Empire Financial Management Company, LLC

CIK

1971875

Location

NEW YORK, NY

Portfolio Value

Small $342,217,634

Diversification

Diversified

Filing Date

Global Rank

#3,221 / 8,622 ▼ 47 · as of Mar 2026

Top Industry

Drug Manufacturers - General 10.7%

3Y Alpha vs SPY

-2.9%

Period ended 4 months ago

Filed May 18, 2026 · 2mo

13 quarters · since Mar 2023

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+60.9%

SPY

+67.9%

Annualised alpha

-1.7%

Max drawdown

−14.8%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

150 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

4.1%

−0.5 pts

Top 5

17.5%

−2.0 pts

Top 10

29.5%

−2.6 pts

HHI

154

Diversified−15

Portfolio Trend

13 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Healthcare	18.3%	$62,466,693	25
Technology	17.8%	$60,887,928	19
Financial Services	15.9%	$54,324,726	24
Industrials	14.8%	$50,525,927	20
Energy	8.7%	$29,637,355	11
Utilities	7.2%	$24,652,442	15
Consumer Cyclical	6.9%	$23,750,186	10
Consumer Defensive	4.7%	$16,183,762	11
Communication Services	4.0%	$13,530,880	7
Unclassified	1.0%	$3,371,420	3
Basic Materials	0.5%	$1,666,430	3
Real Estate	0.4%	$1,219,885	2

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
TLSI	TriSalus Life Sciences, Inc.	+228,248	300,275	$1,201,100
QTRX	Quanterix Corp	+118,238	736,068	$2,590,959
CYRX	Cryoport, Inc.	+98,714	502,575	$4,161,321
ET	Energy Transfer LP	+44,137	360,835	$6,964,115
HON	Honeywell International Inc	+17,580	47,447	$10,724,447
NU	Nu Holdings Ltd.	+5,583	96,627	$1,388,529
PHYS	Sprott Physical Gold Trust	+4,281	165,507	$5,865,568
LLY	ELI LILLY & Co	+2,919	12,369	$11,376,635
THW	abrdn World Healthcare Fund	+2,265	63,694	$743,308
HAL	Halliburton Co	+2,101	80,705	$3,146,687
BIPH	Brookfield Infrastructure Partners L.P.	+1,951	42,743	$1,543,877
MKC	Mccormick & Co Inc	+1,641	28,192	$1,422,004
PAYX	Paychex Inc	+1,454	17,315	$1,595,057
WRB	Berkley W R Corp	+1,446	23,604	$1,564,473
AOS	Smith A O Corp	+1,342	23,690	$1,562,118
AMD	Advanced Micro Devices Inc	+1,322	20,202	$4,109,692
MDT	Medtronic plc	+1,216	34,034	$2,949,046
QCOM	Qualcomm Inc/De	+1,182	16,412	$2,113,537
J	Jacobs Solutions Inc.	+1,138	16,104	$2,049,717
DUK	Duke Energy CORP	+1,028	30,653	$4,013,703
ABBV	AbbVie Inc.	+988	29,469	$6,409,212
HD	Home Depot, Inc.	+884	14,132	$4,647,873
DPZ	Dominos Pizza Inc	+881	5,267	$1,889,746
UBER	Uber Technologies, Inc	+835	24,494	$1,761,853
COP	Conocophillips	+687	27,501	$3,630,132
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
VNDA	Vanda Pharmaceuticals Inc.	−186,000	922,245	$6,372,712
PFE	Pfizer Inc	−73,010	57,831	$1,623,894
ZG	Zillow Group, Inc.	−42,900	20,400	$844,356
RIGL	Rigel Pharmaceuticals Inc	−31,000	45,445	$1,228,832
SLV	iShares Silver Trust	−26,546	22,001	$1,499,148
GOOGL	Alphabet Inc.	−19,538	25,490	$7,329,904
LYFT	Lyft, Inc.	−12,000	86,500	$1,150,450
BAC	Bank Of America Corp /De/	−10,383	128,155	$6,247,556
MRK	Merck & Co., Inc.	−7,623	39,960	$4,806,788
KMI	Kinder Morgan, Inc.	−6,000	90,200	$3,024,406
UL	Unilever PLC	−5,888	7,040	$401,068
GSK	GSK plc	−5,754	8,212	$453,220
AAPL	Apple Inc.	−5,541	54,885	$13,929,264
CL	Colgate Palmolive Co	−4,500	13,518	$1,152,139
ABT	Abbott Laboratories	−4,302	24,424	$2,507,612
AMZN	Amazon Com Inc	−3,890	58,362	$12,155,053
TRV	Travelers Companies, Inc.	−3,482	12,803	$3,734,379
MPLX	Mplx LP	−3,000	60,321	$3,442,519
ORCL	Oracle Corp	−2,667	12,039	$1,771,057
AXP	American Express Co	−1,947	13,087	$3,958,555
MSFT	Microsoft Corp	−1,874	25,216	$9,334,206
PG	PROCTER & GAMBLE Co	−1,500	21,624	$3,123,370
RTX	RTX Corp	−1,407	44,150	$8,516,535
JNJ	Johnson & Johnson	−1,405	14,831	$3,625,289
GS	Goldman Sachs Group Inc	−906	3,733	$3,158,080
No positions match the current search.

