17,091	$5,614,564
QQQ	Invesco Qqq Trust, Series 1	−667	1,064	$787,115
VUG	VANGUARD GROWTH INDEX FUND	−561	9,377	$844,961
PH	Parker-Hannifin Corp	−383	1,954	$1,866,890
CLMT	Calumet, Inc.	−254	28,734	$1,505,086
NUE	Nucor Corp	−241	15,703	$3,670,576
YEAR	AB Ultra Short Income ETF	−226	5,838	$292,367
GOOG	Alphabet Inc.	−107	30,603	$10,427,666
CINF	Cincinnati Financial Corp	−105	5,428	$865,060
RTX	RTX Corp	−73	18,208	$3,380,315
UFCS	United Fire Group Inc	−72	25,662	$1,349,564
PKE	Park Aerospace Corp	−63	37,981	$1,127,655
HONA	Honeywell Aerospace Inc.	−32	5,717	$885,963
MPC	Marathon Petroleum Corp	−31	780	$308,427
VOO	VANGUARD 500 INDEX FUND	−8	967	$677,731
KRYS	Krystal Biotech, Inc.	−7	3,261	$1,084,478
NHC	National Healthcare Corp	−2	4,964	$1,089,647
PNTG	Pennant Group, Inc.	−2	27,832	$1,085,448
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
EME	EMCOR Group, Inc.	9,895	$7,465,678
UHS	Universal Health Services Inc	40,364	$7,033,830
CNM	Core & Main, Inc.	154,690	$6,416,541
JBL	Jabil Inc	20,216	$5,799,161
AMKR	Amkor Technology, Inc.	110,201	$5,772,328
HLMN	Hillman Solutions Corp.	775,671	$5,421,940
TTMI	Ttm Technologies Inc	43,853	$5,386,902
AXP	American Express Co	11,041	$3,357,568
LEA	Lear Corp	26,460	$3,123,073
SMP	Standard Motor Products, Inc.	59,511	$2,207,858
STLA	Stellantis N.V.	463,719	$2,021,814
ACN	Accenture plc	10,664	$1,955,457
KHC	Kraft Heinz Co	75,340	$1,711,724
PDEX	Pro Dex Inc	16,904	$1,166,376
CGEM	Cullinan Therapeutics, Inc.	74,856	$1,149,039
GRDN	Guardian Pharmacy Services, Inc.	27,990	$1,141,432
PCRX	Pacira BioSciences, Inc.	44,284	$1,109,314
CTO	CTO Realty Growth, Inc.	53,239	$1,090,867
HTH	Hilltop Holdings Inc.	28,540	$1,074,816
PLMR	Palomar Holdings, Inc.	8,502	$1,048,211
UTL	Unitil Corp	19,477	$988,652
MLR	Miller Industries Inc	18,591	$978,072
TWIN	Twin Disc Inc	37,269	$976,447
LOCO	El Pollo Loco Holdings, Inc.	67,766	$972,442
CLDX	Celldex Therapeutics, Inc.	29,572	$958,428
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
DELL	Dell Technologies Inc.	29,407	$12,687,944
SANM	Sanmina Corp	32,539	$8,234,970
ANET	Arista Networks, Inc.	46,921	$7,970,939
FTI	TechnipFMC plc	100,824	$6,684,631
NVT	nVent Electric plc	39,242	$6,655,835
VST	Vistra Corp.	39,779	$6,310,142
P	Everpure, Inc.	70,391	$5,546,106
DKS	Dick's Sporting Goods, Inc.	13,411	$3,041,748
RIO	Rio Tinto PLC	22,141	$2,101,845
BTSG	BrightSpring Health Services, Inc.	27,180	$1,895,533
NWPX	NWPX Infrastructure, Inc.	10,891	$1,632,996
GRC	Gorman Rupp Co	17,565	$1,611,413
ALNT	Allient Inc	15,111	$1,555,375
SYRE	Spyre Therapeutics, Inc.	16,553	$1,469,575
NFLX	Netflix Inc	20,269	$1,447,206
EZPW	Ezcorp Inc	40,264	$1,391,926
ATRO	Astronics Corp	16,920	$1,374,919
MOV	Movado Group Inc	34,789	$1,367,555
MIRM	Mirum Pharmaceuticals, Inc.	10,728	$1,255,926
LINC	Lincoln Educational Services Corp	24,792	$1,237,120
CYTK	Cytokinetics Inc	12,858	$1,095,373
IRMD	Iradimed Corp	11,177	$1,068,074
RAPP	Rapport Therapeutics, Inc.	24,539	$1,022,540
SRZN	Surrozen, Inc.	39,283	$1,019,393
AVBP	ArriVent BioPharma, Inc.	27,001	$938,014
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

192 tracked positions · $619,101,839 total · filing declares 193 positions · $620,057,174 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 192 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
HGER	Harbor Commodity All-Weather Strategy ETF	Added	675,656	+29,763	$23,823,630	+25.7%	3.85%
NVDA	Nvidia Corp Technology	Added	78,799	+791	$17,996,115	+15.3%	2.91%
GLD	Spdr Gold Trust	Added	46,795	+155	$17,821,407	+3.7%	2.88%
FTSM	First Trust Enhanced Short Maturity ETF	Added	245,440	+9,748	$14,606,134	+3.8%	2.36%
MSFT	Microsoft Corp Technology	Added	26,580	+702	$13,632,882	+41.2%	2.20%
