Lebenthal Global Advisors, LLC

Registered adviser

CIK

1845766

Location

Hauppauge, NY

Portfolio Value

Small $652,378,970

Diversification

Diversified

Reports for

Lebenthal Diversified Asset Management Inc.

Filing Date

Global Rank

#3,048 / 8,821 ▼ 80 · as of Jun 2026

Top Industry

Semiconductors 14.6%

Period ended 33 days ago

Filed Oct 28, 2026 · 5d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 283303

Roster of Oct 1, 2026

Regulatory AUM

$971,848,436

Main clients

Individuals and high net worth (89% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$971,848,436	Individuals and high net worth (89%)
Mar 2025 to Mar 2026	$819,985,389	Individuals and high net worth (89%)
Apr 2024 to Feb 2025	$713,494,038	Individuals and high net worth (88%)
May 2023 to Mar 2024	$637,425,770	Individuals and high net worth (88%)
Apr 2023	$637,425,770	Individuals and high net worth (88%)
Apr 2022 to Mar 2023	$709,351,083	Individuals and high net worth (88%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 52.0%, 28.6 effective positions, active share 68.8% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

35.5% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 10.7 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 68.8%; sector active share 53.3% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

198 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

10.8%

+2.0 pts

Top 5

39.3%

+5.4 pts

Top 10

55.1%

+3.1 pts

HHI

426

Diversified+76

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	62.8%	$409,726,727	58
Technology	13.8%	$89,882,503	29
Financial Services	5.0%	$32,934,700	23
Industrials	4.7%	$30,350,966	21
Healthcare	3.8%	$24,538,378	17
Communication Services	2.9%	$18,941,303	8
Consumer Cyclical	2.6%	$16,710,221	14
Consumer Defensive	1.5%	$9,614,109	7
Energy	1.2%	$8,090,484	10
Utilities	0.9%	$5,914,790	6
Basic Materials	0.7%	$4,331,001	3
Real Estate	0.2%	$1,343,788	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GPIX	Goldman Sachs S&P 500 Premium Income ETF	+452,550	532,188	$29,712,055
FBND	Fidelity Total Bond ETF	+219,841	525,237	$22,742,761
MMIT	NYLIM ETF Trust	+197,807	861,621	$0
JMUB	JPMorgan Municipal ETF	+137,138	657,880	$31,301,929
—		+83,150	431,992	$0
BHC	Bausch Health Companies Inc.	+50,644	123,613	$720,663
AAL	American Airlines Group Inc.	+40,968	68,666	$918,064
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+32,890	130,491	$9,153,943
AMTM	Amentum Holdings, Inc.	+29,269	62,269	$1,128,313
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+27,820	357,919	$28,028,636
F	Ford Motor Co	+27,502	79,986	$964,631
CCL	Carnival Corp Ltd.	+21,696	52,239	$1,281,944
NLY	Annaly Capital Management Inc	+18,199	65,097	$1,229,681
FCX	Freeport-Mcmoran Inc	+15,319	23,846	$1,669,220
M	Macy's, Inc.	+12,156	58,855	$1,340,128
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+10,428	536,401	$32,859,925
NFLX	Netflix Inc	+9,963	42,195	$2,935,927
NYT	New York Times Co	+8,135	22,821	$1,453,697
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	+7,453	802,113	$36,768,859
TJX	Tjx Companies Inc	+5,222	13,238	$1,751,519
DXCM	Dexcom Inc	+5,193	19,049	$1,643,738
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+4,147	65,374	$10,146,044
B	Barrick Mining Corp	+3,695	51,498	$2,094,423
UNH	Unitedhealth Group Inc	+3,262	5,242	$1,924,232
AAPL	Apple Inc.	+2,961	56,389	$18,778,664
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VTV	VANGUARD VALUE INDEX FUND	−121,921	23,832	$5,149,617
VUSB	VANGUARD ULTRA-SHORT BOND ETF	−49,118	92,056	$4,561,374
IWF	iShares Russell 1000 Growth ETF	−42,415	41,443	$5,191,150
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	−31,835	39,212	$5,055,602
ICSH	iShares Ultra Short Duration Bond Active ETF	−28,919	86,357	$4,352,392
HPQ	Hp Inc	−24,100	20,111	$629,072
ORCL	Oracle Corp	−17,707	1,530	$210,069
ONEQ	Fidelity Nasdaq Composite Index ETF	−17,238	514,417	$54,445,895
SPY	Spdr S&P 500 ETF Trust	−13,030	40,942	$31,223,596
KHC	Kraft Heinz Co	−7,804	36,964	$839,822
PFE	Pfizer Inc	−7,780	38,121	$1,087,210
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−6,016	51,822	$4,651,542
IBM	International Business Machines Corp	−5,699	6,165	$1,355,868
IMCV	iShares Morningstar Mid-Cap Value ETF	−5,642	58,902	$5,404,234
BBY	Best Buy Co Inc	−5,477	7,667	$676,536
BAC	Bank Of America Corp	−4,856	38,529	$2,097,133
DVN	Devon Energy Corp	−3,406	18,205	$838,158
BP	Bp PLC	−3,191	18,810	$827,451
SCHW	Schwab Charles Corp	−2,845	2,830	$276,604
WFC	Wells Fargo & Company	−2,250	8,615	$689,630
USB	US Bancorp De	−2,122	3,794	$219,141
JEPI	JPMorgan Equity Premium Income ETF	−1,734	115,537	$6,495,489
PM	Philip Morris International Inc.	−1,719	2,705	$516,168
SNOW	Snowflake Inc.	−1,696	6,774	$2,300,179
KDP	Keurig Dr Pepper Inc.	−1,412	9,924	$301,094
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
HOOD	Robinhood Markets, Inc.	19,107	$2,149,537
SBUX	Starbucks Corp	8,410	$790,203
SRE	Sempra	8,319	$648,549
VLO	Valero Energy Corp	750	$290,707
RKLB	Rocket Lab Corp	3,804	$265,062
CRM	Salesforce, Inc.	1,020	$234,161
QQQ	Invesco Qqq Trust, Series 1	315	$233,027
TRGP	Targa Resources Corp.	774	$209,219
CVX	Chevron Corp	990	$202,167
BEEM	Beam Global	10,000	$11,300
MMIN	NYLIM ETF Trust	23,348	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

