MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV

CIK

746504

Location

Pittsburgh, PA

Portfolio Value

Small $592,724,562

Diversification

Diversified

Filing Date

Global Rank

#1,797 / 5,925 ▼ 14

Top Industry

Asset Management 19.0%

3Y Alpha vs SPY

-4.7%

Period ended 4 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+58.2%

SPY

+78.1%

Annualised alpha

-4.7%

Max drawdown

−16.6%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

526 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

9.2%

−0.8 pts

Top 5

26.6%

−0.3 pts

Top 10

32.3%

−0.1 pts

HHI

221

Diversified−10

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Financial Services	25.5%	$150,934,498	221
Technology	20.2%	$119,817,899	53
Unclassified	14.1%	$83,754,008	10
Healthcare	10.2%	$60,525,131	44
Consumer Defensive	6.6%	$39,158,591	28
Consumer Cyclical	6.2%	$36,918,960	48
Industrials	6.2%	$36,709,580	47
Communication Services	3.9%	$23,059,225	13
Energy	2.5%	$14,691,637	16
Utilities	1.7%	$10,070,536	13
Basic Materials	1.4%	$8,542,405	15
Real Estate	1.4%	$8,542,092	18

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CIF	Mfs Intermediate High Income Fund	+97,200	121,100	$366,933
MIN	Mfs Intermediate Income Trust	+86,600	270,012	$977,443
MGF	Mfs Government Markets Income Trust	+70,400	219,606	$948,697
CIK	Credit Suisse Asset Management Income Fund, Inc.	+65,400	176,900	$613,843
GCV	Gabelli Convertible & Income Securities Fund Inc	+44,400	84,200	$511,936
JQC	Nuveen Credit Strategies Income Fund	+42,510	180,937	$1,186,946
MYI	Blackrock Muniyield Quality Fund III, Inc.	+40,211	102,070	$1,498,387
ACP	abrdn Income Credit Strategies Fund	+35,400	115,800	$1,279,590
NHS	Neuberger High Yield Strategies Fund Inc.	+35,100	80,203	$1,016,172
PCF	High Income Securities Fund	+33,400	75,800	$664,008
MCR	Mfs Charter Income Trust	+31,200	115,579	$993,979
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+31,043	114,760	$1,743,204
VGI	Virtus Global Multi-Sector Income Fund	+29,150	98,954	$1,164,688
GGN	GAMCO Global Gold, Natural Resources & Income Trust	+28,600	47,250	$176,242
ECF	Ellsworth Growth & Income Fund Ltd	+28,565	59,404	$793,637
PHK	Pimco High Income Fund	+26,847	208,379	$1,308,620
NVDA	Nvidia Corp	+26,179	33,752	$699,206
FTF	Franklin Ltd Duration Income Trust	+24,000	149,974	$1,363,263
AVK	Advent Convertible & Income Fund	+23,327	42,919	$751,395
FCT	First Trust Senior Floating Rate Income Fund II	+22,800	75,553	$924,768
F	Ford Motor Co	+22,145	74,826	$1,059,536
EHI	Western Asset Global High Income Fund Inc.	+19,600	128,146	$1,319,903
RIV	Rivernorth Opportunities Fund, Inc.	+19,320	36,920	$609,360
NRO	Neuberger Real Estate Securities Income Fund Inc	+18,500	39,900	$182,749
DSL	DoubleLine Income Solutions Fund	+18,072	90,541	$1,608,008
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	−57,019	385,136	$54,496,744
ERC	Allspring Multi-Sector Income Fund	−55,250	20,400	$276,012
KGC	Kinross Gold Corp	−49,495	13,489	$72,301
DHY	Credit Suisse High Yield Credit Fund	−49,000	198,700	$490,789
ET	Energy Transfer LP	−46,035	31,602	$302,747
SLV	iShares Silver Trust	−37,344	51,214	$1,050,911
HIX	Western Asset High Income Fund II Inc.	−33,700	65,700	$470,412
EPD	Enterprise Products Partners L.P.	−26,080	31,085	$672,679
PGP	PIMCO Global StocksPLUS & Income Fund	−25,394	60,106	$650,346
BGX	Blackstone Long-Short Credit Income Fund	−23,900	33,100	$502,127
