Knott David M

CIK

808722

Location

Syosset, NY

Portfolio Value

Small $157,605,345

Diversification

Diversified

Reports for

DORSET MANAGEMENT CORP

Filing Date

Global Rank

#4,915 / 6,035 ▲ 1 · as of Sep 2021

Top Industry

Biotechnology 26.8%

Period ended 5 years ago

Filed Nov 12, 2021 · 4y

7 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Diversified active

Top 10 weight 50.8%, 27.2 effective positions, active share 86.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

45.4% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 5.1 quarters, but 56.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 86.9%; sector active share 30.3% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

108 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

9.5%

+0.8 pts

Top 5

34.0%

+2.3 pts

Top 10

50.8%

+2.5 pts

HHI

367

Diversified+26

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	33.0%	$52,048,317	31
Healthcare	27.0%	$42,474,644	30
Financial Services	14.6%	$23,087,634	13
Communication Services	10.7%	$16,866,696	5
Technology	6.8%	$10,723,838	3
Real Estate	3.7%	$5,890,628	6
Consumer Defensive	1.8%	$2,867,910	5
Basic Materials	1.3%	$2,091,439	5
Energy	0.5%	$743,330	3
Consumer Cyclical	0.4%	$678,029	4
Industrials	0.1%	$132,880	3

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

17 positions

Ticker	Company	Δ Shares	Shares	Value
—		+151,260	989,450	$8,618,000
INVA	Innoviva, Inc.	+67,471	115,269	$1,926,144
—		+5,000	170,000	$6,613,000
FSBW	FS Bancorp, Inc.	+3,723	7,300	$252,652
CHRS	Coherus Oncology, Inc.	+2,900	102,555	$1,648,058
VLY	Valley National Bancorp	+320	12,800	$170,368
TARA	Protara Therapeutics, Inc.	+315	36,479	$252,434
VZ	Verizon Communications Inc	+280	17,991	$971,693
CFFN	Capitol Federal Financial, Inc.	+200	4,000	$45,960
MRK	Merck & Co., Inc.	+175	1,475	$110,787
MDLZ	Mondelez International, Inc.	+100	16,000	$930,880
T	At&T Inc.	+75	20,125	$543,575
DOW	Dow Inc.	+42	12,160	$699,929
DD	DuPont de Nemours, Inc.	+42	12,160	$826,757
CTVA	Corteva, Inc.	+42	12,075	$508,115
TOT	TotalEnergies SE	+40	2,500	$0
OGN	Organon & Co.	+17	147	$4,819
No positions match the current search.

Trimmed

Positions the filer reduced

19 positions

Ticker	Company	Δ Shares	Shares	Value
—		−350,000	176,963	$0
FSK	FS KKR Capital Corp	−195,350	199,825	$4,404,143
AUPH	Aurinia Pharmaceuticals Inc.	−101,944	62,896	$1,391,888
BRSL	Brightstar Lottery PLC	−97,000	10,500	$276,360
IMVT	Immunovant, Inc.	−54,694	42,600	$370,194
KKR	KKR & Co. Inc.	−50,000	50,000	$3,044,000
—		−50,000	18,000	$175,000
XENE	Xenon Pharmaceuticals Inc.	−46,063	94,488	$1,443,776
—		−12,000	20,000	$2,191,000
EBC	Eastern Bankshares, Inc.	−10,000	190,000	$3,857,000
PFE	Pfizer Inc	−5,400	114,500	$4,924,645
CNQ	CANADIAN NATURAL RESOURCES Ltd	−3,400	18,885	$690,057
GE	General Electric Co	−3,030	450	$46,362
JPM	Jpmorgan Chase & Co	−1,430	16,740	$2,740,169
KHC	Kraft Heinz Co	−1,169	2,732	$100,592
BMY	Bristol Myers Squibb Co	−1,000	42,409	$2,509,340
JNJ	Johnson & Johnson	−880	5,200	$839,800
TGTX	Tg Therapeutics, Inc.	−781	49,592	$1,650,421
OXY	Occidental Petroleum Corp	−586	1,801	$53,273
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
—		984,835	$9,563,000
GREE	Vulcan Infrastructure & Power Inc.	224,000	$5,721,000
—		350,000	$3,395,000
—		210,100	$2,097,000
—		200,000	$1,950,000
INCY	Incyte Corp	26,475	$1,820,950
CDXS	Codexis, Inc.	10,000	$232,600
—		1,000	$172,000
IOVA	Iovance Biotherapeutics, Inc.	4,000	$98,640
SWBI	Smith & Wesson Brands, Inc.	4,097	$85,053
—		2,500	$10,750
No positions match the current search.