New Positions

Positions the filer opened this quarter

14 positions

Ticker	Company	Shares	Value
CRM	Salesforce, Inc.	23,825	$4,447,412
NFLX	Netflix Inc	23,615	$2,270,582
REGN	Regeneron Pharmaceuticals, Inc.	1,826	$1,410,840
AZN	Astrazeneca PLC	6,000	$1,183,320
LIFE	Ethos Technologies Inc.	102,500	$1,144,925
FRT	Federal Realty Investment Trust	9,529	$1,012,075
SCHW	Schwab Charles Corp	5,000	$469,900
MU	Micron Technology Inc	1,200	$405,408
GIS	General Mills Inc	10,724	$399,147
WMB	Williams Companies, Inc.	3,102	$225,763
PNW	Pinnacle West Capital Corp	2,186	$220,239
EQIX	Equinix Inc	212	$207,810
FIX	Comfort Systems USA Inc	150	$206,848
ETR	Entergy Corp /De/	1,806	$202,922
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
CG	Carlyle Group Inc.	36,500	$2,157,515
TPL	Texas Pacific Land Corp	3,396	$975,399
FCX	Freeport-Mcmoran Inc	16,172	$821,375
BCRX	Biocryst Pharmaceuticals Inc	100,000	$780,000
OLMA	Olema Pharmaceuticals, Inc.	25,000	$625,000
INVH	Invitation Homes Inc.	21,234	$590,092
OXY	Occidental Petroleum Corp /De/	10,358	$425,920
SOLS	Solstice Advanced Materials Inc.	7,507	$364,690
PSLV	Sprott Physical Silver Trust	14,000	$331,100
PLTR	Palantir Technologies Inc.	1,370	$243,517
CPB	CAMPBELL'S Co	8,507	$237,090
IBIT	iShares Bitcoin Trust ETF	4,079	$202,522
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

