AUPH · Aurinia Pharmaceuticals Inc.

$16.96 -0.31 (-1.80%)

Market Cap

$2.30B

133.05M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 279

Total Value: $1,349,430,245

Total Shares: 79,546,042

Institutional Ownership Trend

26 quarters

Superinvestors Holding AUPH

All superinvestors →

Joel Greenblatt $2,177,624

Holder Concentration

Across 279 13F filers · Δ vs Mar 31, 2026

Top Holder

16.4%

+0.0 pts

Top 5

43.1%

+1.9 pts

Top 10

58.1%

+3.6 pts

HHI

549

Broadly held+28

Quarterly Activity

vs Mar 31, 2026

New

Increased

105

Decreased

Sold Out

Unchanged

Holder count: +18

Institutional value: +22.1%

Shares held: +6.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega GOLDMAN SACHS GROUP INC	+4,185,893	5,619,401
Large Caption Management, LLC	+1,124,663	1,224,363
Mid TANG CAPITAL MANAGEMENT LLC	+814,606	13,044,106
Mega BlackRock, Inc.	+347,564	8,193,085
Mid Hillsdale Investment Management Inc.	+341,000	550,900

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Man Group plc	−867,524	83,888
Mega Qube Research & Technologies Ltd	−450,661	479,970
Mega JANE STREET GROUP, LLC	−339,506	217,698
Mega BNP PARIBAS ARBITRAGE, SA	−311,728	437,037
Large Walleye Capital LLC	−266,771	89,696

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega Jupiter Topco LLC	602,195	$10,219,249
Large ExodusPoint Capital Management, LP	221,620	$3,760,891
Mid Jump Financial, LLC	165,000	$2,800,050
Mid MARTINGALE ASSET MANAGEMENT L P	105,640	$1,792,710
Large Balyasny Asset Management L.P.	88,240	$1,497,432

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega JANUS HENDERSON GROUP PLC	757,435	$11,225,186
Large Trexquant Investment LP	523,950	$7,764,939
Large HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	275,300	$4,079,946
Large HRT FINANCIAL LP	211,025	$3,127,390
Mid XTX Topco Ltd	177,381	$2,628,786

Filter: New 48 Increased 105 Reduced 79 Sold out 30 Unchanged 47

Showing 100 of 288

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

TANG CAPITAL MANAGEMENT LLC

$221,358,478

16.40%

13,044,106

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TANG KEVIN	13,044,106	$221,358,478	100.0%	Other

BlackRock, Inc.

$139,036,645

10.30%

8,193,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	111,105	$1,885,451	1.4%	Sole
BlackRock Investment Management (Australia) Ltd	492	$8,349	0.0%	Sole
BlackRock Asset Management Canada Ltd	450	$7,636	0.0%	Sole
BlackRock Investment Management, LLC	327,004	$5,549,257	4.0%	Sole
BLACKROCK ADVISORS LLC	277,890	$4,715,793	3.4%	Sole
BlackRock Fund Advisors	5,225,810	$88,681,995	63.8%	Sole
BlackRock Institutional Trust Company, N.A.	1,600,461	$27,159,823	19.5%	Sole
BlackRock Fund Managers Ltd.	19,821	$336,362	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	45,667	$774,968	0.6%	Sole
BlackRock (Netherlands) B.V.	5,410	$91,807	0.1%	Sole
BlackRock Asset Management Ireland Ltd	386,092	$6,551,981	4.7%	Sole
BlackRock Life Ltd	1,116	$18,938	0.0%	Sole
BlackRock Asset Management Schweiz AG	19,767	$335,445	0.2%	Sole
Aperio Group, LLC	172,000	$2,918,840	2.1%	Sole

GOLDMAN SACHS GROUP INC

$95,361,233

7.07%

5,619,401

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	734,509	$12,464,617	13.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	4,832,644	$82,009,968	86.0%	Defined
Goldman Sachs Trust Company, N.A. joint	52,248	$886,648	0.9%	Other

NEA Management Company, LLC

$67,368,082

4.99%

3,969,834

TWO SIGMA INVESTMENTS, LP

$58,843,712

4.36%

3,467,514

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$55,391,132

4.10%

3,264,062

STATE STREET CORP

$43,945,766

3.26%

2,589,615

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,589,615	$43,945,766	100.0%	Defined

