Norris Financial Group, LLC

Registered adviser

CIK

2129318

Location

GREENVILLE, SC

Portfolio Value

Small $251,296,175

Diversification

Diversified

Filing Date

Global Rank

#5,777 / 8,823 ▼ 992

Top Industry

Software - Infrastructure 11.9%

Period ended 4 months ago

Filed Aug 5, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 129422

Roster of Nov 1, 2026

Regulatory AUM

$353,003,756

Main clients

Individuals and high net worth (92% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$353,003,756	Individuals and high net worth (92%)
Apr 2025 to Mar 2026	$251,609,978	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$195,637,746	Individuals and high net worth (99%)
May 2023 to Mar 2024	$165,116,697	Individuals and high net worth (98%)
Apr 2023	$165,116,697	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$189,491,084	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 51.0%, 24.2 effective positions, active share 82.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

56.1% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 12.8 quarters (12+), a floor since 27.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 82.1%; sector active share 52.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

82 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

12.5%

−0.8 pts

Top 5

32.4%

−4.7 pts

Top 10

51.0%

−2.1 pts

HHI

413

Diversified−36

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	65.2%	$163,860,157	37
Technology	15.6%	$39,081,143	12
Financial Services	5.6%	$13,968,774	8
Industrials	2.7%	$6,826,799	3
Healthcare	2.7%	$6,694,632	4
Communication Services	2.6%	$6,538,708	4
Consumer Cyclical	2.0%	$5,125,622	4
Consumer Defensive	1.7%	$4,361,373	2
Real Estate	0.9%	$2,311,546	2
Energy	0.8%	$2,091,764	4
Utilities	0.1%	$309,353	1
Basic Materials	0.1%	$126,304	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SGOL	abrdn Gold ETF Trust	+20,498	326,883	$12,496,737
USAI	Pacer American Energy Independence ETF	+19,498	162,973	$7,414,619
ULST	State Street(R) Ultra Short Term Bond ETF	+16,823	123,113	$4,977,458
GSY	Invesco Ultra Short Duration ETF	+15,594	157,181	$7,882,627
PULS	PGIM Ultra Short Bond ETF	+14,383	60,377	$2,991,680
SOFI	SoFi Technologies, Inc.	+11,474	63,617	$1,140,652
PAVE	Global X U.S. Infrastructure Development ETF	+11,071	47,491	$2,798,169
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	+10,891	50,676	$9,386,715
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	+6,235	128,011	$5,428,946
SHOP	Shopify Inc.	+5,503	18,871	$2,154,690
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	+5,486	28,249	$5,416,745
SGOV	iShares 0-3 Month Treasury Bond ETF	+5,108	38,154	$3,840,963
BOXX	Alpha Architect 1-3 Month Box ETF	+5,021	68,589	$8,031,086
VZ	Verizon Communications Inc	+4,383	26,537	$1,123,576
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	+3,860	105,790	$4,657,933
SIL	Global X Silver Miners ETF	+3,030	32,034	$2,481,353
QQQM	Invesco Ltd.	+2,841	16,719	$5,065,355
DHT	DHT Holdings, Inc.	+2,000	19,300	$319,029
HPI	John Hancock Preferred Income Fund	+2,000	22,600	$366,346
CRSP	CRISPR Therapeutics AG	+1,804	9,061	$494,186
NANR	State Street(R) SPDR(R) S&P(R) North American Natural Resources ETF	+1,665	19,032	$1,436,916
FEZ	State Street(R) SPDR(R) EURO STOXX 50(R) ETF	+1,406	10,120	$695,041
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	+1,195	17,568	$4,985,622
COIN	Coinbase Global, Inc.	+1,072	15,525	$2,269,599
CBOE	Cboe Global Markets, Inc.	+677	10,409	$2,525,952
No positions match the current search.

