UPLD · Upland Software, Inc.

$3.99 -0.12 (-2.92%) At close · Sep 3

Market Cap

$12.29M

2.96M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 27

Total Value: $4,209,379

Total Shares: 901,370

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 27 13F filers · Δ vs Mar 31, 2026

Top Holder

15.3%

+1.9 pts

Top 5

61.0%

+6.4 pts

Top 10

84.1%

+4.1 pts

HHI

916

Broadly held+129

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -20

Institutional value: -37.6%

Shares held: -91.1%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega UBS Group AG	+8,350	11,658
Large Man Group plc	+5,175	25,265
Mid RICE HALL JAMES & ASSOCIATES, LLC	+3,698	101,143
Mega AMERIPRISE FINANCIAL INC	+2,355	137,919
Mid Tower Research Capital LLC (TRC)	+957	1,002

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega D. E. Shaw & Co., Inc.	−17,944	47,867
Mega TWO SIGMA INVESTMENTS, LP	−14,421	26,790
Mega VANGUARD PORTFOLIO MANAGEMENT LLC	−13,066	23,341
Mega GEODE CAPITAL MANAGEMENT, LLC	−9,170	35,839
Large ACADIAN ASSET MANAGEMENT LLC	−8,778	112,368

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Mega JANE STREET GROUP, LLC	15,585	$72,780

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Assenagon Asset Management S.A.	12,537	$83,493
Mega STATE STREET CORP	10,995	$73,227
Mega NORTHERN TRUST CORP	6,404	$42,652
Mid EVERGREEN CAPITAL MANAGEMENT LLC	6,239	$41,551
Mid GSA CAPITAL PARTNERS LLP	4,452	$29,653

Filter: New 1 Increased 10 Reduced 12 Sold out 21 Unchanged 4

Showing 27 of 27

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

AMERIPRISE FINANCIAL INC

$644,081

15.30%

137,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	137,919	$644,081	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$562,155

13.35%

120,376

ACADIAN ASSET MANAGEMENT LLC

$524,758

12.47%

112,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	112,368	$524,758	100.0%	Defined

RICE HALL JAMES & ASSOCIATES, LLC

$472,337

11.22%

101,143

CastleKnight Management LP

$362,952

8.62%

77,720

BlackRock, Inc.

$256,667

6.10%

54,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	10,977	$51,262	20.0%	Sole
BlackRock Investment Management, LLC	3	$14	0.0%	Sole
BlackRock Fund Advisors	981	$4,581	1.8%	Sole
BlackRock Institutional Trust Company, N.A.	43,000	$200,810	78.2%	Sole

D. E. Shaw & Co., Inc.

$223,538

5.31%

47,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	47,867	$223,538	100.0%	Defined

RBF Capital, LLC

$199,661

4.74%

42,754

GEODE CAPITAL MANAGEMENT, LLC

$167,367

3.98%

35,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	5,096	$23,798	14.2%	Defined
Held directly	30,743	$143,569	85.8%	Defined

TWO SIGMA INVESTMENTS, LP

$125,109

2.97%

26,790

Man Group plc

$117,987

2.80%

25,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	25,265	$117,987	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$114,807

2.73%

24,584

VANGUARD PORTFOLIO MANAGEMENT LLC

$109,002

2.59%

23,341

Russell Investments Group, Ltd.

$100,542

2.39%

21,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	10,805	$50,459	50.2%	Defined
Russell Investments Canada Limited	194	$905	0.9%	Defined
Russell Investments Capital, LLC	3,620	$16,905	16.8%	Defined
Russell Investments France SAS	2,898	$13,533	13.5%	Defined
Russell Investments Limited	272	$1,270	1.3%	Defined
Russell Investments Trust Company	3,741	$17,470	17.4%	Defined

JANE STREET GROUP, LLC

$72,780

1.73%

15,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	8,791	$41,053	56.4%	Defined
Jane Street Global Trading, LLC	6,794	$31,727	43.6%	Defined

VANGUARD FIDUCIARY TRUST CO

$67,014

1.59%

14,350

UBS Group AG

$54,442

1.29%

11,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	11,653	$54,419	100.0%	Defined
UBS Switzerland AG	5	$23	0.0%	Defined

BARCLAYS PLC

$14,775

0.35%

3,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	3,020	$14,103	95.5%	Defined
BARCLAYS CAPITAL INC.	144	$672	4.5%	Defined

FMR LLC

$8,032

0.19%

1,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,720	$8,032	100.0%	Defined

Tower Research Capital LLC (TRC)

$4,679

0.11%

1,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,002	$4,679	100.0%	Defined

Vanguard Global Advisers, LLC

$4,511

0.11%

966

OSAIC HOLDINGS, INC.

$1,765

0.04%

378

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	378	$1,765	100.0%	Defined

MORGAN STANLEY

$279

0.01%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2	$9	3.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	8	$37	13.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	50	$233	83.5%	Defined

BNP PARIBAS ARBITRAGE, SA

$70

0.00%

FEDERATED HERMES, INC.

$56

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	12	$56	100.0%	Defined

SBI Securities Co., Ltd.

0.00%

HUNTINGTON NATIONAL BANK

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	109,951	$73,227	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	64,044	$42,652	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ORIX Corp Europe N.V. joint	43,744	$29,133	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	42,599	$28,370	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	38,874	$25,890	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	33,800	$22,510	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	31,149	$20,745	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	23,520	$15,664	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	710	$472	90.6%	Defined
RBC Dominion Securities Inc.	75	$49	9.4%	Defined

Key facts CIK 1505155 CUSIP 91544A208 13F (30d) 26 filings 26 filers Visit website Investor relations