EAGLE ROCK INVESTMENT COMPANY, LLC

Registered adviser

CIK

1911407

Location

ATLANTA, GA

Portfolio Value

Small $784,223,945

Diversification

Diversified

Filing Date

Global Rank

#2,863 / 8,816 ▲ 49 · as of Jun 2026

Top Industry

Semiconductors 15.1%

Period ended 25 days ago

Filed Oct 21, 2026 · 4d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 313832

Roster of Oct 1, 2026

Regulatory AUM

$786,723,457

Main clients

Individuals and high net worth (71% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$786,723,457	Individuals and high net worth (71%)
Mar 2025 to Feb 2026	$659,953,497	Individuals and high net worth (71%)
Feb 2024 to Feb 2025	$527,846,135	Individuals and high net worth (68%)
May 2023 to Jan 2024	$468,213,676	Individuals and high net worth (66%)
Mar 2023 to Apr 2023	$468,213,676	Individuals and high net worth (66%)
Apr 2022 to Feb 2023	$515,928,263	Individuals and high net worth (66%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 41.9%, 35.5 effective positions, active share 63.0% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

17.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.3 quarters (12+)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 63.0%; sector active share 14.0% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

156 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

9.1%

−0.1 pts

Top 5

26.7%

−1.8 pts

Top 10

42.3%

+0.4 pts

HHI

281

Diversified−0

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	28.6%	$224,623,006	23
Unclassified	15.4%	$120,766,801	40
Financial Services	15.1%	$118,103,704	25
Communication Services	12.3%	$96,188,821	8
Healthcare	12.1%	$94,936,325	21
Industrials	4.6%	$36,307,438	13
Consumer Cyclical	4.2%	$32,753,587	5
Energy	2.8%	$22,188,752	7
Consumer Defensive	2.5%	$19,794,543	7
Real Estate	1.2%	$9,733,272	1
Basic Materials	0.9%	$6,918,898	4
Utilities	0.2%	$1,908,798	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SYK	Stryker Corp	+19,374	49,939	$13,752,701
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+17,858	153,896	$7,288,514
—		+10,086	146,043	$0
CLX	Clorox Co	+9,381	49,928	$4,044,667
LTH	Life Time Group Holdings, Inc.	+6,200	131,291	$5,235,885
FBND	Fidelity Total Bond ETF	+5,796	101,947	$4,414,305
SF	Stifel Financial Corp	+5,500	25,612	$1,793,864
TTWO	Take Two Interactive Software Inc	+5,160	42,433	$8,804,847
CGXU	Capital Group International Focus Equity ETF	+4,267	29,952	$1,027,054
BNDX	Vanguard Total International Bond ETF	+4,063	23,325	$1,093,242
VTES	VANGUARD SHORT-TERM TAX-EXEMPT BOND ETF	+3,529	21,216	$2,091,897
FANG	Diamondback Energy, Inc.	+3,505	30,633	$5,630,651
SCHD	Schwab U.S. Dividend Equity ETF	+2,884	19,016	$618,590
AMZN	Amazon Com Inc	+2,709	57,769	$14,393,146
