UPLD · Upland Software, Inc. · Holdings

$3.96 +0.04 (+0.89%) Q4 2025 earnings call transcript

Market Cap

$11.47M

2.96M

Volume · Oct 28 317 Avg daily vol (3M) 54.48K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of UPLD: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 30

Total Value: $4,260,920

Total Shares: 912,420

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 30 13F filers

Top Holder

15.1%

of institutional value

Top 5

60.2%

of institutional value

Top 10

83.0%

of institutional value

HHI

895

Broadly held

Who Holds UPLD

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 30 filers, like-for-like change -9.6%; actively managed books -9.3%; index-like books -10.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	45.0%	10	-12.0%	0	8
Adviser	15.1%	2	+1.6%	0	0
Bank	2.8%	3	-4.1%	0	3
Non-US	0.0%	2	-22.7%	1	0
Holding company	6.3%	4	-12.0%	0	0
Exempt adviser	0.0%	0	—	0	0
Benefit plan	0.0%	0	—	0	0
Broker-dealer	0.0%	0	—	0	0
Insurer	0.0%	0	—	0	0
Registered fund	0.0%	0	—	0	0
Unknown	30.8%	9	-10.7%	2	5

Style	Share	Filers	Change	New	Exited
Index-like	25.9%	6	-10.2%	0	2
Systematic-like	8.2%	2	-36.2%	0	3
Diversified active	65.9%	22	-3.9%	3	9
Concentrated	0.0%	0	-100.0%	0	2
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	44.6%	13	-10.1%	2	11
Medium turnover	27.9%	9	+0.3%	0	1
High turnover	10.0%	4	-29.6%	1	4
Unknown	17.4%	4	-7.6%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	17.4%	4	-12.0%	0	2
Medium horizon	17.3%	5	-1.4%	1	0
Long horizon	62.3%	20	-9.0%	2	13
Unknown	2.9%	1	-37.1%	0	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
$1B to $10B	24.4%	7	-7.4%	1	7
$10B to $100B	17.8%	6	-9.7%	1	3
$100B or more	57.8%	17	-10.4%	1	6
Under $1B	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.0%	2	-99.6%	0	5
Pooled investment vehicles	14.3%	4	-12.5%	0	1
Registered funds and BDCs	19.7%	3	-13.9%	0	2
Diversified	11.1%	1	+3.8%	0	0
Governments and sovereign funds	0.0%	0	—	0	0
Pension and profit sharing plans	0.0%	0	—	0	0
Unknown	55.0%	20	-7.4%	3	8

Private funds	Share	Filers	Change	New	Exited
Hedge funds	14.1%	3	-15.1%	0	2
No private funds	30.9%	7	-8.0%	0	4
Private equity funds	0.0%	0	-100.0%	0	1
Other private funds	0.0%	0	-100.0%	0	1
Real estate funds	0.0%	0	—	0	0
Private funds, type not stated	0.0%	0	—	0	0
Unknown	55.0%	20	-7.4%	3	8

Location	Share	Filers	Change	New	Exited
United States	95.6%	26	-8.9%	2	11
Outside the US	4.4%	4	-22.4%	1	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

30 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

6.59%

of shares outstanding, 20th percentile

Mar 31, 2026: 8.40%

Private-fund advisers

4.40%

of shares outstanding

Institutional ownership

31.1%

39.7% of the estimated free float

Top 10 holders

83.0%

of 13F shares, Herfindahl 0.090

Active holders

-9.3%

like-for-like share change of active filers

5% stakes on record

1 13D, 1 13G (0 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 16.4 quarters

Under 1 year 19.2% 1 to 3 years 8.80% 3 years or more 72.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$51.81

estimated per share

Mar 31, 2026: $4.92

Quarter-end price

$4.67

implied by 13F values

Estimated gain or loss

-91.0%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 33.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not UPLD, quarter ended Jun 30, 2026

UPLD has no holder-overlap peers, so these filers hold the largest Technology stocks: NVDA, AAPL, MSFT, AVGO, MU, AMD, INTC, AMAT, LRCX, CSCO, TSM, KLAC, SNDK, TXN, PANW, MRVL, WDC, APH, ORCL, STX. 7,099 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Invesco Ltd. Adviser, Diversified active	$413,827,857,231 20 held	32.8%	NVDA, AAPL, MU
2	JPMORGAN CHASE & CO Bank, Diversified active	$407,707,534,286 20 held	23.7%	NVDA, AAPL, MSFT
3	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$287,532,333,393 20 held	28.9%	NVDA, AAPL, MSFT
4	NORGES BANK Non-US, Index-like	$280,908,085,880 20 held	28.0%	NVDA, AAPL, MSFT
5	NORTHERN TRUST CORP Bank, Index-like	$217,587,725,420 20 held	25.3%	NVDA, AAPL, MSFT
6	BANK OF AMERICA CORP /DE/ Bank, Diversified active	$205,326,967,659 20 held	13.3%	NVDA, AAPL, MSFT
7	Capital Research Global Investors Adviser, Diversified active	$203,724,108,091 19 held	28.5%	AVGO, NVDA, MSFT
8	GOLDMAN SACHS GROUP INC Holding company, Index-like	$198,384,235,675 20 held	20.8%	NVDA, AAPL, MSFT
9	Capital World Investors Adviser, Diversified active	$185,750,860,435 15 held	22.0%	AVGO, MU, NVDA
10	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$174,850,027,256 20 held	31.9%	NVDA, AAPL, MSFT

