Kowal Investment Group, LLC

CIK

1846786

Location

WAUKESHA, WI

Portfolio Value

Small $542,880,496

Diversification

Diversified

Filing Date

Global Rank

#2,961 / 7,447 ▲ 50 · as of Sep 2024

Top Industry

Semiconductors 10.1%

Period ended 2 years ago

Filed Oct 16, 2024 · 2y

16 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2024, never from the firm's own description.

Style

Concentrated

The top 10 positions are 70.4% of the book (60%+)

Turnover

Low turnover

23.6% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 9.4 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 72.1%; sector active share 64.6% against the combined 13F book's sector weights.

Over time 16 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

199 tracked positions · as of Sep 30, 2024 · Δ vs Jun 30, 2024

Top Position

18.0%

−6.4 pts

Top 5

54.7%

−6.6 pts

Top 10

70.4%

−3.2 pts

HHI

769

Diversified−338

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2024

Sector	% Portfolio	Value	Positions
Unclassified	76.7%	$416,450,329	77
Technology	7.6%	$41,284,847	24
Financial Services	3.0%	$16,512,422	21
Industrials	2.3%	$12,403,531	20
Healthcare	2.2%	$11,760,822	12
Consumer Defensive	2.0%	$11,123,394	9
Communication Services	2.0%	$10,881,065	9
Consumer Cyclical	1.7%	$9,402,496	9
Utilities	1.2%	$6,557,844	8
Energy	0.7%	$4,068,854	4
Real Estate	0.3%	$1,373,382	3
Basic Materials	0.2%	$1,061,510	3

Last Quarter's Activity

Export CSV

Sep 30, 2024 vs Jun 30, 2024

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ZECP	Zacks Earnings Consistent Portfolio ETF	+169,453	488,326	$15,058,997
SMIZ	Zacks Small/Mid Cap ETF	+25,044	126,989	$4,203,081
SCHE	Schwab Emerging Markets Equity ETF	+16,511	96,135	$2,805,219
IEFA	iShares Core MSCI EAFE ETF	+16,029	83,697	$6,532,550
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	+14,018	72,021	$2,427,827
AVGO	Broadcom Inc.	+10,838	11,827	$2,040,157
AGG	iShares Core U.S. Aggregate Bond ETF	+8,827	61,526	$6,230,738
ASB	Associated Banc-Corp	+8,480	18,297	$394,117
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	+7,731	53,795	$2,539,661
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+7,178	41,575	$2,453,756
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+6,858	28,395	$2,255,130
DGRO	iShares Core Dividend Growth ETF	+4,411	65,415	$4,100,866
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	+4,330	38,596	$518,344
—		+2,536	14,606	$1,340,976
CMF	iShares California Muni Bond ETF	+2,051	46,818	$2,720,593
AAPL	Apple Inc.	+1,862	49,326	$11,492,958
ABBV	AbbVie Inc.	+1,180	16,186	$3,196,411
AMZN	Amazon Com Inc	+1,057	19,466	$3,627,099
QCOM	Qualcomm Inc	+1,049	6,051	$1,028,972
BAC	Bank Of America Corp	+1,021	16,365	$649,363
MDY	Spdr S&P Midcap 400 ETF Trust	+1,007	43,102	$24,553,485
CRM	Salesforce, Inc.	+936	1,772	$485,014
AMAT	Applied Materials Inc	+877	4,867	$983,377
MET	Metlife Inc	+607	13,956	$1,151,090
ORCL	Oracle Corp	+587	4,954	$844,161
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FTCS	First Trust Capital Strength ETF	−575,869	34,716	$3,152,212
FBCG	Fidelity Covington Trust	−23,420	636,549	$27,225,200
FDL	First Trust Morningstar Dividend Leaders Index Fund	−8,933	848,683	$35,602,251
MUB	iShares National Muni Bond ETF	−5,319	73,490	$7,983,218
IJH	iShares Core S&P Mid-Cap ETF	−4,446	59,845	$3,729,540
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	−2,946	174,640	$33,410,378
WMT	Walmart Inc.	−2,742	19,310	$1,559,282
CVX	Chevron Corp	−2,231	9,019	$1,328,228
USB	US Bancorp De	−1,684	42,693	$1,952,350
VIG	Vanguard Specialized Funds	−1,646	1,281	$253,714
CION	CION Investment Corp	−1,578	12,361	$147,095
SPHD	Invesco Ltd.	−1,412	47,370	$2,395,500
PFE	Pfizer Inc	−1,359	17,475	$505,726
MO	Altria Group, Inc.	−1,347	22,040	$1,124,921
KO	Coca Cola Co	−1,279	15,424	$1,108,368
SPY	Spdr S&P 500 ETF Trust	−1,195	22,332	$12,813,208
FIXD	First Trust Smith Opportunistic Fixed Income ETF	−1,173	18,085	$818,165
FBND	Fidelity Total Bond ETF	−1,145	2,085,128	$97,458,882
FMB	First Trust Managed Municipal ETF	−1,066	192,160	$9,984,633
DCH	Dauch Corp	−1,050	32,706	$202,123
CDNS	Cadence Design Systems Inc	−1,010	890	$241,216
T	At&T Inc.	−898	65,664	$1,444,608
FXL	First Trust Technology AlphaDEX Fund	−747	50,150	$6,953,297
IJR	iShares Core S&P Small-Cap ETF	−743	20,854	$2,439,083
PZA	Invesco National AMT-Free Municipal Bond ETF	−742	63,358	$1,530,095
No positions match the current search.