MORGAN STANLEY

$39,170,898

2.90%

2,308,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	217	$3,682	0.0%	Defined
MORGAN STANLEY & CO. LLC	35,759	$606,830	1.5%	Defined
Morgan Stanley Canada LTD	2,159	$36,638	0.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,652,409	$28,041,380	71.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	374,133	$6,349,037	16.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	243,567	$4,133,331	10.6%	Defined

MARSHALL WACE, LLP

$34,686,798

2.57%

2,044,007

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	2,044,007	$34,686,798	100.0%	Other

GEODE CAPITAL MANAGEMENT, LLC

$28,868,549

2.14%

1,701,152

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	171,197	$2,905,213	10.1%	Defined
Held directly	1,529,955	$25,963,336	89.9%	Defined

RENAISSANCE TECHNOLOGIES LLC

$26,270,153

1.95%

1,548,035

D. E. Shaw & Co., Inc.

$23,901,497

1.77%

1,408,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	896,136	$15,207,427	63.6%	Defined
D. E. Shaw Investment Management, L.L.C. joint	512,320	$8,694,070	36.4%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$23,062,705

1.71%

1,359,028

JACOBS LEVY EQUITY MANAGEMENT, INC

$20,898,826

1.55%

1,231,516

JUPITER ASSET MANAGEMENT LTD

$18,573,240

1.38%

1,094,475

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jupiter Investment Management Limited	163,775	$2,779,261	15.0%	Defined
Held directly	930,700	$15,793,979	85.0%	Sole

LSV ASSET MANAGEMENT

$18,318,215

1.36%

1,079,447

Caption Management, LLC

$17,105,760

1.27%

1,008,000

NOMURA HOLDINGS INC

$16,606,875

1.23%

978,602

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	978,602	$16,606,875	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$16,100,300

1.19%

948,751

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	56	$950	0.0%	Other
KEB ASSET MANAGEMENT, LLC	49	$831	0.0%	Other
Compound Planning, Inc.	17	$288	0.0%	Other
Arax Advisory Partners	2,237	$37,961	0.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	3,372	$57,222	0.4%	Other
Stokes Family Office, LLC	375	$6,363	0.0%	Other
Held directly	942,645	$15,996,685	99.4%	Defined

NORTHERN TRUST CORP

$14,654,729

1.09%

863,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	757,230	$12,850,192	87.7%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	87,866	$1,491,085	10.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	18,471	$313,452	2.1%	Other

Nuveen, LLC

$13,795,166

1.02%

812,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	54,375	$922,743	6.7%	Defined
TEACHERS ADVISORS, LLC joint	758,540	$12,872,423	93.3%	Defined

Jupiter Topco LLC

$10,219,249

0.76%

602,195

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	49,331	$837,147	8.2%	Defined
JANUS HENDERSON INVESTORS US LLC	552,864	$9,382,102	91.8%	Defined

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

$10,124,607

0.75%

596,618

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UNION ASSET MANAGEMENT HOLDING AG joint	596,618	$10,124,607	100.0%	Defined

PRUDENTIAL FINANCIAL INC

$9,882,394

0.73%

582,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	516,045	$8,757,283	88.6%	Defined
Prudential Trust Co	66,300	$1,125,111	11.4%	Defined

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$9,630,339

0.71%

567,492

Hillsdale Investment Management Inc.

$9,348,773

0.69%

550,900

Qube Research & Technologies Ltd

$8,145,090

0.60%

479,970

Woodline Partners LP

$7,742,715

0.57%

456,259

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$7,568,450

0.56%

445,990

BNP PARIBAS ARBITRAGE, SA

$7,416,517

0.55%

437,037

RICE HALL JAMES & ASSOCIATES, LLC

$7,070,228

0.52%

416,631

WELLS FARGO & COMPANY/MN

$6,988,669

0.52%

411,825

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	108,841	$1,847,031	26.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	272,155	$4,618,470	66.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	30,730	$521,488	7.5%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	99	$1,680	0.0%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$6,931,447

0.51%

408,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	401,029	$6,805,462	98.2%	Sole
Held directly	7,424	$125,985	1.8%	Sole