EAD	Allspring Income Opportunities Fund	−23,150	50,900	$447,920
MCI	Barings Corporate Investors	−22,000	33,005	$513,227
AWF	Alliancebernstein Global High Income Fund Inc	−21,600	32,666	$400,811
JFR	Nuveen Floating Rate Income Fund	−19,225	109,075	$1,098,385
FCO	Abrdn Global Income Fund, Inc.	−17,542	42,400	$347,680
PFN	PIMCO Income Strategy Fund II	−17,000	58,200	$590,148
BSL	Blackstone Senior Floating Rate 2027 Term Fund	−16,000	16,100	$264,362
DSU	Blackrock Debt Strategies Fund, Inc.	−15,766	47,668	$550,088
VLT	Invesco High Income Trust II	−15,100	49,200	$718,320
CRF	Cornerstone Total Return Fund Inc	−14,500	10,900	$132,617
HPF	John Hancock Preferred Income Fund II	−13,500	15,025	$326,042
EDD	Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.	−12,600	67,600	$395,460
KMI	Kinder Morgan, Inc.	−11,362	47,299	$791,312
CLM	Cornerstone Strategic Investment Fund, Inc.	−11,200	13,400	$168,818
BGB	Blackstone Strategic Credit 2027 Term Fund	−10,500	73,500	$1,017,975
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
XFLT	XAI Octagon Floating Rate & Alternative Income Trust	42,900	$1,840,410
GE	General Electric Co	11,049	$709,228
OHI	Omega Healthcare Investors Inc	21,559	$645,907
DHF	Bny Mellon High Yield Strategies Fund	151,700	$489,991
GXO	GXO Logistics, Inc.	5,180	$406,319
ABNB	Airbnb, Inc.	2,318	$388,844
PSF	Cohen & Steers Select Preferred & Income Fund, Inc.	9,480	$270,180
BLMN	Bloomin' Brands, Inc.	9,969	$249,225
IT	Gartner Inc	804	$244,319
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	8,465	$243,792
HASI	HA Sustainable Infrastructure Capital, Inc.	4,520	$241,729
STE	STERIS plc	1,147	$234,309
COR	Cencora, Inc.	1,961	$234,241
GNRC	Generac Holdings Inc.	545	$222,725
PWR	Quanta Services, Inc.	1,952	$222,176
GLU	Gabelli Global Utility & Income Trust	11,300	$222,045
PGZ	Principal Real Estate Income Fund	14,900	$219,030
HTD	John Hancock Tax-Advantaged Dividend Income Fund	9,353	$213,996
ICLR	Icon PLC	816	$213,808
GDV	Gabelli Dividend & Income Trust	8,290	$213,799
GGT	Gabelli Multimedia Trust Inc.	23,599	$212,275
ADSK	Autodesk, Inc.	737	$210,170
AZO	Autozone Inc	122	$207,154
CHKP	Check Point Software Technologies Ltd	1,828	$206,637
IHD	Voya Emerging Markets High Dividend Equity Fund	27,700	$204,703
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
RTX	RTX Corp	22,790	$1,944,214
TDOC	Teladoc Health, Inc.	4,350	$723,361
BIDU	Baidu, Inc.	1,847	$376,603
THW	abrdn World Healthcare Fund	21,400	$351,816
NXPI	NXP Semiconductors N.V.	1,652	$339,849
CRSP	CRISPR Therapeutics AG	2,052	$332,198
CGO	Calamos Global Total Return Fund	19,200	$311,040
STAG	STAG Industrial, Inc.	8,000	$299,440
EPR	Epr Properties	5,429	$285,999
EOS	Eaton Vance Enhanced Equity Income Fund II	11,908	$277,218
PAGP	Plains Gp Holdings LP	22,161	$264,602
SSNC	SS&C Technologies Holdings Inc	3,572	$257,398
SPE	Special Opportunities Fund, Inc.	16,800	$254,856
PGR	Progressive Corp/Oh/	2,480	$243,560
JCE	Nuveen Core Equity Alpha Fund	14,400	$236,736
CCK	Crown Holdings, Inc.	2,304	$235,491
SNAP	Snap Inc	3,440	$234,401
SNA	Snap-on Inc	1,046	$233,707
TTC	Toro Co	2,119	$232,835
BOOT	Boot Barn Holdings, Inc.	2,750	$231,137
JOUT	Johnson Outdoors Inc	1,900	$229,900
HQL	abrdn Life Sciences Investors	10,700	$229,408
CPNG	Coupang, Inc.	5,467	$228,629
DOC	Healthpeak Properties, Inc.	6,773	$225,473
TBCH	Turtle Beach Corp	7,000	$223,440
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