150 tracked positions · $342,217,634 total · filing declares 211 positions · $442,330,368 · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 150 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	54,885	-5,541	$13,929,264	−15.2%	4.07%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	58,362	-3,890	$12,155,053	−15.4%	3.55%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	39,241	-370	$11,543,132	−9.6%	3.37%
LLY	ELI LILLY & Co Healthcare	Added	12,369	+2,919	$11,376,635	+12.0%	3.32%
HON	Honeywell International Inc Industrials	Added	47,447	+17,580	$10,724,447	+84.1%	3.13%
MSFT	Microsoft Corp Technology	Reduced	25,216	-1,874	$9,334,206	−28.8%	2.73%
BA	Boeing Co Industrials	Reduced	45,856	-373	$9,126,719	−9.1%	2.67%
RTX	RTX Corp Industrials	Reduced	44,150	-1,407	$8,516,535	+1.9%	2.49%
GOOGL	Alphabet Inc. Communication Services	Reduced	25,490	-19,538	$7,329,904	−48.0%	2.14%
ET	Energy Transfer LP Energy	Added	360,835	+44,137	$6,964,115	+33.4%	2.03%
ABBV	AbbVie Inc. Healthcare	Added	29,469	+988	$6,409,212	−1.5%	1.87%
VNDA	Vanda Pharmaceuticals Inc. Healthcare	Reduced	922,245	-186,000	$6,372,712	−34.8%	1.86%
IBM	International Business Machines Corp Technology	Reduced	25,970	-30	$6,294,868	−18.3%	1.84%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	128,155	-10,383	$6,247,556	−18.0%	1.83%
PHYS	Sprott Physical Gold Trust Financial Services	Added	165,507	+4,281	$5,865,568	+10.2%	1.71%
CVX	Chevron Corp Energy	Added	24,192	+517	$5,005,324	+38.7%	1.46%
MRK	Merck & Co., Inc. Healthcare	Reduced	39,960	-7,623	$4,806,788	−4.0%	1.40%
CEG	Constellation Energy Corp Utilities	Held	17,118	0	$4,780,201	−21.0%	1.40%
HD	Home Depot, Inc. Consumer Cyclical	Added	14,132	+884	$4,647,873	+2.0%	1.36%
CRM	Salesforce, Inc. Technology	NEW	23,825	NEW	$4,447,412	NEW	1.30%
AVGO	Broadcom Inc. Technology	Added	13,861	+76	$4,290,118	−10.1%	1.25%
CB	Chubb Ltd Financial Services	Added	12,983	+353	$4,231,549	+7.3%	1.24%
CYRX	Cryoport, Inc. Industrials	Added	502,575	+98,714	$4,161,321	+7.3%	1.22%
AMD	Advanced Micro Devices Inc Technology	Added	20,202	+1,322	$4,109,692	+1.6%	1.20%
DUK	Duke Energy CORP Utilities	Added	30,653	+1,028	$4,013,703	+15.6%	1.17%
AXP	American Express Co Financial Services	Reduced	13,087	-1,947	$3,958,555	−28.8%	1.16%
TRV	Travelers Companies, Inc. Financial Services	Reduced	12,803	-3,482	$3,734,379	−20.9%	1.09%
AMGN	Amgen Inc Healthcare	Added	10,406	+254	$3,661,351	+10.2%	1.07%
COP	Conocophillips Energy	Added	27,501	+687	$3,630,132	+44.6%	1.06%
JNJ	Johnson & Johnson Healthcare	Reduced	14,831	-1,405	$3,625,289	+7.9%	1.06%
MPLX	Mplx LP Energy	Reduced	60,321	-3,000	$3,442,519	+1.9%	1.01%
HSY	Hershey Co Consumer Defensive	Added	16,540	+514	$3,438,500	+17.9%	1.00%
NVDA	Nvidia Corp Technology	Added	19,400	+483	$3,383,360	−4.1%	0.99%
PEG	Public Service Enterprise Group Inc Utilities	Held	41,416	0	$3,352,625	+0.8%	0.98%
GS	Goldman Sachs Group Inc Financial Services	Reduced	3,733	-906	$3,158,080	−22.6%	0.92%
HAL	Halliburton Co Energy	Added	80,705	+2,101	$3,146,687	+41.7%	0.92%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	21,624	-1,500	$3,123,370	−5.7%	0.91%
KRMD	KORU Medical Systems, Inc. Healthcare	Held	703,139	0	$3,037,560	−25.6%	0.89%
KMI	Kinder Morgan, Inc. Energy	Reduced	90,200	-6,000	$3,024,406	+14.4%	0.88%
MDT	Medtronic plc Healthcare	Added	34,034	+1,216	$2,949,046	−6.5%	0.86%
EXC	Exelon Corp Utilities	Held	56,701	0	$2,779,483	+12.5%	0.81%
NSC	Norfolk Southern Corp Industrials	Added	9,616	+223	$2,759,792	+1.8%	0.81%
XOM	ExxonMobil Holdings Corp Energy	Held	16,028	0	$2,719,310	+41.0%	0.79%
ADP	Automatic Data Processing Inc Technology	Held	13,031	0	$2,647,638	−21.0%	0.77%
QTRX	Quanterix Corp Healthcare	Added	736,068	+118,238	$2,590,959	−34.1%	0.76%
ABT	Abbott Laboratories Healthcare	Reduced	24,424	-4,302	$2,507,612	−30.3%	0.73%
NVS	Novartis AG Healthcare	Reduced	15,997	-487	$2,443,541	+7.5%	0.71%
NFLX	Netflix Inc Communication Services	NEW	23,615	NEW	$2,270,582	NEW	0.66%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	4,462	+404	$2,138,190	+4.8%	0.62%
QCOM	Qualcomm Inc/De Technology	Added	16,412	+1,182	$2,113,537	−18.9%	0.62%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.