Kowal Investment Group, LLC

CIK

1846786

Location

WAUKESHA, WI

Portfolio Value

Small $537,155,359

Diversification

Diversified

Filing Date

Global Rank

#2,880 / 7,436 ▲ 39 · as of Sep 2024

Top Industry

Semiconductors 10.1%

Period ended 1 year ago

Filed Oct 16, 2024 · 1y

16 quarters · since Dec 2020

Portfolio Concentration

156 tracked positions · as of Sep 30, 2024 · Δ vs Jun 30, 2024

Top Position

18.1%

−6.4 pts

Top 5

55.2%

−6.6 pts

Top 10

71.1%

−3.1 pts

HHI

784

Diversified−339

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2024

Sector	% Portfolio	Value	Positions
Unclassified	76.5%	$410,746,724	35
Technology	7.7%	$41,284,847	24
Financial Services	3.1%	$16,512,422	21
Industrials	2.3%	$12,381,999	20
Healthcare	2.2%	$11,760,822	12
Consumer Defensive	2.1%	$11,123,394	9
Communication Services	2.0%	$10,881,065	8
Consumer Cyclical	1.8%	$9,402,496	9
Utilities	1.2%	$6,557,844	8
Energy	0.8%	$4,068,854	4
Real Estate	0.3%	$1,373,382	3
Basic Materials	0.2%	$1,061,510	3

Last Quarter's Activity

Export CSV

Sep 30, 2024 vs Jun 30, 2024

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GROZ	Zacks Focus Growth ETF	+194,497	615,315	$19,262,078
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+35,300	505,909	$43,001,880
BNDW	Vanguard Total World Bond ETF	+21,767	123,765	$7,248,547
FNDA	Schwab Fundamental U.S. Small Company ETF	+16,538	101,249	$0
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+14,032	74,136	$2,728,241
AVGO	Broadcom Inc.	+10,838	11,827	$2,040,157
ASB	Associated Banc-Corp	+8,480	18,297	$394,117
EVMT	Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF	+4,330	38,596	$518,344
—		+2,536	14,606	$1,340,976
AAPL	Apple Inc.	+1,862	49,326	$11,492,958
ABBV	AbbVie Inc.	+1,180	16,186	$3,196,411
AMZN	Amazon Com Inc	+1,057	19,466	$3,627,099
QCOM	Qualcomm Inc/De	+1,049	6,051	$1,028,972
BAC	Bank Of America Corp /De/	+1,021	16,365	$649,363
MDY	Spdr S&P Midcap 400 ETF Trust	+1,007	43,102	$24,553,485
CRM	Salesforce, Inc.	+936	1,772	$485,014
AMAT	Applied Materials Inc /De	+877	4,867	$983,377
MET	Metlife Inc	+607	13,956	$1,151,090
ORCL	Oracle Corp	+587	4,954	$844,161
HIG	Hartford Insurance Group, Inc.	+529	3,374	$396,816
NOW	ServiceNow, Inc.	+514	775	$693,152
ANET	Arista Networks, Inc.	+492	1,865	$715,824
TT	Trane Technologies plc	+473	1,286	$499,906
TJX	Tjx Companies Inc /De/	+460	3,464	$407,158
JNJ	Johnson & Johnson	+451	10,339	$1,675,538
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	−588,363	1,135,670	$75,696,275
FBCG	Fidelity Blue Chip Growth ETF	−35,651	659,891	$28,924,497
WMT	Walmart Inc.	−2,742	19,310	$1,559,282
CVX	Chevron Corp	−2,231	9,019	$1,328,228
USB	US Bancorp \De\	−1,684	42,693	$1,952,350
VIG	Vanguard Dividend Appreciation ETF	−1,646	1,281	$253,714
CION	CION Investment Corp	−1,578	12,361	$147,095
FAB	First Trust Multi Cap Value AlphaDEX Fund	−1,424	153,512	$17,296,704
IVZ	Invesco Ltd.	−1,412	47,370	$2,395,500
PFE	Pfizer Inc	−1,359	17,475	$505,726
MO	Altria Group, Inc.	−1,347	22,040	$1,124,921
KO	Coca Cola Co	−1,279	15,424	$1,108,368
SPY	Spdr S&P 500 ETF Trust	−1,195	22,332	$12,813,208
AFGR	First Trust Active Factor Large Cap Growth ETF	−1,173	18,085	$818,165
FAAA	Fidelity AAA CLO ETF	−1,145	2,085,128	$97,458,882
FCAL	First Trust California Municipal High income ETF	−1,066	192,160	$9,984,633
DCH	Dauch Corp	−1,050	32,706	$202,123
CDNS	Cadence Design Systems Inc	−1,010	890	$241,216
T	At&T Inc.	−898	65,664	$1,444,608
BAB	Invesco Taxable Municipal Bond ETF	−742	63,358	$1,530,095
PEP	Pepsico Inc	−735	7,751	$1,318,057
TSLA	Tesla, Inc.	−676	3,396	$888,495
VEA	Vanguard FTSE Developed Markets ETF	−602	5,959	$314,694
GE	General Electric Co	−406	7,230	$1,363,433
MCD	Mcdonalds Corp	−349	5,579	$1,698,861
No positions match the current search.