17 positions

Ticker	Company	Shares	Value
WM	Waste Management Inc	6,447	$1,436,907
SPGI	S&P Global Inc.	3,322	$1,352,917
KIM	Kimco Realty Corp	53,118	$1,346,541
WMT	Walmart Inc.	11,227	$1,271,569
FLOT	iShares Floating Rate Bond ETF	20,117	$1,026,972
ECL	Ecolab Inc.	3,286	$915,512
LHX	L3harris Technologies, Inc.	2,973	$863,924
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	13,181	$666,694
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	3,255	$348,707
PNC	Pnc Financial Services Group, Inc.	1,082	$266,410
XOVR	EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF	11,850	$249,442
PPG	Ppg Industries Inc	1,910	$231,663
ADBE	Adobe Inc.	1,068	$218,961
COF	Capital One Financial Corp	1,083	$217,271
VO	VANGUARD MID-CAP INDEX FUND	2,637	$212,463
DG	Dollar General Corp	1,812	$208,579
CRSR	Corsair Gaming, Inc.	17,773	$171,864
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

198 tracked positions · $652,378,970 total · filing declares 306 positions · $747,028,579 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 198 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
ONEQ	Fidelity Nasdaq Composite Index ETF	Reduced	514,417	-17,238	$54,445,895	−0.8%	8.35%
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	Added	802,113	+7,453	$36,768,859	+1.2%	5.64%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	536,401	+10,428	$32,859,925	+1.7%	5.04%
JMUB	JPMorgan Municipal ETF	Added	657,880	+137,138	$31,301,929	+18.7%	4.80%
SPY	Spdr S&P 500 ETF Trust	Reduced	40,942	-13,030	$31,223,596	−22.5%	4.79%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Added	532,188	+452,550	$29,712,055	+571.4%	4.55%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	357,919	+27,820	$28,028,636	+2.7%	4.30%
FBND	Fidelity Total Bond ETF	Added	525,237	+219,841	$22,742,761	+63.7%	3.49%
AAPL	Apple Inc. Technology	Added	56,389	+2,961	$18,778,664	+21.5%	2.88%
NVDA	Nvidia Corp Technology	Added	55,756	+2,449	$12,733,554	+19.4%	1.95%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	32,654	-132	$12,220,432	+0.7%	1.87%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	67,423	+138	$11,355,381	+6.4%	1.74%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	65,374	+4,147	$10,146,044	+4.9%	1.56%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Reduced	93,437	-60	$9,449,283	+2.9%	1.45%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	130,491	+32,890	$9,153,943	+27.8%	1.40%
LLY	ELI LILLY & Co Healthcare	Added	6,552	+659	$7,581,188	+7.3%	1.16%
IJH	iShares Core S&P Mid-Cap ETF	Added	102,176	+271	$7,351,563	−6.4%	1.13%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	115,537	-1,734	$6,495,489	−1.9%	1.00%
MSFT	Microsoft Corp Technology	Reduced	12,550	-598	$6,436,894	+31.2%	0.99%
