AUPH · Aurinia Pharmaceuticals Inc. · Shareholders & Ownership

$16.70 +0.21 (+1.27%)

Russell 2000 member Rebalance outlook locked

Market Cap

$2.22B

133.05M

Volume · Oct 20 351.59K Avg daily vol (3M) 966.28K

Every disclosed holder of AUPH in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns AUPH

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	279	78,879,046	59.28%	Yes
Insiders (Forms 3, 4, 5)	12	4,216,410	3.17%	Yes
13D/G-only blocks	2	11,387,629	8.56%	Yes
Remaining	—	38,568,083	28.99%	Rest
Registered funds (N-PORT, not summed)	178	14,945,989	11.23%	No

Shares outstanding: 133,051,168, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of AUPH

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	TANG CAPITAL MANAGEMENT LLC 13F CIK 1232621 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	13,044,106	9.80%	+814,606	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	TANG KEVIN Insider CIK 1178579 · Jun 2, 2026 Director, issuer-wide, not summed	13,044,106	9.80%	+814,606	Jun 2, 2026	Director, issuer-wide, not summed
2	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	8,193,085	6.16%	+347,564	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	3,062,402	2.30%	+137,599	Jun 30, 2026	iShares Trust, not summed
2.2	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,101,324	0.83%	+133,199	Jun 30, 2026	iShares Trust, not summed
2.3	iShares Biotechnology ETF Fund S000004350 · Registered fund · Jun 30, 2026 iShares Trust, not summed	800,933	0.60%	-73,403	Jun 30, 2026	iShares Trust, not summed
2.4	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	216,179	0.16%	+16,959	Jun 30, 2026	Quantitative Master Series LLC, not summed
2.5	iShares US Small Cap Value Factor ETF Fund S000069740 · Registered fund · Jun 30, 2026 iShares Trust, not summed	49,510	0.04%	—	Jun 30, 2026	iShares Trust, not summed
3	ARMISTICE CAPITAL, LLC 13G CIK 1601086 · Registered investment adviser · Dec 31, 2024 Rule 13d-1(b), qualified institution	6,400,000	4.81%	-3,136,000	Dec 31, 2024	Rule 13d-1(b), qualified institution
4	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	5,619,401	4.22%	+4,185,893	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	Goldman Sachs U.S. Tax-Managed Equity Fund Fund S000009340 · Registered fund · Jun 30, 2026 Goldman Sachs Trust, not summed	541,443	0.41%	—	Jun 30, 2026	Goldman Sachs Trust, not summed
4.2	Goldman Sachs Small Cap Value Insights Fund Fund S000014929 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	334,685	0.25%	+305,455	Jul 31, 2026	Goldman Sachs Trust, not summed
4.3	Goldman Sachs Small Cap Equity Insights Fund Fund S000009329 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	304,118	0.23%	+216,331	Jul 31, 2026	Goldman Sachs Trust, not summed
4.4	Goldman Sachs Small Cap Growth Insights Fund Fund S000014930 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	112,995	0.08%	+57,640	Jul 31, 2026	Goldman Sachs Trust, not summed
4.5	Goldman Sachs Variable Insurance Trust Small Cap Equity Insights Fund Fund S000009355 · Registered fund · Jun 30, 2026 Goldman Sachs Variable Insurance Trust, not summed	66,631	0.05%	+47,330	Jun 30, 2026	Goldman Sachs Variable Insurance Trust, not summed
5	ILJIN SNT Co., Ltd. 13D CIK 1772596 · Unknown · Aug 20, 2026 Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands	4,987,629	3.75%	-423,904	Aug 20, 2026
6	NEA Management Company, LLC 13F CIK 1512848 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,969,834	2.98%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
7	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,467,514	2.61%	+38,809	Jun 30, 2026	carried, not yet filed for the newest quarter
8	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 13F CIK 1164508 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,264,062	2.45%	-20,306	Jun 30, 2026	carried, not yet filed for the newest quarter
9	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,589,615	1.95%	+62,516	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF Fund S000014038 · Registered fund · Jun 30, 2026 SPDR INDEX SHARES FUNDS, not summed	124,648	0.09%	-128	Jun 30, 2026	SPDR INDEX SHARES FUNDS, not summed
9.2	State Street(R) SPDR(R) S&P(R) International Small Cap ETF Fund S000014039 · Registered fund · Jun 30, 2026 SPDR INDEX SHARES FUNDS, not summed	100,258	0.08%	+1,038	Jun 30, 2026	SPDR INDEX SHARES FUNDS, not summed
9.3	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	42,200	0.03%	+1,000	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
9.4	State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF Fund S000036082 · Registered fund · Jun 30, 2026 SPDR INDEX SHARES FUNDS, not summed	10,657	0.01%	+1,275	Jun 30, 2026	SPDR INDEX SHARES FUNDS, not summed
9.5	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	3,012	0.00%	+187	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
10	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,308,244	1.73%	+75,696	Jun 30, 2026	carried, not yet filed for the newest quarter
