NWM ADVISORS, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Mar 2026 to Oct 2026 | $329,057,624 | Individuals and high net worth (87%) |
| Mar 2025 to Feb 2026 | $293,626,427 | Individuals and high net worth (86%) |
| Mar 2024 to Feb 2025 | $247,834,533 | Individuals and high net worth (85%) |
| May 2023 to Feb 2024 | $211,225,524 | Individuals and high net worth (83%) |
| Apr 2023 | $211,225,524 | Individuals and high net worth (83%) |
| Mar 2022 to Mar 2023 | $247,120,840 | Individuals and high net worth (82%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Closest benchmark: the Dow Jones Industrial Average as of 2026-07-31, active share 83.1%; sector active share 63.2% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
23 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Portfolio Trend
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 71.0% | $90,205,994 |
| Financial Services | 16.0% | $20,291,126 |
| Technology | 11.1% | $14,054,923 |
| Industrials | 1.7% | $2,116,709 |
| Consumer Defensive | 0.2% | $306,834 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VO | VANGUARD MID-CAP INDEX FUND | +76,277 | 97,027 | $7,817,465 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +27,323 | 31,150 | $3,723,048 | |
| SCHA | Schwab U.S. Small-Cap ETF | +11,088 | 207,566 | $7,499,359 | |
| IVOO | VANGUARD S&P MID-CAP 400 INDEX FUND | +10,416 | 121,546 | $15,849,598 | |
| ALAI | Alger ETF Trust | +5,371 | 79,266 | $3,617,700 | |
| — | +2,172 | 4,344 | $243,959 | ||
| FDL | First Trust Morningstar Dividend Leaders Index Fund | +2,111 | 18,361 | $893,446 | |
| BRK-B | Berkshire Hathaway Inc | +872 | 21,092 | $10,554,225 | |
| V | Visa Inc. | +725 | 13,821 | $4,741,846 | |
| MSFT | Microsoft Corp | +680 | 10,588 | $3,949,535 | |
| JPM | Jpmorgan Chase & Co | +255 | 15,260 | $4,995,055 | |
| VCRM | Vanguard Municipal Bond Funds | +118 | 30,615 | $2,338,986 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| INVN | Alger Russell Innovation ETF | −95,201 | 77,907 | $1,669,391 | |
| NVDA | Nvidia Corp | −1,859 | 22,606 | $4,523,234 | |
| VOO | VANGUARD 500 INDEX FUND | −576 | 53,991 | $37,081,558 | |
| AAPL | Apple Inc. | −527 | 18,247 | $5,279,951 | |
| QTEC | First Trust NASDAQ-100-Technology Sector Index Fund | −226 | 19,513 | $6,530,805 | |
| COST | Costco Wholesale Corp | −65 | 328 | $306,834 | |
| SPY | Spdr S&P 500 ETF Trust | −53 | 3,578 | $2,671,943 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CRWD | CrowdStrike Holdings, Inc. | 396 | $302,203 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| PLTR | Palantir Technologies Inc. | 8,101 | $1,185,014 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 53,991 | $37,081,558 | 29.20% | |
| IVOO |
VANGUARD S&P MID-CAP 400 INDEX FUND
|
Added | 121,546 | $15,849,598 | 12.48% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 21,092 | $10,554,225 | 8.31% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
Added | 97,027 | $7,817,465 | 6.16% | |
| SCHA |
Schwab U.S. Small-Cap ETF
|
Added | 207,566 | $7,499,359 | 5.91% | |
| QTEC |
First Trust NASDAQ-100-Technology Sector Index Fund
|
Reduced | 19,513 | $6,530,805 | 5.14% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 18,247 | $5,279,951 | 4.16% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 15,260 | $4,995,055 | 3.93% | |
| V |
Visa Inc.
Financial Services
|
Added | 13,821 | $4,741,846 | 3.73% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 22,606 | $4,523,234 | 3.56% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 10,588 | $3,949,535 | 3.11% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Added | 31,150 | $3,723,048 | 2.93% | |
| ALAI |
Alger ETF Trust
|
Added | 79,266 | $3,617,700 | 2.85% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 3,578 | $2,671,943 | 2.10% | |
| VCRM |
Vanguard Municipal Bond Funds
|
Added | 30,615 | $2,338,986 | 1.84% | |
| UPS |
United Parcel Service Inc
Industrials
|
Held | 15,718 | $1,689,685 | 1.33% | |
| INVN |
Alger Russell Innovation ETF
|
Reduced | 77,907 | $1,669,391 | 1.31% | |
| FDL |
First Trust Morningstar Dividend Leaders Index Fund
|
Added | 18,361 | $893,446 | 0.70% | |
| CAT |
Caterpillar Inc
Industrials
|
Held | 401 | $427,024 | 0.34% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Reduced | 328 | $306,834 | 0.24% | |
| CRWD |
CrowdStrike Holdings, Inc.
Technology
|
NEW | 396 | $302,203 | 0.24% | |
| XLE |
State Street(R) Energy Select Sector SPDR(R) ETF
|
Held | 5,060 | $268,736 | 0.21% | |
|
|
Added | 4,344 | $243,959 | 0.19% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.