ANET	Arista Networks, Inc. Technology	Reduced	31,492	-1,006	$6,411,455	+16.1%	0.98%
GOOGL	Alphabet Inc. Communication Services	Added	17,545	+340	$6,036,883	−1.8%	0.93%
IVOO	VANGUARD S&P MID-CAP 400 INDEX FUND	Reduced	49,260	-95	$5,997,897	−6.8%	0.92%
AMAT	Applied Materials Inc Technology	Added	11,384	+108	$5,821,549	−28.6%	0.89%
META	Meta Platforms, Inc. Communication Services	Added	7,983	+12	$5,789,111	+28.9%	0.89%
PWR	Quanta Services, Inc. Industrials	Added	8,967	+723	$5,761,386	−2.9%	0.88%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	12,210	+894	$5,570,079	+3.1%	0.85%
IMCV	iShares Morningstar Mid-Cap Value ETF	Reduced	58,902	-5,642	$5,404,234	−8.4%	0.83%
PRFZ	Invesco RAFI US 1500 Small-Mid ETF	Reduced	99,470	-80	$5,205,265	−6.2%	0.80%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	15,713	-475	$5,198,331	−1.9%	0.80%
IWF	iShares Russell 1000 Growth ETF	Reduced	41,443	-42,415	$5,191,150	−50.1%	0.80%
VTV	VANGUARD VALUE INDEX FUND	Reduced	23,832	-121,921	$5,149,617	−83.8%	0.79%
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Reduced	39,212	-31,835	$5,055,602	−44.3%	0.77%
COST	Costco Wholesale Corp Consumer Defensive	Added	5,171	+421	$4,707,367	+5.9%	0.72%
VFVA	VANGUARD U.S. VALUE FACTOR ETF	Added	31,094	+11	$4,685,554	+1.6%	0.72%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	51,822	-6,016	$4,651,542	−8.5%	0.71%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Reduced	92,056	-49,118	$4,561,374	−35.1%	0.70%
VB	Vanguard Index Funds	Added	15,949	+88	$4,537,330	−5.6%	0.70%
ICSH	iShares Ultra Short Duration Bond Active ETF	Reduced	86,357	-28,919	$4,352,392	−25.4%	0.67%
PANW	Palo Alto Networks Inc Technology	Added	10,667	+275	$4,238,105	+19.6%	0.65%
ADI	Analog Devices Inc Technology	Added	10,540	+1,009	$4,181,323	+10.5%	0.64%
MRVL	Marvell Technology, Inc. Technology	Added	15,766	+1,515	$4,165,534	−1.9%	0.64%
AMZN	Amazon Com Inc Consumer Cyclical	Added	15,715	+1,258	$3,915,392	+13.6%	0.60%
TT	Trane Technologies plc Industrials	Added	8,254	+691	$3,730,642	+0.4%	0.57%
GE	General Electric Co Industrials	Added	10,871	+1,542	$3,394,904	−2.6%	0.52%
VFH	VANGUARD FINANCIALS INDEX FUND	Added	24,606	+86	$3,200,993	−0.8%	0.49%
AXP	American Express Co Financial Services	Added	10,398	+726	$3,162,031	−3.3%	0.48%
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	Added	36,191	+951	$3,093,606	+6.3%	0.47%
NFLX	Netflix Inc Communication Services	Added	42,195	+9,963	$2,935,927	+27.6%	0.45%
AVGO	Broadcom Inc. Technology	Added	8,229	+471	$2,889,942	−1.4%	0.44%
V	Visa Inc. Financial Services	Added	7,592	+87	$2,728,032	+5.9%	0.42%

Showing the top 50 of 198 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.