11	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,044,007	1.54%	+169,410	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Greenleaf Peter Insider CIK 1363683 · Mar 2, 2026 Director, Chief Executive Officer, issuer-wide	1,840,379	1.38%	+95,513	Mar 2, 2026	Director, Chief Executive Officer, issuer-wide
13	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,701,152	1.28%	+165,143	Jun 30, 2026	carried, not yet filed for the newest quarter
14	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,548,035	1.16%	-115,800	Jun 30, 2026	carried, not yet filed for the newest quarter
15	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,408,456	1.06%	-164,527	Jun 30, 2026	carried, not yet filed for the newest quarter
16	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,359,028	1.02%	+102,667	Jun 30, 2026	carried, not yet filed for the newest quarter
17	JACOBS LEVY EQUITY MANAGEMENT, INC 13F CIK 884414 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,231,516	0.93%	+134,327	Jun 30, 2026	carried, not yet filed for the newest quarter
18	JUPITER ASSET MANAGEMENT LTD 13F CIK 1215838 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,094,475	0.82%	+291,056	Jun 30, 2026	carried, not yet filed for the newest quarter
19	LSV ASSET MANAGEMENT 13F CIK 1050470 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,079,447	0.81%	+39,871	Jun 30, 2026	carried, not yet filed for the newest quarter
20	NOMURA HOLDINGS INC 13F CIK 1163653 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	978,602	0.74%	+9,692	Jun 30, 2026	carried, not yet filed for the newest quarter
21	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	948,751	0.71%	-59	Jun 30, 2026	carried, not yet filed for the newest quarter
21.1	AQR Small Cap Multi-Style Fund Fund S000040064 · Registered fund · Jun 30, 2026 AQR Funds, not summed	24,600	0.02%	+11,707	Jun 30, 2026	AQR Funds, not summed
21.2	AQR Small Cap Momentum Style Fund Fund S000025644 · Registered fund · Mar 31, 2026 AQR Funds, not summed	11,995	0.01%	—	Mar 31, 2026	AQR Funds, not summed
22	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	863,567	0.65%	+39,462	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	60,381	0.05%	+5,352	Jun 30, 2026	Northern Funds, not summed
22.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	13,246	0.01%	-378	Jun 30, 2026	Northern Funds, not summed
22.3	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	8,058	0.01%	-2,568	Jul 31, 2026	FlexShares Trust, not summed
23	Allianz Asset Management GmbH 13F CIK 1535323 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	841,731	0.63%	+841,731	Jun 30, 2026	carried, not yet filed for the newest quarter
24	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	812,915	0.61%	+159,491	Jun 30, 2026	carried, not yet filed for the newest quarter
24.1	Nuveen Quant Small Cap Equity Fund Fund S000005386 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	480,650	0.36%	+129,290	Jul 31, 2026	TIAA-CREF Funds, not summed
24.2	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	158,193	0.12%	+14,485	Jul 31, 2026	TIAA-CREF Funds, not summed
24.3	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	105,444	0.08%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
24.4	Nuveen Life Small Cap Equity Fund Fund S000005093 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	10,015	0.01%	+2,679	Jun 30, 2026	TIAA-CREF Life Funds, not summed
24.5	Nuveen Life Stock Index Fund Fund S000005094 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	2,219	0.00%	0	Jun 30, 2026	TIAA-CREF Life Funds, not summed
25	Donley Matthew Maxwell Insider CIK 1636642 · Mar 2, 2026 Chief Operating Officer, issuer-wide	680,299	0.51%	+17,399	Mar 2, 2026	Chief Operating Officer, issuer-wide
26	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	613,258	0.46%	+21,888	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
27	Jupiter Topco LLC 13F CIK 2146052 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	602,195	0.45%	-155,240	Jun 30, 2026	carried, not yet filed for the newest quarter
28	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 13F CIK 1694217 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	596,618	0.45%	-18,473	Jun 30, 2026	carried, not yet filed for the newest quarter
29	Robertson Stephen P. Insider CIK 1837798 · Sep 10, 2026 EVP, General Counsel, issuer-wide	588,848	0.44%	-11,939	Sep 10, 2026	EVP, General Counsel, issuer-wide
30	PRUDENTIAL FINANCIAL INC 13F CIK 1137774 · Insurance company · Jun 30, 2026 carried, not yet filed for the newest quarter	582,345	0.44%	-8,265	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Miller Joseph M Insider CIK 1746372 · Mar 2, 2026 Chief Financial Officer, issuer-wide	576,421	0.43%	+19,718	Mar 2, 2026	Chief Financial Officer, issuer-wide
32	O'SHAUGHNESSY ASSET MANAGEMENT, LLC 13F CIK 1423442 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	567,492	0.43%	+153,473	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Hillsdale Investment Management Inc. 13F CIK 1368465 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	550,900	0.41%	+341,000	Jun 30, 2026	carried, not yet filed for the newest quarter
