ROTHSCHILD & CO ASSET MANAGEMENT US INC.

CIK

71259

Location

New York, NY

Portfolio Value

Small $567,415,306

Diversification

Diversified

Filing Date

Global Rank

#396 / 6,944 ▲ 11

Top Industry

Banks - Diversified 7.0%

3Y Alpha vs SPY

-1.2%

Period ended 3 years ago

Filed Feb 14, 2023 · 3y

12 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+71.2%

SPY

+76.3%

Annualised alpha

-1.2%

Max drawdown

−17.1%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

224 positions · as of Dec 31, 2022 · Δ vs Sep 30, 2022

Top Position

3.6%

+0.4 pts

Top 5

13.2%

+0.2 pts

Top 10

22.6%

−0.5 pts

HHI

133

Diversified+4

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2022

Sector	% Portfolio	Value	Positions
Financial Services	19.0%	$1,168,433,623	33
Healthcare	18.3%	$1,127,903,937	42
Industrials	13.5%	$829,472,520	25
Energy	9.2%	$567,415,306	10
Technology	7.8%	$481,542,571	33
Communication Services	7.2%	$446,768,646	11
Consumer Defensive	6.3%	$388,932,928	13
Consumer Cyclical	5.1%	$311,632,494	23
Utilities	4.9%	$300,436,787	7
Real Estate	4.7%	$288,285,225	14
Basic Materials	4.0%	$243,845,173	11
Unclassified	0.1%	$8,479,619	2

