UPLD · Upland Software, Inc. · Shareholders & Ownership

$3.92 -0.02 (-0.51%) At close · Oct 27 Q4 2025 earnings call transcript

Market Cap

$11.47M

2.96M

Volume · Oct 27 47.01K Avg daily vol (3M) 54.48K

Every disclosed holder of UPLD in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns UPLD

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	30	912,420	30.85%	Yes
Insiders (Forms 3, 4, 5)	13	664,030	22.45%	Yes
13D/G-only blocks	3	1,101,235	37.24%	Yes
Remaining	—	279,506	9.45%	Rest
Registered funds (N-PORT, not summed)	18	332,855	11.26%	No

Shares outstanding: 2,957,191, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of UPLD

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	HGGC Fund IV GP, Ltd. 13D CIK 1943841 · Unknown · Jun 15, 2024	739,221	25.00%	+15,799	Jun 15, 2024
2	MCDONALD JOHN T Insider CIK 1094792 · Apr 30, 2026 Director, issuer-wide	300,463	10.16%	+25,000	Apr 30, 2026	Director, issuer-wide
3	Jalak Investments B.V. 13G CIK 2052865 · Unknown · Sep 30, 2025 Rule 13d-1(c), passive investor	260,000	8.79%	+60,000	Sep 30, 2025	Rule 13d-1(c), passive investor
4	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	137,919	4.66%	+2,355	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	Columbia Small Cap Value Discovery Fund Fund S000012102 · Registered fund · Jul 31, 2026 COLUMBIA FUNDS SERIES TRUST I, not summed	107,093	3.62%	—	Jul 31, 2026	COLUMBIA FUNDS SERIES TRUST I, not summed
4.2	Columbia Variable Portfolio - Small Cap Value Discovery Fund Fund S000012561 · Registered fund · Jun 30, 2026 COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed	19,422	0.66%	—	Jun 30, 2026	COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed
5	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	120,376	4.07%	-1	Jun 30, 2026	carried, not yet filed for the newest quarter
6	ACADIAN ASSET MANAGEMENT LLC 13F CIK 916542 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	112,368	3.80%	-8,779	Jun 30, 2026	carried, not yet filed for the newest quarter
7	CastleKnight Master Fund LP 13G CIK 1954661 · Unknown · Dec 31, 2024 Rule 13d-1(c), passive investor	102,014	3.45%	-36,192	Dec 31, 2024	Rule 13d-1(c), passive investor
8	RICE HALL JAMES & ASSOCIATES, LLC 13F CIK 1230765 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	101,143	3.42%	+3,698	Jun 30, 2026	carried, not yet filed for the newest quarter
9	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	91,959	3.11%	-1	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
10	Doman Dan Insider CIK 1940842 · Sep 16, 2026 Chief Operating & Product Ofcr, issuer-wide	86,473	2.92%	-2,952	Sep 16, 2026	Chief Operating & Product Ofcr, issuer-wide
11	CastleKnight Management LP 13F CIK 1835751 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	77,720	2.63%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
12	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	54,961	1.86%	-7,493	Jun 30, 2026	carried, not yet filed for the newest quarter
12.1	Diversified Equity Alpha Master Portfolio Fund S000004282 · Registered fund · Jun 30, 2026 Master Investment Portfolio, not summed	981	0.03%	—	Jun 30, 2026	Master Investment Portfolio, not summed
13	Hill Michael Douglass Insider CIK 1289889 · Jun 16, 2026 CFO, Treasurer & Secretary, issuer-wide	54,340	1.84%	-893	Jun 16, 2026	CFO, Treasurer & Secretary, issuer-wide
14	Nathaniel Sean Insider CIK 1870221 · Sep 16, 2026 Chief Operating Officer, issuer-wide	48,574	1.64%	-1,641	Sep 16, 2026	Chief Operating Officer, issuer-wide
15	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	47,867	1.62%	-17,944	Jun 30, 2026	carried, not yet filed for the newest quarter
16	RBF Capital, LLC 13F CIK 1134621 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	42,754	1.45%	-1	Jun 30, 2026	carried, not yet filed for the newest quarter
17	Mattox Timothy Insider CIK 1624067 · Aug 7, 2026 Director, issuer-wide	36,052	1.22%	-848	Aug 7, 2026	Director, issuer-wide
18	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	35,839	1.21%	-9,170	Jun 30, 2026	carried, not yet filed for the newest quarter
19	Cummings Karen Insider CIK 1342356 · Jun 30, 2025 President and COO, issuer-wide	30,643	1.04%	-4,100	Jun 30, 2025	President and COO, issuer-wide
20	Simon Jennifer L. Insider CIK 2147950 · Sep 16, 2026 Chief Financial Officer, issuer-wide	28,883	0.98%	-1,117	Sep 16, 2026	Chief Financial Officer, issuer-wide
21	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	28,417	0.96%	-1	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
22	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	26,790	0.91%	-14,421	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Man Group plc 13F CIK 1637460 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	25,265	0.85%	+5,175	Jun 30, 2026	carried, not yet filed for the newest quarter
24	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	24,584	0.83%	+345	Jun 30, 2026	carried, not yet filed for the newest quarter
25	VANGUARD EXPLORER FUND Fund S000002578 · Registered fund · Jul 31, 2026 VANGUARD EXPLORER FUND, not summed	23,341	0.79%	—	Jul 31, 2026	VANGUARD EXPLORER FUND, not summed
26	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	23,341	0.79%	-13,066	Jun 30, 2026	carried, not yet filed for the newest quarter