New Positions

Positions the filer opened this quarter

19 positions

Ticker	Company	Shares	Value
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	495,546	$51,328,654
PLD	Prologis, Inc.	4,295	$542,372
MANH	Manhattan Associates Inc	1,890	$531,808
PLTR	Palantir Technologies Inc.	10,349	$384,982
DDOG	Datadog, Inc.	3,308	$380,618
CASY	Caseys General Stores Inc	697	$261,869
PHM	Pultegroup Inc/Mi/	1,807	$259,358
—		2,088	$244,901
GEHC	GE HealthCare Technologies Inc.	2,544	$238,754
LHX	L3harris Technologies, Inc. /De/	970	$230,733
NEE	Nextera Energy Inc	2,698	$228,061
AMD	Advanced Micro Devices Inc	1,360	$223,148
ACN	Accenture plc	629	$222,338
RCL	Royal Caribbean Cruises Ltd	1,247	$221,167
TXN	Texas Instruments Inc	1,066	$220,203
XEL	Xcel Energy Inc	3,292	$214,967
LNT	Alliant Energy Corp	3,530	$214,235
LIN	Linde PLC	442	$210,772
PANW	Palo Alto Networks Inc	615	$210,207
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
CRWD	CrowdStrike Holdings, Inc.	1,139	$436,453
BMI	Badger Meter Inc	1,492	$278,034
MCK	Mckesson Corp	474	$276,834
MSA	MSA Safety Inc	1,087	$204,019
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

156 tracked positions · $537,155,359 total · filing declares 200 positions · $543,574,601 · as of Sep 30, 2024