FMR LLC

$6,321,001

0.47%

372,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	372,140	$6,315,215	99.9%	Defined
STRATEGIC ADVISERS LLC	341	$5,786	0.1%	Defined

RITHOLTZ WEALTH MANAGEMENT

$6,161,060

0.46%

363,056

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$6,150,199

0.46%

362,416

IFP Advisors, Inc

$6,136,928

0.45%

361,634

AMERICAN CENTURY COMPANIES INC

$6,034,056

0.45%

355,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	355,572	$6,034,056	100.0%	Defined

Bank of New York Mellon Corp

$5,954,040

0.44%

350,857

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	165,103	$2,801,797	47.1%	Defined
The Bank of New York Mellon	184,681	$3,134,036	52.6%	Defined
BNY Mellon, NA joint	1,072	$18,191	0.3%	Defined
Held directly	1	$16	0.0%	Defined

Norris Financial Group, LLC

$5,809,357

0.43%

342,331

Squarepoint Ops LLC

$5,386,787

0.40%

317,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	317,430	$5,386,787	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$5,270,269

0.39%

310,564

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	98,607	$1,673,360	31.8%	Defined
Raymond James Financial Services Advisors, Inc.	8,944	$151,779	2.9%	Defined
ClariVest Asset Management LLC joint	203,013	$3,445,130	65.4%	Defined

NORDEA INVESTMENT MANAGEMENT AB

$5,026,514

0.37%

296,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	84,000	$1,425,480	28.4%	Defined
Nordea Investment Funds S.A.	212,200	$3,601,034	71.6%	Defined

JPMORGAN CHASE & CO

$4,944,223

0.37%

291,351

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	53,995	$916,294	18.5%	Defined
J.P. Morgan Investment Management Inc.	197,115	$3,345,041	67.7%	Defined
J.P. Morgan Securities LLC	39,746	$674,488	13.6%	Defined
J.P. Morgan Securities plc	495	$8,400	0.2%	Defined

PDT Partners, LLC

$4,505,382

0.33%

265,491

SEGALL BRYANT & HAMILL, LLC

$4,475,718

0.33%

263,743

NAVELLIER & ASSOCIATES INC

$4,363,699

0.32%

257,142

MILLENNIUM MANAGEMENT LLC

$4,145,804

0.31%

244,302

CITADEL ADVISORS LLC

$4,084,424

0.30%

240,685

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	240,685	$4,084,424	100.0%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$3,968,349

0.29%

233,845

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,897,360

0.29%

229,662

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	2,444	$41,474	1.1%	Defined
UBS Asset Management Switzerland AG	170,789	$2,898,289	74.4%	Sole
UBS Asset Management (UK) Ltd.	42,358	$718,813	18.4%	Defined
Held directly	14,071	$238,784	6.1%	Defined

BANK OF AMERICA CORP /DE/

$3,819,640

0.28%

225,082

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	200,746	$3,406,659	89.2%	Defined
BOFA SECURITIES, INC.	24,336	$412,981	10.8%	Defined

ExodusPoint Capital Management, LP

$3,760,891

0.28%

221,620

Caption Management, LLC

$3,671,680

0.27%

216,363

Swiss National Bank

$3,621,398

0.27%

213,400

LOS ANGELES CAPITAL MANAGEMENT LLC

$3,605,734

0.27%

212,477

DEUTSCHE BANK AG\

$3,563,783

0.26%

210,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	70,194	$1,191,192	33.4%	Defined
DWS Investments UK Ltd	133,207	$2,260,522	63.4%	Defined
DWS International GmbH	6,604	$112,069	3.1%	Defined

HUSSMAN STRATEGIC ADVISORS, INC.

$3,563,700

0.26%

210,000

Invesco Ltd.

$3,541,417

0.26%

208,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	18,695	$317,253	9.0%	Defined
Invesco Trust Co joint	47,595	$807,687	22.8%	Defined
Invesco Capital Management LLC	142,397	$2,416,477	68.2%	Defined

CWA Asset Management Group, LLC

$3,435,406

0.25%

202,440

UBS Group AG

$3,251,450

0.24%

191,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	65,507	$1,111,653	34.2%	Defined
UBS AG	126,086	$2,139,679	65.8%	Defined
UBS Securities LLC	7	$118	0.0%	Defined

Uniplan Investment Counsel, Inc.