27	Russell Investments Group, Ltd. 13F CIK 1692234 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	21,530	0.73%	-5,186	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	U.S. Small Cap Equity Fund Fund S000001586 · Registered fund · Jul 31, 2026 RUSSELL INVESTMENT CO, not summed	5,416	0.18%	—	Jul 31, 2026	RUSSELL INVESTMENT CO, not summed
27.2	U.S. Small Cap Equity Fund Fund S000006864 · Registered fund · Jun 30, 2026 RUSSELL INVESTMENT FUNDS, not summed	2,478	0.08%	—	Jun 30, 2026	RUSSELL INVESTMENT FUNDS, not summed
28	Clearwater Select Equity Fund Fund S000000698 · Registered fund · Jun 30, 2026 Clearwater Investment Trust, not summed	20,696	0.70%	—	Jun 30, 2026	Clearwater Investment Trust, not summed
29	MAY DAVID Insider CIK 1458635 · Oct 27, 2025 Director, issuer-wide	19,144	0.65%	+2,500	Oct 27, 2025	Director, issuer-wide
30	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	15,585	0.53%	+15,585	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Walsh Teresa Miles Insider CIK 1805725 · Oct 27, 2025 Director, issuer-wide	14,449	0.49%	+2,500	Oct 27, 2025	Director, issuer-wide
32	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	14,350	0.49%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Smith Matthew Harnden Insider CIK 1422137 · Jun 16, 2025 General Counsel and Secretary, issuer-wide	13,191	0.45%	-359	Jun 16, 2025	General Counsel and Secretary, issuer-wide
34	Chung David H S Insider CIK 1576150 · Oct 27, 2025 Director, issuer-wide	12,448	0.42%	+2,500	Oct 27, 2025	Director, issuer-wide
35	COURTER STEPHEN E Insider CIK 1131058 · Oct 27, 2025 Director, issuer-wide	12,423	0.42%	+2,500	Oct 27, 2025	Director, issuer-wide
36	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	11,658	0.39%	+8,350	Jun 30, 2026	carried, not yet filed for the newest quarter
37	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	10,994	0.37%	-1	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Tamez David Insider CIK 2144368 · Jul 28, 2026 Interim CFO, issuer-wide	6,947	0.23%	—	Jul 28, 2026	Interim CFO, issuer-wide
39	BARCLAYS PLC 13F CIK 312069 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	3,164	0.11%	+143	Jun 30, 2026	carried, not yet filed for the newest quarter
40	T. Rowe Price Total Equity Market Index Fund Fund S000002091 · Registered fund · Jun 30, 2026 T. ROWE PRICE INDEX TRUST, INC., not summed	2,352	0.08%	—	Jun 30, 2026	T. ROWE PRICE INDEX TRUST, INC., not summed
41	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,720	0.06%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
41.1	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	19,438	0.66%	—	Aug 31, 2026	Fidelity Concord Street Trust, not summed
41.2	Fidelity Total Market Index Fund Fund S000006026 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	4,664	0.16%	—	Aug 31, 2026	Fidelity Concord Street Trust, not summed
41.3	Fidelity Series Total Market Index Fund Fund S000065248 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	3,469	0.12%	—	Aug 31, 2026	Fidelity Concord Street Trust, not summed
41.4	VIP Disciplined Small Cap Portfolio Fund S000007725 · Registered fund · Jun 30, 2026 Variable Insurance Products Fund II, not summed	1,720	0.06%	—	Jun 30, 2026	Variable Insurance Products Fund II, not summed
41.5	Fidelity Nasdaq Composite Index Fund Fund S000055366 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	917	0.03%	—	Aug 31, 2026	Fidelity Concord Street Trust, not summed
42	Tower Research Capital LLC (TRC) 13F CIK 1533421 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,002	0.03%	+957	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Vanguard Global Advisers, LLC 13F CIK 1811242 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	966	0.03%	-1	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Blackstone Alternative Multi-Strategy Fund Fund S000045538 · Registered fund · Jun 30, 2026 Blackstone Alternative Investment Funds, not summed	470	0.02%	—	Jun 30, 2026	Blackstone Alternative Investment Funds, not summed
45	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	378	0.01%	-295	Jun 30, 2026	carried, not yet filed for the newest quarter
46	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	60	0.00%	+1	Jun 30, 2026	carried, not yet filed for the newest quarter
47	CoreCap Advisors, LLC 13F CIK 1902501 · Registered investment adviser · Sep 30, 2026	50	0.00%	0	Sep 30, 2026
48	Guggenheim Active Allocation Fund Fund · Registered fund · May 29, 2026 Guggenheim Active Allocation Fund, not summed	17	0.00%	—	May 29, 2026	Guggenheim Active Allocation Fund, not summed
49	BNP PARIBAS ARBITRAGE, SA 13F CIK 1166588 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	15	0.00%	-7	Jun 30, 2026	carried, not yet filed for the newest quarter
50	FEDERATED HERMES, INC. 13F CIK 1056288 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	12	0.00%	-121	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 54 holders

Create a free account to page through every holder, filter by source and group by ultimate parent.

Key facts CIK 1505155 CUSIP 91544A208 13F (30d) 2 filings 2 filers Visit website Investor relations