Fund Ownership of UPLD by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 4.15% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.08%	+0.08 pp	2,352	1
Index ETFs	4.07%	+4.07 pp	120,376	2
Active ETFs	0.00%	-0.01 pp	0	0
Active funds	1.55%	+1.55 pp	45,789	8
Unclassified	0.00%	0.00 pp	0	0
All registered funds	5.70%	+5.69 pp	168,517	11

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 10 Adviser 2 Bank 3 Non-US 2 Holding company 4 Unknown 9

Showing 30 of 30

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

AMERIPRISE FINANCIAL INC

$644,081

15.12%

137,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	137,919	$644,081	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$562,155

13.19%

120,376

ACADIAN ASSET MANAGEMENT LLC

$524,758

12.32%

112,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	112,368	$524,758	100.0%	Defined

RICE HALL JAMES & ASSOCIATES, LLC

$472,337

11.09%

101,143

CastleKnight Management LP

$362,952

8.52%

77,720

BlackRock, Inc.

$256,667

6.02%

54,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	10,977	$51,262	20.0%	Sole
BlackRock Investment Management, LLC	3	$14	0.0%	Sole
BlackRock Fund Advisors	981	$4,581	1.8%	Sole
BlackRock Institutional Trust Company, N.A.	43,000	$200,810	78.2%	Sole

D. E. Shaw & Co., Inc.

$223,538

5.25%

47,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	47,867	$223,538	100.0%	Defined

RBF Capital, LLC

$199,661

4.69%

42,754

GEODE CAPITAL MANAGEMENT, LLC

$167,367

3.93%

35,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	5,096	$23,798	14.2%	Defined
Held directly	30,743	$143,569	85.8%	Defined

TWO SIGMA INVESTMENTS, LP

$125,109

2.94%

26,790

Man Group plc

$117,987

2.77%

25,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	25,265	$117,987	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$114,807

2.69%

24,584

VANGUARD PORTFOLIO MANAGEMENT LLC

$109,002

2.56%

23,341

Russell Investments Group, Ltd.

$100,542

2.36%

21,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	10,805	$50,459	50.2%	Defined
Russell Investments Canada Limited	194	$905	0.9%	Defined
Russell Investments Capital, LLC	3,620	$16,905	16.8%	Defined
Russell Investments France SAS	2,898	$13,533	13.5%	Defined
Russell Investments Limited	272	$1,270	1.3%	Defined
Russell Investments Trust Company	3,741	$17,470	17.4%	Defined

JANE STREET GROUP, LLC

$72,780

1.71%

15,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	8,791	$41,053	56.4%	Defined
Jane Street Global Trading, LLC	6,794	$31,727	43.6%	Defined

VANGUARD FIDUCIARY TRUST CO

$67,014

1.57%

14,350

UBS Group AG

$54,442

1.28%

11,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	11,653	$54,419	100.0%	Defined
UBS Switzerland AG	5	$23	0.0%	Defined

STATE STREET CORP

$51,341

1.20%

10,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	10,994	$51,341	100.0%	Defined

BARCLAYS PLC

$14,775

0.35%

3,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	3,020	$14,103	95.5%	Defined
BARCLAYS CAPITAL INC.	144	$672	4.5%	Defined

FMR LLC

$8,032

0.19%

1,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,720	$8,032	100.0%	Defined

Tower Research Capital LLC (TRC)

$4,679

0.11%

1,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,002	$4,679	100.0%	Defined

Vanguard Global Advisers, LLC

$4,511

0.11%

966

OSAIC HOLDINGS, INC.

$1,765

0.04%

378

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	378	$1,765	100.0%	Defined

MORGAN STANLEY

$279

0.01%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2	$9	3.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	8	$37	13.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	50	$233	83.5%	Defined

CoreCap Advisors, LLC

$180

0.00%

BNP PARIBAS ARBITRAGE, SA

$70

0.00%

FEDERATED HERMES, INC.

$56

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	12	$56	100.0%	Defined

SBI Securities Co., Ltd.

$25

0.00%

HUNTINGTON NATIONAL BANK

0.00%

Anchor Investment Management, LLC

0.00%

Key facts CIK 1505155 CUSIP 91544A208 13F (30d) 2 filings 2 filers Visit website Investor relations