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 156 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
FAAA	Fidelity AAA CLO ETF	Reduced	2,085,128	-1,145	$97,458,882	+4.0%	18.14%
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	Reduced	1,135,670	-588,363	$75,696,275	−38.0%	14.09%
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	NEW	495,546	NEW	$51,328,654	NEW	9.56%
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Added	505,909	+35,300	$43,001,880	+12.8%	8.01%
FBCG	Fidelity Blue Chip Growth ETF	Reduced	659,891	-35,651	$28,924,497	−4.6%	5.38%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	43,102	+1,007	$24,553,485	+9.0%	4.57%
GROZ	Zacks Focus Growth ETF	Added	615,315	+194,497	$19,262,078	+56.5%	3.59%
FAB	First Trust Multi Cap Value AlphaDEX Fund	Reduced	153,512	-1,424	$17,296,704	+4.2%	3.22%
SPY	Spdr S&P 500 ETF Trust	Reduced	22,332	-1,195	$12,813,208	+0.1%	2.39%
AAPL	Apple Inc. Technology	Added	49,326	+1,862	$11,492,958	+15.0%	2.14%
FCAL	First Trust California Municipal High income ETF	Reduced	192,160	-1,066	$9,984,633	+1.2%	1.86%
NVDA	Nvidia Corp Technology	Reduced	73,009	-62	$8,866,212	−1.8%	1.65%
MSFT	Microsoft Corp Technology	Added	18,083	+235	$7,781,114	−2.5%	1.45%
BNDW	Vanguard Total World Bond ETF	Added	123,765	+21,767	$7,248,547	+26.1%	1.35%
WEC	Wec Energy Group, Inc. Utilities	Reduced	40,325	-37	$3,878,458	+22.5%	0.72%
GOOGL	Alphabet Inc. Communication Services	Added	23,318	+156	$3,875,742	−8.3%	0.72%
BILZ	PIMCO Ultra Short Government Active ETF	Added	55,752	+5	$3,830,884	+3.0%	0.71%
AMZN	Amazon Com Inc Consumer Cyclical	Added	19,466	+1,057	$3,627,099	+2.0%	0.68%
ABBV	AbbVie Inc. Healthcare	Added	16,186	+1,180	$3,196,411	+24.2%	0.60%
TACN	T. Rowe Price Active Core International Equity ETF	Reduced	78,137	-75	$3,109,035	+2.6%	0.58%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	16,136	+286	$2,794,755	+6.9%	0.52%
META	Meta Platforms, Inc. Communication Services	Added	4,853	+273	$2,778,051	+20.3%	0.52%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	74,136	+14,032	$2,728,241	+26.6%	0.51%
IVZ	Invesco Ltd. Financial Services	Reduced	47,370	-1,412	$2,395,500	+10.5%	0.45%
JPM	Jpmorgan Chase & Co Financial Services	Added	10,520	+201	$2,218,247	+6.3%	0.41%
BKF	iShares MSCI BIC ETF	Added	38,279	+361	$2,177,773	+5.9%	0.41%
AVGO	Broadcom Inc. Technology	Added	11,827	+10,838	$2,040,157	+28.5%	0.38%
USB	US Bancorp \De\ Financial Services	Reduced	42,693	-1,684	$1,952,350	+10.8%	0.36%
HD	Home Depot, Inc. Consumer Cyclical	Added	4,532	+368	$1,836,366	+28.1%	0.34%
CAT	Caterpillar Inc Industrials	Added	4,351	+126	$1,701,763	+20.9%	0.32%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	5,579	-349	$1,698,861	+12.5%	0.32%
JNJ	Johnson & Johnson Healthcare	Added	10,339	+451	$1,675,538	+15.9%	0.31%
ETN	Eaton Corp plc Industrials	Added	4,980	+6	$1,650,571	+5.8%	0.31%
XOM	ExxonMobil Holdings Corp Energy	Reduced	13,820	-5	$1,619,980	+1.8%	0.30%
WMT	Walmart Inc. Consumer Defensive	Reduced	19,310	-2,742	$1,559,282	+4.4%	0.29%
BAB	Invesco Taxable Municipal Bond ETF	Reduced	63,358	-742	$1,530,095	+0.8%	0.28%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	3,295	-34	$1,516,556	+12.0%	0.28%
V	Visa Inc. Financial Services	Reduced	5,332	-99	$1,466,033	+2.8%	0.27%
T	At&T Inc. Communication Services	Reduced	65,664	-898	$1,444,608	+13.6%	0.27%
GE	General Electric Co Industrials	Reduced	7,230	-406	$1,363,433	+12.3%	0.25%
LLY	ELI LILLY & Co Healthcare	Added	1,531	+244	$1,356,374	+16.4%	0.25%
		Added	14,606	+2,536	$1,340,976	+21.1%	0.25%
CVX	Chevron Corp Energy	Reduced	9,019	-2,231	$1,328,228	−24.5%	0.25%
PEP	Pepsico Inc Consumer Defensive	Reduced	7,751	-735	$1,318,057	−5.8%	0.25%
PH	Parker-Hannifin Corp Industrials	Added	2,057	+403	$1,299,653	+55.3%	0.24%
ABT	Abbott Laboratories Healthcare	Added	11,346	+50	$1,293,557	+10.2%	0.24%
CSCO	Cisco Systems, Inc. Technology	Added	24,135	+245	$1,284,464	+13.2%	0.24%
MRK	Merck & Co., Inc. Healthcare	Added	10,358	+376	$1,176,254	−4.8%	0.22%
MET	Metlife Inc Financial Services	Added	13,956	+607	$1,151,090	+22.9%	0.21%
MO	Altria Group, Inc. Consumer Defensive	Reduced	22,040	-1,347	$1,124,921	+5.6%	0.21%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.