Trimmed

Positions the filer reduced

20 positions

Ticker	Company	Δ Shares	Shares	Value
DOCN	DigitalOcean Holdings, Inc.	−20,022	64,313	$10,099,070
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	−5,345	29,639	$2,987,907
TTMI	Ttm Technologies Inc	−5,306	38,397	$7,181,006
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	−3,567	46,621	$4,985,183
FUMB	First Trust Ultra Short Duration Municipal ETF	−2,450	24,715	$495,782
—		−2,128	108,986	$9,987,477
GDX	VanEck Gold Miners ETF	−1,577	36,841	$2,779,653
SLV	iShares Silver Trust	−1,511	4,499	$240,561
VTS	Vitesse Energy, Inc.	−1,445	75,297	$1,187,433
AGX	Argan Inc	−938	7,966	$6,361,249
GLD	Spdr Gold Trust	−723	14,306	$5,270,044
TFC	Truist Financial Corp	−616	35,561	$1,771,649
QQQ	Invesco Qqq Trust, Series 1	−455	17,639	$12,989,359
TPB	Turning Point Brands, Inc.	−342	47,482	$4,026,948
DEM	WisdomTree Emerging Markets High Dividend Fund	−323	5,379	$289,336
JEPI	JPMorgan Equity Premium Income ETF	−176	3,600	$203,328
EMXC	iShares MSCI Emerging Markets ex China ETF	−163	39,303	$4,020,696
AUPH	Aurinia Pharmaceuticals Inc.	−146	342,331	$5,809,357
CLS	Celestica Inc	−45	8,750	$3,192,000
STAG	STAG Industrial, Inc.	−41	53,739	$2,045,306
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
CRDO	Credo Technology Group Holding Ltd	6,473	$1,760,332
SPCX	Space Exploration Technologies Corp	1,793	$306,351
INCY	Incyte Corp	2,359	$267,416
MFC	Manulife Financial Corp	6,165	$249,744
APP	AppLovin Corp	475	$244,734
AMD	Advanced Micro Devices Inc	393	$228,297
ENFR	Alerian Energy Infrastructure ETF	5,525	$210,502
W	Wayfair Inc.	2,225	$205,634
MXL	Maxlinear, Inc	1,584	$202,799
NEXA	Nexa Resources S.A.	10,319	$126,304
AUR	Aurora Innovation, Inc.	10,000	$68,200
BBAI	BigBear.ai Holdings, Inc.	11,683	$42,876
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
IAU	Ishares Gold Trust	236,569	$20,855,923
SHV	iShares 0-1 Year Treasury Bond ETF	179,196	$19,781,446
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	33,713	$10,815,467
IGE	iShares North American Natural Resources ETF	141,888	$8,930,430
MU	Micron Technology Inc	12,030	$4,064,215
NEM	NEWMONT Corp	24,908	$2,696,291
OKE	Oneok Inc	29,487	$2,665,329
UPS	United Parcel Service Inc	26,063	$2,564,077
PFE	Pfizer Inc	89,229	$2,505,550
IWF	iShares Russell 1000 Growth ETF	5,726	$2,441,566
LMT	Lockheed Martin Corp	3,840	$2,320,857
GILD	Gilead Sciences, Inc.	16,583	$2,311,172
MSFT	Microsoft Corp	4,269	$1,580,255
LHX	L3harris Technologies, Inc.	2,075	$716,186
RIO	Rio Tinto PLC	6,814	$635,678
XOM	ExxonMobil Holdings Corp	3,182	$539,858
FLR	Fluor Corp	8,444	$393,912
SHY	iShares 1-3 Year Treasury Bond ETF	4,482	$370,078
PFF	iShares Preferred and Income Securities ETF	11,000	$333,520
ILF	iShares Latin America 40 ETF	9,368	$332,751
HON	Honeywell International Inc	1,361	$307,626
HBAN	Huntington Bancshares Inc	19,053	$298,179
STRL	Sterling Infrastructure, Inc.	644	$262,281
MTDR	Matador Resources Co	3,950	$249,561
SSRM	Ssr Mining Inc.	7,344	$215,913
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

