Lebenthal Global Advisors, LLC

Registered adviser

CIK

1845766

Location

Hauppauge, NY

Portfolio Value

Small $708,445,092

Diversification

Diversified

Reports for

Lebenthal Diversified Asset Management Inc.

Filing Date

Global Rank

#3,014 / 8,811 ▼ 60

Top Industry

Semiconductors 12.9%

Period ended 4 months ago

Filed Jul 30, 2026 · 3mo

23 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 283303

Roster of Oct 1, 2026

Regulatory AUM

$971,848,436

Main clients

Individuals and high net worth (89% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$971,848,436	Individuals and high net worth (89%)
Mar 2025 to Mar 2026	$819,985,389	Individuals and high net worth (89%)
Apr 2024 to Feb 2025	$713,494,038	Individuals and high net worth (88%)
May 2023 to Mar 2024	$637,425,770	Individuals and high net worth (88%)
Apr 2023	$637,425,770	Individuals and high net worth (88%)
Apr 2022 to Mar 2023	$709,351,083	Individuals and high net worth (88%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 52.1%, 27.7 effective positions, active share 71.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

32.4% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 10.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 71.9%; sector active share 55.2% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

204 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

9.2%

−5.2 pts

Top 5

35.5%

−7.0 pts

Top 10

52.1%

−6.0 pts

HHI

362

Diversified−130

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	64.6%	$457,414,120	61
Technology	12.5%	$88,678,073	29
Financial Services	7.2%	$50,701,659	25
Industrials	4.3%	$30,614,369	22
Healthcare	3.0%	$20,981,228	17
Communication Services	2.3%	$16,596,428	8
Consumer Cyclical	1.9%	$13,789,430	13
Consumer Defensive	1.6%	$11,409,555	9
Energy	0.9%	$6,299,466	7
Utilities	0.8%	$5,418,516	5
Basic Materials	0.6%	$3,995,227	5
Real Estate	0.4%	$2,547,021	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	+278,188	794,660	$36,315,962
FBND	Fidelity Total Bond ETF	+209,520	305,396	$13,892,464
JMUB	JPMorgan Municipal ETF	+141,861	520,742	$26,378,186
VUSB	VANGUARD ULTRA-SHORT BOND ETF	+83,758	141,174	$7,027,641
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+46,251	97,601	$7,164,889
IWF	iShares Russell 1000 Growth ETF	+38,474	83,858	$0
—		+34,537	348,842	$8,731,514
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+15,306	330,099	$27,282,681
GPIX	Goldman Sachs S&P 500 Premium Income ETF	+10,020	79,638	$4,425,483
KLAC	Kla Corp	+9,159	10,119	$3,053,003
DVN	Devon Energy Corp/De	+8,159	21,611	$892,966
CCL	Carnival Corp Ltd.	+5,793	30,543	$872,612
PFE	Pfizer Inc	+5,637	45,901	$1,105,296
BP	Bp PLC	+5,242	22,001	$812,936
NFLX	Netflix Inc	+4,836	32,232	$2,301,364
B	Barrick Mining Corp	+4,807	47,803	$1,755,803
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+4,679	57,838	$5,082,803
—		+4,455	324,439	$22,548,510
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	+3,079	93,497	$9,181,405