New Positions

Positions the filer opened this quarter

24 positions

Ticker	Company	Shares	Value
BBUS	JPMORGAN BETABUILDERS U.S. EQUITY ETF	495,546	$51,328,654
ONEQ	Fidelity Nasdaq Composite Index ETF	14,009	$1,003,044
IGM	iShares Expanded Tech Sector ETF	6,404	$614,399
PLD	Prologis, Inc.	4,295	$542,372
MANH	Manhattan Associates Inc	1,890	$531,808
IWF	iShares Russell 1000 Growth ETF	1,402	$526,282
PLTR	Palantir Technologies Inc.	10,349	$384,982
DDOG	Datadog, Inc.	3,308	$380,618
CASY	Caseys General Stores Inc	697	$261,869
PHM	Pultegroup Inc	1,807	$259,358
—		2,088	$244,901
GEHC	GE HealthCare Technologies Inc.	2,544	$238,754
LHX	L3harris Technologies, Inc.	970	$230,733
IUSB	iShares Core Universal USD Bond ETF	4,874	$229,662
NEE	Nextera Energy Inc	2,698	$228,061
AMD	Advanced Micro Devices Inc	1,360	$223,148
ACN	Accenture plc	629	$222,338
RCL	Royal Caribbean Cruises Ltd	1,247	$221,167
TXN	Texas Instruments Inc	1,066	$220,203
XEL	Xcel Energy Inc	3,292	$214,967
LNT	Alliant Energy Corp	3,530	$214,235
IJJ	iShares S&P Mid-Cap 400 Value ETF	1,707	$211,019
LIN	Linde PLC	442	$210,772
PANW	Palo Alto Networks Inc	615	$210,207
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
FDLO	Fidelity Low Volatility Factor ETF	12,016	$685,392
CRWD	CrowdStrike Holdings, Inc.	1,139	$436,453
BMI	Badger Meter Inc	1,492	$278,034
MCK	Mckesson Corp	474	$276,834
MSA	MSA Safety Inc	1,087	$204,019
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

199 tracked positions · $542,880,496 total · filing declares 200 positions · $543,574,601 · as of Sep 30, 2024