MSFT	Microsoft Corp	+2,602	54,510	$27,958,179
TMO	Thermo Fisher Scientific Inc.	+2,598	31,253	$21,097,337
DIS	Walt Disney Co	+2,057	75,120	$7,880,088
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+2,019	789,710	$55,398,156
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+1,825	207,355	$15,841,922
META	Meta Platforms, Inc.	+1,622	36,132	$26,202,203
WRB	Berkley W R Corp	+1,615	143,996	$9,725,489
PFE	Pfizer Inc	+1,572	91,495	$2,609,437
EFA	iShares MSCI EAFE ETF	+1,537	12,346	$1,282,625
BX	Blackstone Inc.	+1,361	34,870	$3,908,578
—		+1,234	4,981	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TRV	Travelers Companies, Inc.	−13,612	1,000	$356,510
COR	Cencora, Inc.	−12,635	19,995	$6,003,498
HCA	HCA Healthcare, Inc.	−9,470	1,755	$748,928
ADBE	Adobe Inc.	−8,371	8,654	$2,076,440
CMI	Cummins Inc	−7,281	6,766	$3,495,112
ORCL	Oracle Corp	−6,801	9,719	$1,334,418
UNH	Unitedhealth Group Inc	−6,440	6,020	$2,209,821
CVX	Chevron Corp	−5,994	43,605	$8,904,577
STZ	Constellation Brands, Inc.	−5,893	23,845	$2,695,915
KLAC	Kla Corp	−4,290	126,618	$24,681,646
IQV	Iqvia Holdings Inc.	−4,220	57,338	$15,415,321
VZ	Verizon Communications Inc	−2,244	151,674	$6,957,286
CSCO	Cisco Systems, Inc.	−2,190	127,862	$13,761,787
LYG	Lloyds Banking Group plc	−2,059	91,700	$516,271
AVGO	Broadcom Inc.	−1,905	105,317	$36,986,277
NEM	NEWMONT Corp	−1,852	16,887	$1,947,746
LPLA	LPL Financial Holdings Inc.	−1,699	5,671	$1,734,191
IBM	International Business Machines Corp	−1,398	11,853	$2,606,830
C	Citigroup Inc	−1,361	49,689	$6,433,731
EVTR	Eaton Vance Total Return Bond ETF	−1,300	5,013	$241,576
LMT	Lockheed Martin Corp	−918	1,659	$844,845
PGR	Progressive Corp	−857	2,372	$491,739
STX	Seagate Technology Holdings plc	−602	1,800	$1,660,212
GOOGL	Alphabet Inc.	−576	122,054	$41,996,340
GLD	Spdr Gold Trust	−494	1,577	$600,584
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
NVDA	Nvidia Corp	40,463	$9,240,939
CRH	Crh Public Ltd Co	52,319	$4,332,013
SPGI	S&P Global Inc.	7,451	$2,939,195
MINO	PIMCO Municipal Income Opportunities Active Exchange-Traded Fund	20,410	$869,261
IVV	iShares Core S&P 500 ETF	873	$668,587
SKHY	SK hynix Inc.	1,640	$302,006
IDEV	iShares Core MSCI International Developed Markets ETF	2,642	$236,406
NVO	Novo Nordisk A S	5,946	$225,412
SE	Sea Ltd	2,155	$209,810
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
NKE	NIKE, Inc.	31,910	$1,309,905
WD	Walker & Dunlop, Inc.	20,178	$1,103,736
—		19,149	$468,576
SSNC	SS&C Technologies Holdings Inc	7,125	$442,106
NSC	Norfolk Southern Corp	940	$295,714
RTO	Rentokil Initial PLC	9,308	$266,301
PPA	Victory Portfolios II	1,441	$254,552
DUK	Duke Energy CORP	1,685	$213,287
GS	Goldman Sachs Group Inc	200	$202,274
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