34	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	479,970	0.36%	-450,661	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Woodline Partners LP 13F CIK 1784547 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	456,259	0.34%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
36	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	445,990	0.34%	-15,876	Jun 30, 2026	carried, not yet filed for the newest quarter
36.1	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	288,413	0.22%	+26,209	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
36.2	Schwab Small-Cap Equity Fund Fund S000005516 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	113,136	0.09%	+19,263	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
36.3	Schwab Health Care Fund Fund S000005519 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	75,100	0.06%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
37	BNP PARIBAS ARBITRAGE, SA 13F CIK 1166588 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	437,037	0.33%	-311,728	Jun 30, 2026	carried, not yet filed for the newest quarter
38	RICE HALL JAMES & ASSOCIATES, LLC 13F CIK 1230765 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	416,631	0.31%	-71,267	Jun 30, 2026	carried, not yet filed for the newest quarter
38.1	Rice Hall James Micro Cap Portfolio Fund S000005702 · Registered fund · Oct 31, 2025 ADVISORS' INNER CIRCLE FUND, not summed	25,400	0.02%	-2,200	Oct 31, 2025	ADVISORS' INNER CIRCLE FUND, not summed
39	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	411,825	0.31%	+136,671	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Connor, Clark & Lunn Investment Management Ltd. 13F CIK 1596800 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	408,453	0.31%	+13,048	Jun 30, 2026	carried, not yet filed for the newest quarter
41	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	372,481	0.28%	+53,703	Jun 30, 2026	carried, not yet filed for the newest quarter
41.1	Fidelity Small Cap Index Fund Fund S000033638 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	1,303,109	0.98%	+124,301	Jul 31, 2026	Fidelity Salem Street Trust, not summed
41.2	Fidelity Enhanced Small Cap Core ETF Fund S000081807 · Registered fund · Jun 30, 2026 Fidelity Covington Trust, not summed	321,869	0.24%	+59,537	Jun 30, 2026	Fidelity Covington Trust, not summed
41.3	Fidelity Small Cap Growth Index Fund Fund S000065750 · Registered fund · Jun 30, 2026 Fidelity Salem Street Trust, not summed	111,798	0.08%	+21,049	Jun 30, 2026	Fidelity Salem Street Trust, not summed
41.4	Fidelity Nasdaq Composite Index Fund Fund S000055366 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	80,526	0.06%	0	May 31, 2026	Fidelity Concord Street Trust, not summed
41.5	Fidelity MSCI Health Care Index ETF Fund S000042575 · Registered fund · Jul 31, 2026 FIDELITY COVINGTON TRUST, not summed	50,551	0.04%	-1,474	Jul 31, 2026	FIDELITY COVINGTON TRUST, not summed
42	IFP Advisors, Inc 13F CIK 1641866 · Registered investment adviser · Sep 30, 2026	368,966	0.28%	+7,332	Sep 30, 2026
43	RITHOLTZ WEALTH MANAGEMENT 13F CIK 1698218 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	363,056	0.27%	+48,630	Jun 30, 2026	carried, not yet filed for the newest quarter
44	VOLORIDGE INVESTMENT MANAGEMENT, LLC 13F CIK 1556921 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	362,416	0.27%	-165,756	Jun 30, 2026	carried, not yet filed for the newest quarter
45	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	355,572	0.27%	-9,664	Jun 30, 2026	carried, not yet filed for the newest quarter
45.1	Small Company Fund Fund S000005981 · Registered fund · Jun 30, 2026 American Century Quantitative Equity Funds, Inc., not summed	55,672	0.04%	0	Jun 30, 2026	American Century Quantitative Equity Funds, Inc., not summed
46	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	350,857	0.26%	+15,082	Jun 30, 2026	carried, not yet filed for the newest quarter
47	Norris Financial Group, LLC 13F CIK 2129318 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	342,331	0.26%	-146	Jun 30, 2026	carried, not yet filed for the newest quarter
48	VANGUARD HEALTH CARE INDEX FUND Fund S000004450 · Registered fund · May 31, 2026 VANGUARD WORLD FUND, not summed	336,035	0.25%	-706	May 31, 2026	VANGUARD WORLD FUND, not summed
49	Squarepoint Ops LLC 13F CIK 1642575 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	317,430	0.24%	-2,374	Jun 30, 2026	carried, not yet filed for the newest quarter
50	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	310,564	0.23%	+44,807	Jun 30, 2026	carried, not yet filed for the newest quarter

18 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 378 holders

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Key facts CIK 1600620 CUSIP 05156V102 13F (30d) 19 filings 19 filers Visit website Investor relations