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 199 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
FBND	Fidelity Total Bond ETF	Reduced	2,085,128	-1,145	$97,458,882	+4.0%	9	$45.32	17.95%
BBUS	JPMORGAN BETABUILDERS U.S. EQUITY ETF	NEW	495,546	NEW	$51,328,654	NEW	1	$99.76	9.45%
FDL	First Trust Morningstar Dividend Leaders Index Fund	Reduced	848,683	-8,933	$35,602,251	+9.4%	10	$35.93	6.56%
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	Reduced	174,640	-2,946	$33,410,378	−4.7%	9	$112.44	6.15%
FBCG	Fidelity Covington Trust	Reduced	636,549	-23,420	$27,225,200	−2.8%	3	$39.39	5.01%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	43,102	+1,007	$24,553,485	+9.0%	9	$453.49	4.52%
ZECP	Zacks Earnings Consistent Portfolio ETF	Added	488,326	+169,453	$15,058,997	+63.7%	8	$27.74	2.77%
SPY	Spdr S&P 500 ETF Trust	Reduced	22,332	-1,195	$12,813,208	+0.1%	16	before history	2.36%
AAPL	Apple Inc. Technology	Added	49,326	+1,862	$11,492,958	+15.0%	16	before history	2.12%
FMB	First Trust Managed Municipal ETF	Reduced	192,160	-1,066	$9,984,633	+1.2%	16	before history	1.84%
NVDA	Nvidia Corp Technology	Reduced	73,009	-62	$8,866,212	−1.8%	14	unpriced	1.63%
MUB	iShares National Muni Bond ETF	Reduced	73,490	-5,319	$7,983,218	−4.9%	6	unpriced	1.47%
MSFT	Microsoft Corp Technology	Added	18,083	+235	$7,781,114	−2.5%	16	before history	1.43%
FXL	First Trust Technology AlphaDEX Fund	Reduced	50,150	-747	$6,953,297	+0.3%	16	before history	1.28%
IEFA	iShares Core MSCI EAFE ETF	Added	83,697	+16,029	$6,532,550	+32.9%	16	before history	1.20%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	61,526	+8,827	$6,230,738	+21.8%	16	before history	1.15%
SMIZ	Zacks Small/Mid Cap ETF	Added	126,989	+25,044	$4,203,081	+35.2%	4	$29.23	0.77%
DGRO	iShares Core Dividend Growth ETF	Added	65,415	+4,411	$4,100,866	+16.7%	3	unpriced	0.76%
FTA	First Trust Large Cap Value AlphaDEX Fund	Added	49,735	+181	$3,935,530	+7.9%	16	before history	0.72%
WEC	Wec Energy Group, Inc. Utilities	Reduced	40,325	-37	$3,878,458	+22.5%	16	before history	0.71%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	59,845	-4,446	$3,729,540	−0.9%	16	before history	0.69%
AMZN	Amazon Com Inc Consumer Cyclical	Added	19,466	+1,057	$3,627,099	+2.0%	16	before history	0.67%
FAD	First Trust Multi Cap Growth AlphaDEX Fund	Reduced	26,846	-326	$3,586,625	+7.2%	16	before history	0.66%
FVD	First Trust Value Line Dividend Index Fund	Reduced	77,631	-615	$3,531,434	+10.8%	16	before history	0.65%
ABBV	AbbVie Inc. Healthcare	Added	16,186	+1,180	$3,196,411	+24.2%	16	before history	0.59%
FTCS	First Trust Capital Strength ETF	Reduced	34,716	-575,869	$3,152,212	−93.9%	16	before history	0.58%
EFG	iShares MSCI EAFE Growth ETF	Added	28,555	+168	$3,073,945	+5.9%	11	unpriced	0.57%
TCHP	T. Rowe Price Blue Chip Growth ETF	Reduced	72,651	-99	$2,879,885	+2.2%	16	before history	0.53%
GOOGL	Alphabet Inc. Communication Services	Added	17,010	+285	$2,821,108	−7.4%	16	before history	0.52%
SCHE	Schwab Emerging Markets Equity ETF	Added	96,135	+16,511	$2,805,219	+32.6%	9	unpriced	0.52%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	16,136	+286	$2,794,755	+6.9%	16	before history	0.51%
META	Meta Platforms, Inc. Communication Services	Added	4,853	+273	$2,778,051	+20.3%	7	$293.10	0.51%
CMF	iShares California Muni Bond ETF	Added	46,818	+2,051	$2,720,593	+6.8%	2	unpriced	0.50%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	Added	53,795	+7,731	$2,539,661	+21.4%	6	$45.84	0.47%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Added	41,575	+7,178	$2,453,756	+23.0%	3	$58.12	0.45%
IJR	iShares Core S&P Small-Cap ETF	Reduced	20,854	-743	$2,439,083	+5.9%	16	before history	0.45%
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	Added	72,021	+14,018	$2,427,827	+28.6%	9	unpriced	0.45%
SPHD	Invesco Ltd. Financial Services	Reduced	47,370	-1,412	$2,395,500	+10.5%	6	$39.98	0.44%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	28,395	+6,858	$2,255,130	+35.5%	15	unpriced	0.42%
JPM	Jpmorgan Chase & Co Financial Services	Added	10,520	+201	$2,218,247	+6.3%	16	before history	0.41%
AVGO	Broadcom Inc. Technology	Added	11,827	+10,838	$2,040,157	+28.5%	9	unpriced	0.38%
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	21,070	+173	$1,993,432	+4.7%	10	$92.45	0.37%
IGF	iShares Global Infrastructure ETF	Added	36,138	+173	$1,966,991	+14.1%	6	unpriced	0.36%
USB	US Bancorp De Financial Services	Reduced	42,693	-1,684	$1,952,350	+10.8%	15	$42.05	0.36%
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	Reduced	34,682	-168	$1,837,452	+1.3%	10	$51.13	0.34%
HD	Home Depot, Inc. Consumer Cyclical	Added	4,532	+368	$1,836,366	+28.1%	16	before history	0.34%
CAT	Caterpillar Inc Industrials	Added	4,351	+126	$1,701,763	+20.9%	14	$224.00	0.31%
FHLC	Fidelity MSCI Health Care Index ETF	Reduced	23,342	-215	$1,699,297	+5.2%	4	$61.08	0.31%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	5,579	-349	$1,698,861	+12.5%	16	before history	0.31%
JNJ	Johnson & Johnson Healthcare	Added	10,339	+451	$1,675,538	+15.9%	16	before history	0.31%

Showing the top 50 of 199 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.