VUG	VANGUARD GROWTH INDEX FUND	+3,056	3,886	$334,739
IMCV	iShares Morningstar Mid-Cap Value ETF	+2,790	64,544	$0
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+2,695	525,973	$32,326,300
KIM	Kimco Realty Corp	+2,105	53,118	$1,346,541
NDAQ	Nasdaq, Inc.	+1,646	12,056	$950,253
VXUS	Vanguard Total International Stock ETF	+1,398	15,497	$1,324,837
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JEPI	JPMorgan Equity Premium Income ETF	−529,216	117,271	$6,623,465
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	−75,218	71,047	$9,080,516
AAL	American Airlines Group Inc.	−49,523	27,698	$500,502
IJH	iShares Core S&P Mid-Cap ETF	−44,108	101,905	$0
MMIT	NYLIM ETF Trust	−35,734	663,814	$16,163,870
IVOO	VANGUARD S&P MID-CAP 400 INDEX FUND	−31,545	49,355	$6,435,892
F	Ford Motor Co	−30,316	52,484	$729,527
SCHW	Schwab Charles Corp	−23,033	5,675	$523,632
SPY	Spdr S&P 500 ETF Trust	−22,985	53,972	$40,304,669
ONEQ	Fidelity Nasdaq Composite Index ETF	−12,647	531,655	$54,877,429
M	Macy's, Inc.	−11,984	46,699	$1,099,761
HPQ	Hp Inc	−9,951	44,211	$969,989
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−9,322	32,786	$12,132,130
WFC	Wells Fargo & Company/Mn	−8,397	10,865	$897,883
PM	Philip Morris International Inc.	−8,030	4,424	$800,345
DD	DuPont de Nemours, Inc.	−7,717	4,099	$555,987
CSCO	Cisco Systems, Inc.	−6,078	6,730	$790,504
QCOM	Qualcomm Inc/De	−5,519	3,805	$703,125
SLB	Slb Limited/Nv	−4,719	5,508	$256,066
MRVL	Marvell Technology, Inc.	−4,539	14,251	$4,245,229
QSR	Restaurant Brands International Inc.	−4,447	21,289	$1,543,665
NLY	Annaly Capital Management Inc	−4,331	46,898	$1,048,638
CSX	Csx Corp	−4,019	50,419	$2,396,415
BBY	Best Buy Co Inc	−3,599	13,144	$997,366
ORCL	Oracle Corp	−3,523	19,237	$2,819,182
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
ICSH	iShares Ultra Short Duration Bond Active ETF	115,276	$5,830,660
PRFZ	Invesco RAFI US 1500 Small-Mid ETF	99,550	$5,551,903
VB	Vanguard Index Funds	15,861	$4,807,786
QQQM	Invesco Ltd.	13,602	$4,120,997
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	35,240	$2,911,528
NTAP	NetApp, Inc.	8,328	$1,288,841
SPCX	Space Exploration Technologies Corp	6,288	$1,074,367
NEAR	iShares Short Duration Bond Active ETF	19,957	$1,011,021
AVAV	AeroVironment Inc	5,800	$957,406
AMTM	Amentum Holdings, Inc.	33,000	$682,109
LMT	Lockheed Martin Corp	1,265	$644,466
ELV	Elevance Health, Inc.	1,639	$633,850
FANG	Diamondback Energy, Inc.	2,330	$409,567
KDP	Keurig Dr Pepper Inc.	11,336	$371,027
RTX	RTX Corp	1,903	$361,055
XSD	State Street(R) SPDR(R) S&P(R) Semiconductor ETF	570	$355,509
GEV	GE Vernova Inc.	292	$343,058
FTNT	Fortinet, Inc.	2,160	$331,819
CRWD	CrowdStrike Holdings, Inc.	407	$310,597
INTC	Intel Corp	1,985	$277,165
PNC	Pnc Financial Services Group, Inc.	1,082	$266,410
XOVR	EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF	11,850	$249,442
NXPI	NXP Semiconductors N.V.	847	$238,032
PPG	Ppg Industries Inc	1,910	$231,663
VO	VANGUARD MID-CAP INDEX FUND	2,637	$212,463
No positions match the current search.