$3,216,527

0.24%

189,542

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$3,178,871

0.24%

187,323

STIFEL FINANCIAL CORP

$2,848,311

0.21%

167,844

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	167,388	$2,840,574	99.7%	Defined
Stifel Independent Advisors, LLC	286	$4,853	0.2%	Defined
1919 Investment Counsel, LLC	20	$339	0.0%	Defined
Held directly	150	$2,545	0.1%	Defined

Jump Financial, LLC

$2,800,050

0.21%

165,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	165,000	$2,800,050	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,752,534

0.20%

162,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	162,200	$2,752,534	100.0%	Other

RHUMBLINE ADVISERS

$2,590,996

0.19%

152,681

PRINCIPAL FINANCIAL GROUP INC

$2,267,038

0.17%

133,591

Russell Investments Group, Ltd.

$2,231,111

0.17%

131,474

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	78,164	$1,326,442	59.5%	Other
Russell Investments Capital, LLC joint	16,721	$283,755	12.7%	Defined
Russell Investments France SAS	8,020	$136,099	6.1%	Defined
Russell Investments Trust Company joint	28,569	$484,815	21.7%	Other

Gotham Asset Management, LLC

$2,177,624

0.16%

128,322

CITADEL ADVISORS LLC

$2,163,675

0.16%

127,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	127,500	$2,163,675	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,161,978

0.16%

127,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	127,400	$2,161,978	100.0%	Other

ALLIANCEBERNSTEIN L.P.

$2,147,655

0.16%

126,556

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	126,556	$2,147,655	100.0%	Defined

FRANKLIN RESOURCES INC

$2,145,041

0.16%

126,402

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	400	$6,788	0.3%	Defined
FRANKLIN ADVISERS INC	118,776	$2,015,628	94.0%	Defined
FRANKLIN ADVISORY SERVICES LLC	6,132	$104,060	4.9%	Defined
Franklin Templeton International Services S.a r.l	1,094	$18,565	0.9%	Defined

Y-Intercept (Hong Kong) Ltd

$2,050,383

0.15%

120,824

Vestcor Inc

$2,024,843

0.15%

119,319

JANE STREET GROUP, LLC

$2,009,248

0.15%

118,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	118,400	$2,009,248	100.0%	Defined

IRONWOOD INVESTMENT MANAGEMENT LLC

$1,924,177

0.14%

113,387

VANGUARD FIDUCIARY TRUST CO

$1,915,794

0.14%

112,893

MARTINGALE ASSET MANAGEMENT L P

$1,792,710

0.13%

105,640

COOKSON PEIRCE & CO INC

$1,781,714

0.13%

104,992

Legal & General Group Plc

$1,771,905

0.13%

104,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	11,585	$196,597	11.1%	Defined
Legal & General Investment Management Ltd joint	92,829	$1,575,308	88.9%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$1,684,713

0.12%

99,276

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	99,276	$1,684,713	100.0%	Defined

CITADEL ADVISORS LLC

$1,646,090

0.12%

97,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	97,000	$1,646,090	100.0%	Defined

OMERS ADMINISTRATION Corp

$1,573,119

0.12%

92,700

DIAMOND HILL CAPITAL MANAGEMENT INC

$1,564,837

0.12%

92,212

COMMONWEALTH EQUITY SERVICES, LLC

$1,563,768

0.12%

92,149

Quantinno Capital Management LP

$1,523,804

0.11%

89,794

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,500,741

0.11%

88,435

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	88,435	$1,500,741	100.0%	Other

Balyasny Asset Management L.P.

$1,497,432

0.11%

88,240

Man Group plc

$1,423,579

0.11%

83,888

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	83,888	$1,423,579	100.0%	Defined

Rockefeller Capital Management L.P.

$1,381,425

0.10%

81,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	449	$7,619	0.6%	Defined
ROCKEFELLER TRUST COMPANY, N.A.	1,790	$30,376	2.2%	Defined
ROCKEFELLER FINANCIAL LLC	79,165	$1,343,430	97.2%	Defined

FEDERATED HERMES, INC.