Sold Out

Positions the filer fully exited

11 positions

Ticker	Company	Shares	Value
—		275,000	$6,259,000
—		91,909	$3,107,000
—		210,100	$2,090,000
INSE	Inspired Entertainment, Inc.	100,000	$1,275,000
IBM	International Business Machines Corp	4,284	$627,991
PRGO	PERRIGO Co plc	4,915	$225,352
TPST	Tempest Therapeutics, Inc.	13,833	$154,652
CUZ	Cousins Properties Inc	3,357	$123,470
EDIT	Editas Medicine, Inc.	1,000	$56,640
VRCA	Verrica Pharmaceuticals Inc.	1,375	$15,537
VTRS	Viatris Inc	794	$11,346
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

108 tracked positions · $157,605,345 total · filing declares 197 positions · $275,201,000 · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 108 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
GOOG	Alphabet Inc. Communication Services	Held	5,600	0	$14,926,000	+6.3%	7+	before history	9.47%
LGND	Ligand Pharmaceuticals Inc Healthcare	Held	75,000	0	$10,448,995	+6.2%	7+	before history	6.63%
UPLD	Upland Software, Inc. Technology	Held	300,000	0	$10,032,000	−18.8%	7+	before history	6.37%
		NEW	984,835	NEW	$9,563,000	NEW	1	unpriced	6.07%
		Added	989,450	+151,260	$8,618,000	+165.7%	7+	before history	5.47%
		Added	170,000	+5,000	$6,613,000	+2.2%	5	unpriced	4.20%
GREE	Vulcan Infrastructure & Power Inc. Financial Services	NEW	224,000	NEW	$5,721,000	NEW	1	unpriced	3.63%
PFE	Pfizer Inc Healthcare	Reduced	114,500	-5,400	$4,924,645	+4.9%	7+	before history	3.12%
		Held	500,000	0	$4,890,000	+1.6%	2	unpriced	3.10%
FSK	FS KKR Capital Corp Financial Services	Reduced	199,825	-195,350	$4,404,143	−48.2%	7+	before history	2.79%
		Held	210,000	0	$4,393,000	+5.3%	6	unpriced	2.79%
EBC	Eastern Bankshares, Inc. Financial Services	Reduced	190,000	-10,000	$3,857,000	−6.2%	4	$14.20	2.45%
REGN	Regeneron Pharmaceuticals, Inc. Healthcare	Held	6,000	0	$3,631,080	+8.4%	2	$506.62	2.30%
		Held	360,152	0	$3,483,000	−1.3%	2	unpriced	2.21%
		NEW	350,000	NEW	$3,395,000	NEW	1	unpriced	2.15%
		Held	345,463	0	$3,340,000	−0.3%	3	unpriced	2.12%
KKR	KKR & Co. Inc. Financial Services	Reduced	50,000	-50,000	$3,044,000	−48.6%	7+	before history	1.93%
UTHR	UNITED THERAPEUTICS Corp Healthcare	Held	15,300	0	$2,824,074	+2.9%	3	$167.97	1.79%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	16,740	-1,430	$2,740,169	−3.0%	7+	before history	1.74%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	42,409	-1,000	$2,509,340	−13.5%	7+	before history	1.59%
AB	Alliancebernstein Holding L.P. Financial Services	Held	50,500	0	$2,503,790	+6.5%	7+	before history	1.59%