526 positions · $592,724,562 total · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 151–200 of 526 positions by value · page 4 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NIO	NIO Inc. Consumer Cyclical	Added	8,332	+1,065	$296,869	−23.2%	0.05%
FITB	Fifth Third Bancorp Financial Services	Added	7,002	+4	$297,164	+11.1%	0.05%
PEO	Adams Natural Resources Fund, Inc. Financial Services	Added	19,098	+2,396	$299,647	+10.7%	0.05%
BR	Broadridge Financial Solutions, Inc. Technology	Reduced	1,813	-68	$302,118	−0.6%	0.05%
ET	Energy Transfer LP Energy	Reduced	31,602	-46,035	$302,747	−63.3%	0.05%
DIN	Dine Brands Global, Inc. Consumer Cyclical	Held	3,729	0	$302,832	−9.0%	0.05%
BDJ	BlackRock Enhanced Equity Dividend Trust Financial Services	Added	31,288	+11,575	$306,622	+53.5%	0.05%
MKC	Mccormick & Co Inc Consumer Defensive	Reduced	3,792	-339	$307,265	−15.8%	0.05%
SHOP	Shopify Inc. Technology	Added	2,286	+75	$309,931	−4.1%	0.05%
BTZ	Blackrock Credit Allocation Income Trust Financial Services	Added	20,500	+2,500	$310,575	+10.7%	0.05%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	2,811	-150	$313,848	−11.8%	0.05%
SJM	J M SMUCKER Co Consumer Defensive	Reduced	2,617	-66	$314,118	−9.6%	0.05%
PSX	Phillips 66 Energy	Reduced	4,516	-140	$316,255	−20.9%	0.05%
JBLU	Jetblue Airways Corp Industrials	Added	20,718	+4,848	$316,778	+19.0%	0.05%
PNR	PENTAIR plc Industrials	Reduced	4,368	-1,635	$317,247	−21.7%	0.05%
MS	Morgan Stanley Financial Services	Reduced	3,271	-33	$318,301	+5.1%	0.05%
PPL	PPL Corp Utilities	Reduced	11,418	-13	$318,333	−0.4%	0.05%
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund Financial Services	Added	20,092	+5,301	$321,271	+33.4%	0.05%
MPT	Medical Properties Trust Inc Real Estate	Reduced	16,032	-4,913	$321,762	−23.6%	0.05%
HIO	Western Asset High Income Opportunity Fund Inc. Financial Services	Reduced	62,100	-8,700	$322,299	−13.8%	0.05%
FHN	First Horizon Corp Financial Services	Added	19,922	+291	$324,529	−4.3%	0.05%
DELL	Dell Technologies Inc. Technology	Added	6,166	+25	$325,144	+4.8%	0.05%
RH	Rh Consumer Cyclical	Reduced	488	-265	$325,452	−36.3%	0.05%
SCHW	Schwab Charles Corp Financial Services	Added	4,469	+29	$325,521	+0.7%	0.05%
HPF	John Hancock Preferred Income Fund II Financial Services	Reduced	15,025	-13,500	$326,042	−47.1%	0.06%
HSY	Hershey Co Consumer Defensive	Added	1,928	+100	$326,314	+2.5%	0.06%
ZTR	Virtus Total Return Fund Inc.	Added	35,300	+12,400	$328,643	+48.0%	0.06%
WSO	Watsco Inc Industrials	Added	1,248	+33	$330,245	−5.2%	0.06%
AJG	Arthur J. Gallagher & Co. Financial Services	Added	2,230	+16	$331,489	+6.9%	0.06%
MTG	Mgic Investment Corp Financial Services	Added	22,263	+87	$333,054	+10.4%	0.06%
FNB	Fnb Corp/Pa/ Financial Services	Added	28,697	+7	$333,459	−5.7%	0.06%
RITM	Rithm Capital Corp. Real Estate	Added	30,519	+13,126	$335,709	+82.3%	0.06%
HAS	Hasbro, Inc. Consumer Cyclical	Added	3,765	+573	$335,913	+11.3%	0.06%
BUI	BlackRock Utilities, Infrastructure & Power Opportunities Trust Financial Services	Added	13,383	+1,660	$336,314	+11.4%	0.06%
IIM	Invesco Value Municipal Income Trust Financial Services	Added	20,893	+1,300	$340,764	+5.5%	0.06%
DAR	Darling Ingredients Inc. Consumer Defensive	Reduced	4,766	-282	$342,675	+0.6%	0.06%
UTF	Cohen & Steers Infrastructure Fund Inc Financial Services	Added	12,733	+3,736	$345,064	+33.7%	0.06%
DGX	Quest Diagnostics Inc Healthcare	Added	2,381	+11	$345,983	+10.6%	0.06%
RRGB	Red Robin Gourmet Burgers Inc Consumer Cyclical	Added	15,015	+5,000	$346,245	+4.4%	0.06%
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund Financial Services	Added	24,822	+3,273	$346,266	+14.2%	0.06%
OTIS	Otis Worldwide Corp Industrials	Reduced	4,223	-210	$347,468	−4.1%	0.06%
FCO	Abrdn Global Income Fund, Inc. Financial Services	Reduced	42,400	-17,542	$347,680	−36.1%	0.06%
MHD	Blackrock Muniholdings Fund, Inc. Financial Services	Added	21,281	+6,121	$348,369	+36.9%	0.06%
RVT	Royce Small-Cap Trust, Inc. Financial Services	Added	19,450	+4,100	$350,489	+20.4%	0.06%
PSA	Public Storage Real Estate	Held	1,182	0	$351,172	−1.2%	0.06%
TRV	Travelers Companies, Inc. Financial Services	Reduced	2,315	-473	$351,903	−15.7%	0.06%
BHK	Blackrock Core Bond Trust Financial Services	Reduced	21,313	-3,250	$352,943	−13.0%	0.06%
PAYX	Paychex Inc Technology	Added	3,144	+4	$353,542	+4.9%	0.06%
EQT	EQT Corp Energy	Reduced	17,308	-281	$354,121	−9.6%	0.06%
DPG	Duff & Phelps Utility & Infrastructure Fund Inc. Financial Services	Added	26,411	+11,494	$354,435	+65.9%	0.06%