$1,374,468

0.10%

80,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	80,994	$1,374,468	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$1,309,167

0.10%

77,146

Virtus Investment Advisers, LLC

$1,247,413

0.09%

73,507

LPL Financial LLC

$1,232,259

0.09%

72,614

Precision Wealth Strategies, LLC

$1,205,107

0.09%

71,014

MetLife Investment Management, LLC

$1,202,460

0.09%

70,858

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	70,858	$1,202,460	100.0%	Defined

SG Americas Securities, LLC

$1,192,040

0.09%

70,244

CITIGROUP INC

$1,185,489

0.09%

69,858

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	69,858	$1,185,489	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ZACKS INVESTMENT MANAGEMENT	1,111	$18,853	1.7%	Other
Held directly	64,178	$1,089,100	98.3%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	62,700	$1,064,019	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	54,947	$932,450	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	3,211	$54,490	6.2%	Defined
Held directly	48,946	$830,613	93.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	22,499	$381,808	51.0%	Defined
Wellington Managment Canada LLC	1,232	$20,907	2.8%	Defined
Wellington Trust Company, NA joint	17,530	$297,484	39.8%	Defined
Wellington Management Europe GmbH	2,820	$47,855	6.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	37,579	$637,715	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	37,363	$634,050	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	36,598	$621,068	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	35,871	$608,730	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	29,050	$492,978	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
First Sentier Investors RQI Pty Ltd	28,591	$485,189	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	24,975	$423,825	89.5%	Defined
BARCLAYS CAPITAL INC.	2,917	$49,501	10.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOS ANGELES CAPITAL MANAGEMENT LLC	26,717	$453,387	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	26,527	$450,163	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bank J. Safra Sarasin LTD	25,500	$432,735	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	24,770	$420,346	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	433	$7,348	1.9%	Sole
SEI TRUST CO	22,923	$389,003	98.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Investments joint	22,294	$378,329	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	18,438	$312,892	87.1%	Defined
Osaic Advisory Services, LLC	2,736	$46,429	12.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	16,445	$279,071	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	3,614	$61,329	22.4%	Defined
RBC Capital Markets, LLC	5,698	$96,695	35.3%	Defined
RBC Dominion Securities Inc.	2,962	$50,265	18.4%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	2,476	$42,017	15.3%	Defined
CITY NATIONAL BANK	1,186	$20,126	7.4%	Other
Held directly	199	$3,377	1.2%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blackstone Alternative Asset Management L.P.	15,950	$270,671	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES INC	48	$814	0.3%	Defined
Held directly	15,247	$258,741	99.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	14,742	$250,171	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	13,370	$226,888	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EVOKE WEALTH, LLC	1,130	$19,176	9.1%	Defined
Held directly	11,353	$192,660	90.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	12,035	$204,233	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Magnetar Asset Management LLC	6,983	$118,501	59.5%	Sole
Held directly	4,756	$80,709	40.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	9,142	$155,139	82.7%	Defined
Ameriprise Financial Services, LLC	1,911	$32,429	17.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	10,828	$183,751	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SECURITY INVESTORS LLC	10,279	$174,434	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
O'Shaughnessy	8,477	$143,854	84.7%	Other
Assetmark	51	$865	0.5%	Other
Orion	1,460	$24,776	14.6%	Other
Held directly	20	$339	0.2%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bank Lombard Odier & Co Ltd	8,000	$135,760	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Macquarie Investment Management Australia Limited	6,295	$106,826	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	5,362	$90,993	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	4,497	$76,314	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	2,646	$44,902	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	2,082	$35,331	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Frost Investment Services, LLC	1,705	$28,933	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Madison Avenue Financial Solutions, LLC	1,570	$26,642	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	1,430	$24,267	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	549	$9,316	50.8%	Sole
Held directly	531	$9,010	49.2%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,050	$17,818	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	895	$15,188	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	631	$10,708	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	275	$4,666	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Altshuler Shaham Mutual Funds Management Ltd.	274	$4,649	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bessemer Trust CO of Delaware, N.A.	188	$3,190	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	49,331	$731,085	6.5%	Defined
JANUS HENDERSON INVESTORS US LLC	708,104	$10,494,101	93.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	177,381	$2,628,786	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	50,000	$741,000	100.0%	Defined

Key facts CIK 1600620 CUSIP 05156V102 13F (30d) 258 filings 255 filers Visit website Investor relations