		Reduced	20,000	-12,000	$2,191,000	−26.9%	7+	before history	1.39%
		NEW	210,100	NEW	$2,097,000	NEW	1	unpriced	1.33%
		NEW	200,000	NEW	$1,950,000	NEW	1	unpriced	1.24%
INVA	Innoviva, Inc. Healthcare	Added	115,269	+67,471	$1,926,144	+200.5%	2	$13.94	1.22%
		Held	124,688	0	$1,894,000	−12.1%	7+	before history	1.20%
INCY	Incyte Corp Healthcare	NEW	26,475	NEW	$1,820,950	NEW	1	$75.99	1.16%
TGTX	Tg Therapeutics, Inc. Healthcare	Reduced	49,592	-781	$1,650,421	−15.5%	6	$22.00	1.05%
CHRS	Coherus Oncology, Inc. Healthcare	Added	102,555	+2,900	$1,648,058	+19.6%	7+	before history	1.05%
QURE	uniQure N.V. Healthcare	Held	46,766	0	$1,496,979	+3.9%	7+	before history	0.95%
XENE	Xenon Pharmaceuticals Inc. Healthcare	Reduced	94,488	-46,063	$1,443,776	−44.8%	7+	before history	0.92%
AUPH	Aurinia Pharmaceuticals Inc. Healthcare	Reduced	62,896	-101,944	$1,391,888	−34.8%	7+	before history	0.88%
VKTX	Viking Therapeutics, Inc. Healthcare	Held	208,102	0	$1,306,880	+4.8%	7+	before history	0.83%
GILD	Gilead Sciences, Inc. Healthcare	Held	15,481	0	$1,081,347	+1.4%	5	$61.87	0.69%
RHP	Ryman Hospitality Properties, Inc. Real Estate	Held	12,400	0	$1,037,880	+6.0%	7+	before history	0.66%
VZ	Verizon Communications Inc Communication Services	Added	17,991	+280	$971,693	−2.1%	7+	before history	0.62%
MDLZ	Mondelez International, Inc. Consumer Defensive	Added	16,000	+100	$930,880	−6.2%	7+	before history	0.59%
		Held	81,166	0	$924,000	−36.5%	4	unpriced	0.59%
ABBV	AbbVie Inc. Healthcare	Held	8,000	0	$862,960	−4.2%	7+	before history	0.55%
JNJ	Johnson & Johnson Healthcare	Reduced	5,200	-880	$839,800	−16.2%	7+	before history	0.53%
DD	DuPont de Nemours, Inc. Basic Materials	Added	12,160	+42	$826,757	−11.9%	7+	before history	0.52%
KMB	Kimberly Clark Corp Consumer Defensive	Held	6,000	0	$794,640	−1.0%	7+	before history	0.50%
		Held	125,000	0	$728,000	−46.1%	4	unpriced	0.46%
KO	Coca Cola Co Consumer Defensive	Held	13,400	0	$703,098	−3.0%	7+	before history	0.45%
DOW	Dow Inc. Basic Materials	Added	12,160	+42	$699,929	−8.7%	7+	before history	0.44%
CNQ	CANADIAN NATURAL RESOURCES Ltd Energy	Reduced	18,885	-3,400	$690,057	−14.6%	7+	before history	0.44%
		Held	63,900	0	$632,000	+1.0%	2	unpriced	0.40%
T	At&T Inc. Communication Services	Added	20,125	+75	$543,575	−5.8%	7+	before history	0.34%
CTVA	Corteva, Inc. Basic Materials	Added	12,075	+42	$508,115	−4.8%	7+	before history	0.32%
BFLY	Butterfly Network, Inc. Healthcare	Held	45,760	0	$477,734	−27.9%	3	$16.03	0.30%

Showing the top 50 of 108 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.