156 tracked positions · $784,223,945 total · filing declares 156 positions · $799,040,524 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 156 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	789,710	+2,019	$55,398,156	−4.2%	7.06%
GOOGL	Alphabet Inc. Communication Services	Reduced	122,054	-576	$41,996,340	−4.2%	5.36%
AVGO	Broadcom Inc. Technology	Reduced	105,317	-1,905	$36,986,277	−8.7%	4.72%
MSFT	Microsoft Corp Technology	Added	54,510	+2,602	$27,958,179	+44.4%	3.57%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	60,618	+102	$27,653,325	−4.3%	3.53%
META	Meta Platforms, Inc. Communication Services	Added	36,132	+1,622	$26,202,203	+34.8%	3.34%
AAPL	Apple Inc. Technology	Reduced	78,444	-379	$26,123,420	+14.5%	3.33%
KLAC	Kla Corp Technology	Reduced	126,618	-4,290	$24,681,646	−37.5%	3.15%
MU	Micron Technology Inc Technology	Reduced	21,235	-33	$22,617,610	−7.9%	2.88%
JPM	Jpmorgan Chase & Co Financial Services	Added	67,657	+366	$22,382,965	+1.6%	2.85%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	31,253	+2,598	$21,097,337	+46.9%	2.69%
V	Visa Inc. Financial Services	Added	51,972	+654	$18,675,098	+6.1%	2.38%
CB	Chubb Ltd Financial Services	Added	56,349	+773	$18,327,512	−3.2%	2.34%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	207,355	+1,825	$15,841,922	−1.1%	2.02%
IQV	Iqvia Holdings Inc. Healthcare	Reduced	57,338	-4,220	$15,415,321	+29.6%	1.97%
AMZN	Amazon Com Inc Consumer Cyclical	Added	57,769	+2,709	$14,393,146	+9.7%	1.84%
CSCO	Cisco Systems, Inc. Technology	Reduced	127,862	-2,190	$13,761,787	−9.9%	1.75%
SYK	Stryker Corp Healthcare	Added	49,939	+19,374	$13,752,701	+42.9%	1.75%
AXP	American Express Co Financial Services	Reduced	44,594	-68	$13,561,035	−10.2%	1.73%
URI	United Rentals, Inc. Industrials	Added	12,753	+1,091	$12,762,947	−3.4%	1.63%
AZO	Autozone Inc Consumer Cyclical	Added	4,433	+134	$12,545,478	−8.7%	1.60%
AMAT	Applied Materials Inc Technology	Added	21,966	+469	$11,232,973	−27.7%	1.43%
JNJ	Johnson & Johnson Healthcare	Reduced	38,519	-112	$10,197,520	+3.9%	1.30%
CBRE	Cbre Group, Inc. Real Estate	Reduced	75,763	-165	$9,733,272	−4.8%	1.24%
WRB	Berkley W R Corp Financial Services	Added	143,996	+1,615	$9,725,489	−3.2%	1.24%
NVDA	Nvidia Corp Technology	NEW	40,463	NEW	$9,240,939	NEW	1.18%
CVX	Chevron Corp Energy	Reduced	43,605	-5,994	$8,904,577	+8.3%	1.14%
TTWO	Take Two Interactive Software Inc Communication Services	Added	42,433	+5,160	$8,804,847	−5.5%	1.12%
DIS	Walt Disney Co Communication Services	Added	75,120	+2,057	$7,880,088	+12.1%	1.00%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	153,896	+17,858	$7,288,514	+5.9%	0.93%
ETN	Eaton Corp plc Industrials	Reduced	16,636	-455	$7,148,655	−1.8%	0.91%
VZ	Verizon Communications Inc Communication Services	Reduced	151,674	-2,244	$6,957,286	+6.8%	0.89%
C	Citigroup Inc Financial Services	Reduced	49,689	-1,361	$6,433,731	−10.0%	0.82%
APO	Apollo Global Management, Inc. Financial Services	Added	54,175	+1,034	$6,287,550	+0.0%	0.80%
DG	Dollar General Corp Consumer Defensive	Added	51,444	+563	$6,151,673	+5.0%	0.78%
COR	Cencora, Inc. Healthcare	Reduced	19,995	-12,635	$6,003,498	−35.0%	0.77%
FANG	Diamondback Energy, Inc. Energy	Added	30,633	+3,505	$5,630,651	+18.1%	0.72%
CAT	Caterpillar Inc Industrials	Held	6,700	0	$5,432,293	−23.9%	0.69%
LTH	Life Time Group Holdings, Inc. Consumer Cyclical	Added	131,291	+6,200	$5,235,885	+2.5%	0.67%
PANW	Palo Alto Networks Inc Technology	Added	13,091	+1,000	$5,201,185	+26.1%	0.66%
MCK	Mckesson Corp Healthcare	Added	5,980	+182	$5,105,783	+16.5%	0.65%
SUB	iShares Short-Term National Muni Bond ETF	Reduced	44,572	-259	$4,659,556	−2.4%	0.59%
COF	Capital One Financial Corp Financial Services	Reduced	23,498	-360	$4,536,758	−5.2%	0.58%
FBND	Fidelity Total Bond ETF	Added	101,947	+5,796	$4,414,305	+0.9%	0.56%
MRK	Merck & Co., Inc. Healthcare	Reduced	29,868	-45	$4,340,119	+12.9%	0.55%
CRH	Crh Public Ltd Co Basic Materials	NEW	52,319	NEW	$4,332,013	NEW	0.55%
CLX	Clorox Co Consumer Defensive	Added	49,928	+9,381	$4,044,667	+4.5%	0.52%
BX	Blackstone Inc. Financial Services	Added	34,870	+1,361	$3,908,578	−0.9%	0.50%
MUB	iShares National Muni Bond ETF	Added	36,946	+279	$3,735,240	−5.3%	0.48%
GOOG	Alphabet Inc. Communication Services	Held	10,877	0	$3,706,228	−3.6%	0.47%

Showing the top 50 of 156 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.