AAPL	Apple Inc. Technology	Reduced	39,990	-6,645	$13,317,469	−1.3%	2.15%
JNJ	Johnson & Johnson Healthcare	Added	49,531	+486	$13,112,836	+5.3%	2.12%
AMD	Advanced Micro Devices Inc Technology	Reduced	21,106	-1,325	$12,911,806	−0.9%	2.09%
AVGO	Broadcom Inc. Technology	Added	31,112	+664	$10,926,223	−5.0%	1.76%
ETN	Eaton Corp plc Industrials	Added	25,003	+421	$10,744,039	+2.6%	1.74%
GOOG	Alphabet Inc. Communication Services	Reduced	30,603	-107	$10,427,666	−3.9%	1.68%
CVX	Chevron Corp Energy	Added	50,269	+1,330	$10,265,432	+26.5%	1.66%
CSCO	Cisco Systems, Inc. Technology	Added	93,390	+361	$10,051,565	−8.0%	1.62%
EPD	Enterprise Products Partners L.P. Energy	Added	279,836	+9,335	$9,964,959	+0.2%	1.61%
AMGN	Amgen Inc Healthcare	Added	22,754	+425	$9,591,038	+18.6%	1.55%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	17,427	+101	$8,677,774	+0.1%	1.40%
GS	Goldman Sachs Group Inc Financial Services	Added	9,578	+44	$8,623,648	−10.6%	1.39%
AMZN	Amazon Com Inc Consumer Cyclical	Added	33,498	+1,806	$8,346,026	+10.5%	1.35%
PKG	Packaging Corp Of America Consumer Cyclical	Added	36,313	+717	$8,325,118	−1.8%	1.34%
USB	US Bancorp De Financial Services	Added	142,772	+3,396	$8,246,510	−2.0%	1.33%
BMY	Bristol Myers Squibb Co Healthcare	Added	130,334	+4,801	$8,132,841	+12.4%	1.31%
PBR	Petrobras - Petroleo Brasileiro SA Energy	Added	381,919	+1,949	$7,970,649	+29.8%	1.29%
WES	Western Midstream Partners, LP Energy	Added	179,385	+6,956	$7,959,312	+5.5%	1.29%
PEP	Pepsico Inc Consumer Defensive	Added	62,725	+3,946	$7,948,512	−0.1%	1.28%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	35,759	+1,158	$7,947,795	−6.7%	1.28%
AEP	American Electric Power Co Inc Utilities	Added	64,128	+3,086	$7,608,145	−8.9%	1.23%
EME	EMCOR Group, Inc. Industrials	NEW	9,895	NEW	$7,465,678	NEW	1.21%
MO	Altria Group, Inc. Consumer Defensive	Reduced	110,502	-18,455	$7,441,204	−19.8%	1.20%
DRI	Darden Restaurants Inc Consumer Cyclical	Added	37,992	+1,546	$7,341,954	−2.2%	1.19%
UHS	Universal Health Services Inc Healthcare	NEW	40,364	NEW	$7,033,830	NEW	1.14%
DUK	Duke Energy CORP Utilities	Added	61,618	+3,600	$7,025,068	−4.3%	1.13%
PSA	Public Storage Real Estate	Added	24,364	+1,054	$6,891,113	−7.1%	1.11%
MDT	Medtronic plc Healthcare	Added	78,115	+3,356	$6,740,543	+15.3%	1.09%
ORI	Old Republic International Corp Financial Services	Added	180,280	+8,653	$6,726,246	−4.2%	1.09%
BP	Bp PLC Energy	Added	149,075	+3,521	$6,557,809	+21.9%	1.06%
ED	Consolidated Edison Inc Utilities	Added	63,822	+3,550	$6,523,246	−2.2%	1.05%
CNM	Core & Main, Inc. Industrials	NEW	154,690	NEW	$6,416,541	NEW	1.04%
LLY	ELI LILLY & Co Healthcare	Added	5,339	+498	$6,177,650	+6.4%	1.00%
EOG	Eog Resources Inc Energy	Added	43,295	+1,503	$5,964,319	+10.0%	0.96%
MCK	Mckesson Corp Healthcare	Added	6,909	+6,471	$5,898,973	+1682.4%	0.95%
JBL	Jabil Inc Technology	NEW	20,216	NEW	$5,799,161	NEW	0.94%
AMKR	Amkor Technology, Inc. Technology	NEW	110,201	NEW	$5,772,328	NEW	0.93%
LRCX	Lam Research Corp Technology	Reduced	17,091	-1,065	$5,614,564	−28.6%	0.91%
JLL	Jones Lang Lasalle Inc Real Estate	Added	18,362	+457	$5,609,958	+1.1%	0.91%
HLMN	Hillman Solutions Corp. Industrials	NEW	775,671	NEW	$5,421,940	NEW	0.88%
TTMI	Ttm Technologies Inc Technology	NEW	43,853	NEW	$5,386,902	NEW	0.87%
CMI	Cummins Inc Industrials	Added	9,931	+9,466	$5,130,056	+1446.9%	0.83%
HPE	Hewlett Packard Enterprise Co Technology	Reduced	79,529	-2,105	$5,081,107	+38.0%	0.82%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	6,874	+866	$4,640,293	+54.1%	0.75%
REIT	ALPS Active REIT ETF	Added	163,286	+4,137	$4,633,730	−4.2%	0.75%

Showing the top 50 of 192 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.