Sold Out

Positions the filer fully exited

16 positions

Ticker	Company	Shares	Value
—		39,386	$1,903,131
BSX	Boston Scientific Corp	21,807	$1,368,389
SYK	Stryker Corp	3,261	$1,071,531
ORLY	O Reilly Automotive Inc	11,144	$1,028,702
TFC	Truist Financial Corp	20,273	$931,949
ACI	Albertsons Companies, Inc.	49,536	$844,093
KMI	Kinder Morgan, Inc.	21,694	$727,398
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	4,796	$600,123
INGR	Ingredion Inc	4,616	$520,038
IBKR	Interactive Brokers Group, Inc.	6,713	$450,240
GLPI	Gaming & Leisure Properties, Inc.	7,383	$327,583
TPR	Tapestry, Inc.	1,880	$265,286
RKLB	Rocket Lab Corp	3,694	$237,228
VLO	Valero Energy Corp/Tx	839	$207,300
VIOO	VANGUARD S&P SMALL-CAP 600 INDEX FUND	10,867	$0
ACWV	iShares Trust	1,728	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

204 tracked positions · $708,445,092 total · filing declares 313 positions · $741,451,110 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 204 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
ONEQ	Fidelity Nasdaq Composite Index ETF	Reduced	531,655	-12,647	$54,877,429	+18.7%	8	$80.07	7.75%
SPY	Spdr S&P 500 ETF Trust	Reduced	53,972	-22,985	$40,304,669	−19.5%	15	$552.66	5.69%
GSIE	Goldman Sachs ActiveBeta(R) International Equity ETF	Added	794,660	+278,188	$36,315,962	+63.0%	3	$43.13	5.13%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	525,973	+2,695	$32,326,300	+11.3%	11	$50.99	4.56%
VTV	VANGUARD VALUE INDEX FUND	Added	145,753	+431	$31,763,951	—	23	before history	4.48%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	330,099	+15,306	$27,282,681	+4.7%	16	$79.31	3.85%
JMUB	JPMorgan Municipal ETF	Added	520,742	+141,861	$26,378,186	+39.3%	4	$49.86	3.72%
		Added	324,439	+4,455	$22,548,510	+9.5%	12	$57.12	3.18%
MMIT	NYLIM ETF Trust	Reduced	663,814	-35,734	$16,163,870	−4.1%	4	$24.44	2.28%
AAPL	Apple Inc. Technology	Added	53,428	+849	$15,459,925	+15.9%	23	before history	2.18%
		Reduced	113,557	-2,009	$14,546,651	+4.9%	7	$112.65	2.05%
FBND	Fidelity Total Bond ETF	Added	305,396	+209,520	$13,892,464	+217.6%	5	$45.60	1.96%
XLF	State Street Corp Financial Services	Reduced	258,311	-1,392	$13,848,052	+8.0%	2	$52.11	1.95%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	32,786	-9,322	$12,132,130	—	18	unpriced	1.71%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Reduced	67,285	-67	$10,675,438	+8.1%	5	unpriced	1.51%
NVDA	Nvidia Corp Technology	Reduced	53,307	-3,300	$10,666,197	+8.0%	13	$81.31	1.51%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	61,227	+975	$9,675,702	+8.4%	15	$135.36	1.37%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Added	93,497	+3,079	$9,181,405	+7.8%	20	$79.56	1.30%
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Reduced	71,047	-75,218	$9,080,516	−43.4%	11	$89.60	1.28%
		Added	348,842	+34,537	$8,731,514	+11.2%	14	$25.08	1.23%
AMAT	Applied Materials Inc /De Technology	Reduced	11,276	-124	$8,152,548	+109.2%	11	$214.98	1.15%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	97,601	+46,251	$7,164,889	+89.5%	16	$73.07	1.01%
LLY	ELI LILLY & Co Healthcare	Added	5,893	+296	$7,068,241	+37.3%	15	$798.12	1.00%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Added	141,174	+83,758	$7,027,641	+145.9%	16	$49.61	0.99%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	117,271	-529,216	$6,623,465	−81.9%	17	$55.98	0.93%
IVOO	VANGUARD S&P MID-CAP 400 INDEX FUND	Reduced	49,355	-31,545	$6,435,892	—	12	unpriced	0.91%
GOOGL	Alphabet Inc. Communication Services	Added	17,205	+48	$6,148,550	+24.6%	23	before history	0.87%
PWR	Quanta Services, Inc. Industrials	Reduced	8,244	-549	$5,936,008	+23.0%	15	$229.97	0.84%
ICSH	iShares Ultra Short Duration Bond Active ETF	NEW	115,276	NEW	$5,830,660	NEW	1	$50.53	0.82%
PRFZ	Invesco RAFI US 1500 Small-Mid ETF	NEW	99,550	NEW	$5,551,903	NEW	1	$50.92	0.78%
ANET	Arista Networks, Inc. Technology	Added	32,498	+683	$5,520,760	+41.3%	6	$111.35	0.78%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	11,316	-61	$5,404,181	+40.6%	11	$143.65	0.76%
JPM	Jpmorgan Chase & Co Financial Services	Added	16,188	+164	$5,298,817	+12.4%	23	before history	0.75%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	57,838	+4,679	$5,082,803	+24.9%	7	$73.06	0.72%
MSFT	Microsoft Corp Technology	Added	13,148	+594	$4,904,466	+5.5%	23	before history	0.69%
VB	Vanguard Index Funds	NEW	15,861	NEW	$4,807,786	NEW	1	unpriced	0.68%
VFVA	VANGUARD U.S. VALUE FACTOR ETF	Reduced	31,083	-118	$4,613,648	+9.8%	7	$123.01	0.65%
META	Meta Platforms, Inc. Communication Services	Added	7,971	+209	$4,489,984	+1.1%	13	$441.00	0.63%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	4,750	+306	$4,443,482	+0.3%	11	$895.65	0.63%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Added	79,638	+10,020	$4,425,483	+27.0%	5	$51.08	0.62%
MRVL	Marvell Technology, Inc. Technology	Reduced	14,251	-4,539	$4,245,229	+128.1%	4	$74.55	0.60%
QQQM	Invesco Ltd. Financial Services	NEW	13,602	NEW	$4,120,997	NEW	1	$283.27	0.58%
ADI	Analog Devices Inc Technology	Added	9,531	+198	$3,785,427	+27.5%	11	$228.44	0.53%
TT	Trane Technologies plc Industrials	Added	7,563	+469	$3,714,642	+25.6%	10	$362.69	0.52%
PANW	Palo Alto Networks Inc Technology	Added	10,392	+201	$3,543,879	+116.9%	11	unpriced	0.50%
GE	General Electric Co Industrials	Added	9,329	+381	$3,486,527	+37.3%	4	$292.05	0.49%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	14,457	-675	$3,445,680	+9.3%	23	before history	0.49%
IBM	International Business Machines Corp Technology	Added	11,864	+1,043	$3,336,275	+27.2%	23	before history	0.47%
AXP	American Express Co Financial Services	Added	9,672	+573	$3,271,553	+18.9%	11	$243.23	0.46%
VFH	VANGUARD FINANCIALS INDEX FUND	Reduced	24,520	-1	$3,226,831	—	2	unpriced	0.46%

Showing the top 50 of 204 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.