82 tracked positions · $251,296,175 total · filing declares 82 positions · $251,294,036 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 82 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Added	42,106	+173	$31,443,497	+15.3%	26+	before history	12.51%
QQQ	Invesco Qqq Trust, Series 1	Reduced	17,639	-455	$12,989,359	+24.4%	26+	before history	5.17%
SGOL	abrdn Gold ETF Trust	Added	326,883	+20,498	$12,496,737	−8.6%	18	$22.78	4.97%
DOCN	DigitalOcean Holdings, Inc. Technology	Reduced	64,313	-20,022	$10,099,070	+39.6%	4	$43.09	4.02%
		Reduced	108,986	-2,128	$9,987,477	−1.9%	14	$91.60	3.97%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	50,676	+10,891	$9,386,715	+45.9%	2	$169.12	3.74%
AAPL	Apple Inc. Technology	Added	32,001	+368	$9,259,809	+15.3%	26+	before history	3.68%
BOXX	Alpha Architect 1-3 Month Box ETF	Added	68,589	+5,021	$8,031,086	+8.6%	11	unpriced	3.20%
GSY	Invesco Ultra Short Duration ETF	Added	157,181	+15,594	$7,882,627	+11.1%	8	$50.18	3.14%
USAI	Pacer American Energy Independence ETF	Added	162,973	+19,498	$7,414,619	+10.0%	2	$43.63	2.95%
TTMI	Ttm Technologies Inc Technology	Reduced	38,397	-5,306	$7,181,006	+68.7%	3	$65.27	2.86%
AGX	Argan Inc Industrials	Reduced	7,966	-938	$6,361,249	+31.2%	9	$99.58	2.53%
AUPH	Aurinia Pharmaceuticals Inc. Healthcare	Reduced	342,331	-146	$5,809,357	+14.5%	26+	before history	2.31%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Added	128,011	+6,235	$5,428,946	+5.4%	6	unpriced	2.16%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Added	28,249	+5,486	$5,416,745	+45.5%	9	$131.89	2.16%
GLD	Spdr Gold Trust	Reduced	14,306	-723	$5,270,044	−18.5%	26+	before history	2.10%
QQQM	Invesco Ltd. Financial Services	Added	16,719	+2,841	$5,065,355	+53.6%	16	$213.11	2.02%
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	Added	17,568	+1,195	$4,985,622	+19.9%	4	$236.21	1.98%
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	Reduced	46,621	-3,567	$4,985,183	−8.0%	4	$79.79	1.98%
ULST	State Street(R) Ultra Short Term Bond ETF	Added	123,113	+16,823	$4,977,458	+15.6%	11	$40.49	1.98%
GOOGL	Alphabet Inc. Communication Services	Added	13,761	+609	$4,917,768	+30.0%	7	$193.56	1.96%
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	Added	105,790	+3,860	$4,657,933	+11.9%	2	$41.99	1.85%
NVDA	Nvidia Corp Technology	Added	21,157	+628	$4,233,304	+18.2%	14	$108.35	1.68%
AMZN	Amazon Com Inc Consumer Cyclical	Added	17,376	+282	$4,141,395	+16.3%	26+	before history	1.65%
TPB	Turning Point Brands, Inc. Consumer Defensive	Reduced	47,482	-342	$4,026,948	−3.0%	8	$59.06	1.60%
EMXC	iShares MSCI Emerging Markets ex China ETF	Reduced	39,303	-163	$4,020,696	+29.5%	5	$58.21	1.60%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	38,154	+5,108	$3,840,963	+15.5%	11	unpriced	1.53%
CLS	Celestica Inc Technology	Reduced	8,750	-45	$3,192,000	+28.8%	11	$68.18	1.27%
PULS	PGIM Ultra Short Bond ETF	Added	60,377	+14,383	$2,991,680	+31.4%	5	$49.67	1.19%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Reduced	29,639	-5,345	$2,987,907	−15.1%	6	$100.50	1.19%
PAVE	Global X U.S. Infrastructure Development ETF	Added	47,491	+11,071	$2,798,169	+51.2%	4	unpriced	1.11%
GDX	VanEck Gold Miners ETF	Reduced	36,841	-1,577	$2,779,653	−21.2%	4	$78.78	1.11%
CBOE	Cboe Global Markets, Inc. Financial Services	Added	10,409	+677	$2,525,952	−7.7%	4	$245.94	1.01%
SIL	Global X Silver Miners ETF	Added	32,034	+3,030	$2,481,353	−5.0%	4	unpriced	0.99%
COIN	Coinbase Global, Inc. Financial Services	Added	15,525	+1,072	$2,269,599	−10.1%	2	$195.71	0.90%
SHOP	Shopify Inc. Technology	Added	18,871	+5,503	$2,154,690	+35.9%	15	$77.82	0.86%
STAG	STAG Industrial, Inc. Real Estate	Reduced	53,739	-41	$2,045,306	+5.5%	12	$36.66	0.81%
TFC	Truist Financial Corp Financial Services	Reduced	35,561	-616	$1,771,649	+6.5%	10	$36.99	0.71%
CRDO	Credo Technology Group Holding Ltd Technology	NEW	6,473	NEW	$1,760,332	NEW	1	$197.59	0.70%
NANR	State Street(R) SPDR(R) S&P(R) North American Natural Resources ETF	Added	19,032	+1,665	$1,436,916	−1.5%	2	$79.61	0.57%
VTS	Vitesse Energy, Inc. Energy	Reduced	75,297	-1,445	$1,187,433	−14.8%	4	$22.03	0.47%
SOFI	SoFi Technologies, Inc. Financial Services	Added	63,617	+11,474	$1,140,652	+37.8%	13	$11.36	0.45%
VZ	Verizon Communications Inc Communication Services	Added	26,537	+4,383	$1,123,576	+1.0%	7	$42.84	0.45%
TSLA	Tesla, Inc. Consumer Cyclical	Added	1,689	+222	$710,393	+30.3%	8	$287.50	0.28%
FEZ	State Street(R) SPDR(R) EURO STOXX 50(R) ETF	Added	10,120	+1,406	$695,041	+28.5%	6	$56.96	0.28%
FSMB	First Trust Short Duration Managed Municipal ETF	Held	32,353	0	$646,736	+0.2%	9	$19.89	0.26%
RF	Regions Financial Corp Financial Services	Added	19,188	+25	$579,477	+15.8%	13	$18.14	0.23%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Held	7,325	0	$578,894	−0.3%	6	$78.41	0.23%
FUMB	First Trust Ultra Short Duration Municipal ETF	Reduced	24,715	-2,450	$495,782	−9.0%	9	$20.08	0.20%
CRSP	CRISPR Therapeutics AG Healthcare	Added	9,061	+1,804	$494,186	+43.2%	13	$51.66	0.20%

Showing the top 50 of 82 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.