Last Quarter's Activity

Export CSV

Dec 31, 2022 vs Sep 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PYPL	PayPal Holdings, Inc.	+1,129,158	1,174,400	$83,640,768
BSX	Boston Scientific Corp	+1,001,388	2,225,689	$102,982,630
FOXA	Fox Corp	+318,693	2,066,943	$62,773,058
HOMB	Home Bancshares Inc	+289,974	650,549	$14,826,011
WOOF	Petco Health & Wellness Company, Inc.	+204,252	857,207	$8,126,322
DIS	Walt Disney Co	+173,465	1,035,775	$89,988,132
IIIV	i3 Verticals, Inc.	+133,102	310,728	$7,563,119
NEE	Nextera Energy Inc	+111,840	759,940	$63,530,984
AMT	American Tower Corp /Ma/	+107,051	425,096	$90,060,838
ICE	Intercontinental Exchange, Inc.	+89,433	405,355	$41,585,369
BAC	Bank Of America Corp /De/	+82,171	4,529,660	$150,022,339
DUK	Duke Energy CORP	+78,135	1,038,955	$107,001,975
MGY	Magnolia Oil & Gas Corp	+76,029	561,032	$13,156,200
CSX	Csx Corp	+55,677	2,402,374	$74,425,546
SLB	Slb Limited/Nv	+44,483	2,099,718	$112,250,924
MRVL	Marvell Technology, Inc.	+42,656	204,596	$7,578,235
XEL	Xcel Energy Inc	+42,044	1,259,733	$88,319,880
GOOGL	Alphabet Inc.	+41,191	1,441,578	$127,190,426
WFC	Wells Fargo & Company/Mn	+38,759	2,437,976	$100,664,029
PHAT	Phathom Pharmaceuticals, Inc.	+38,230	245,658	$2,756,282
SBCF	Seacoast Banking Corp Of Florida	+37,895	239,687	$7,475,837
GM	General Motors Co	+31,334	1,748,566	$58,821,760
VZ	Verizon Communications Inc	+30,483	987,211	$38,896,113
CSCO	Cisco Systems, Inc.	+30,429	662,695	$31,570,789
BMY	Bristol Myers Squibb Co	+29,296	1,482,940	$106,697,533
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CMCSA	Comcast Corp	−650,570	1,113,692	$36,500,252
BAX	Baxter International Inc	−645,408	548,665	$27,965,455
COP	Conocophillips	−231,909	1,100,653	$129,877,054
KSS	KOHLS Corp	−228,723	34,133	$861,858
TXT	Textron Inc	−199,862	908,735	$64,338,438
SCHW	Schwab Charles Corp	−118,331	1,390,283	$115,754,962
HST	Host Hotels & Resorts, Inc.	−110,932	305,435	$4,902,231
PFGC	Performance Food Group Co	−84,906	160,540	$9,373,930
PWR	Quanta Services, Inc.	−74,376	781,219	$111,323,707
GLDD	Great Lakes Dredge & Dock CORP	−60,541	978,277	$5,820,748
ATKR	Atkore Inc.	−58,477	120,511	$13,668,357
BRX	Brixmor Property Group Inc.	−53,796	512,087	$11,609,012
FOLD	AMICUS THERAPEUTICS, INC.	−47,732	666,214	$8,134,472
BJ	BJ's Wholesale Club Holdings, Inc.	−44,089	127,729	$8,450,550
AVNT	Avient Corp	−43,364	107,296	$3,622,312
LLY	ELI LILLY & Co	−41,158	274,285	$100,344,424
GPK	Graphic Packaging Holding Co	−40,782	318,843	$7,094,256
AEO	American Eagle Outfitters Inc	−37,662	613,045	$8,558,108
RDN	Radian Group Inc	−37,276	469,264	$8,948,864
BOX	Box Inc	−37,166	525,296	$16,352,464
BLMN	Bloomin' Brands, Inc.	−33,255	496,588	$9,991,350
NI	Nisource Inc.	−33,027	261,686	$7,175,430
UCB	United Community Banks Inc	−32,159	215,130	$7,271,394
IOVA	Iovance Biotherapeutics, Inc.	−31,948	418,929	$2,676,956
AES	Aes Corp	−31,626	249,021	$7,161,843
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
ASO	Academy Sports & Outdoors, Inc.	174,986	$9,193,764
LNTH	Lantheus Holdings, Inc.	173,614	$8,847,369
EPC	EDGEWELL PERSONAL CARE Co	191,209	$7,369,194
HFWA	Heritage Financial Corp /Wa/	163,963	$5,023,826
CRM	Salesforce, Inc.	27,042	$3,585,498
ANIP	Ani Pharmaceuticals Inc	34,924	$1,404,992
FRME	First Merchants Corp	31,599	$1,299,034
MITK	Mitek Systems Inc	70,781	$685,867
CVX	Chevron Corp	1,195	$214,490
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
GPN	Global Payments Inc	536,813	$58,002,644
WTFC	Wintrust Financial Corp	126,870	$10,346,248
INTC	Intel Corp	333,649	$8,598,134
GNRC	Generac Holdings Inc.	29,885	$5,323,713
CDW	CDW Corp	26,514	$4,138,305
RH	Rh	11,776	$2,897,720
DLX	Deluxe Corp	154,384	$2,570,493
HBNC	Horizon Bancorp Inc /In/	84,095	$1,510,346
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

10 positions · $567,415,306 total · Energy only · as of Dec 31, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
XOM	Exxon Mobil Corp Energy	Added	1,983,811	+28,950	$218,814,353	+28.2%	38.56%
COP	Conocophillips Energy	Reduced	1,100,653	-231,909	$129,877,054	−4.8%	22.89%
SLB	Slb Limited/Nv Energy	Added	2,099,718	+44,483	$112,250,924	+52.1%	19.78%
EOG	Eog Resources Inc Energy	Added	379,322	+13,499	$49,129,785	+20.2%	8.66%
PSX	Phillips 66 Energy	Added	259,175	+8,711	$26,974,934	+33.4%	4.75%
MGY	Magnolia Oil & Gas Corp Energy	Added	561,032	+76,029	$13,156,200	+36.9%	2.32%
FANG	Diamondback Energy, Inc. Energy	Reduced	48,739	-6,120	$6,666,520	+0.9%	1.17%
OII	Oceaneering International Inc Energy	Reduced	328,913	-2,091	$5,752,688	+118.3%	1.01%
DINO	HF Sinclair Corp Energy	Reduced	88,232	-10,568	$4,578,358	−13.9%	0.81%
CVX	Chevron Corp Energy	NEW	1,195	NEW	$214,490	NEW	0.04%