RICE HALL JAMES & ASSOCIATES, LLC
Registered adviserFiling Date
Global Rank
#1,566
/ 8,818
▼ 13
Top Industry
Biotechnology
12.7%
Period ended 4 months ago
Filed Aug 7, 2026 · 3mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$1,740,251,833
Main clients
Diversified
Registered funds advised
1 series
(0 index, 0 ETFs)
$15,987,397 net assets· N-CEN Oct 31, 2025
Private funds on Schedule D 7.B.(1)
As filed Mar 28, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
No private funds listed.
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $1,740,251,833 | Diversified |
| Apr 2025 to Mar 2026 | $1,775,743,710 | Diversified |
| Apr 2024 to Mar 2025 | $1,740,724,495 | Diversified |
| May 2023 to Mar 2024 | $1,802,790,332 | Diversified |
| Apr 2023 | $1,802,790,332 | Diversified |
| Apr 2022 to Mar 2023 | $2,947,679,029 | Diversified |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 24.1%, 84.0 effective positions, active share 91.5% against the Russell 2000 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
27.2% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 17.7 quarters (12+), a floor since 37.6% of the book was already held when coverage starts
Closest benchmark: the Russell 2000 as of 2026-06-30, active share 91.5%; sector active share 30.1% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
240 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
4.2%
+1.0 pts
Top 5
13.8%
−0.0 pts
Top 10
24.1%
+0.2 pts
HHI
119
Diversified−2
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Healthcare | 33.5% | $687,952,790 |
| Technology | 28.1% | $577,194,458 |
| Industrials | 15.0% | $307,863,725 |
| Consumer Cyclical | 8.0% | $163,517,287 |
| Communication Services | 5.4% | $111,187,871 |
| Consumer Defensive | 3.2% | $66,443,413 |
| Financial Services | 3.0% | $61,520,215 |
| Basic Materials | 2.5% | $51,834,115 |
| Energy | 1.1% | $23,252,509 |
| Unclassified | 0.2% | $3,907,295 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| UPWK | Upwork, Inc | +1,468,638 | 2,776,805 | $23,214,089 | |
| TTI | Tetra Technologies Inc | +1,028,089 | 1,067,906 | $12,099,374 | |
| BLND | Blend Labs, Inc. | +553,732 | 1,560,021 | $2,667,635 | |
| OBIO | Orchestra BioMed Holdings, Inc. | +404,999 | 424,000 | $1,829,560 | |
| VRDN | Viridian Therapeutics, Inc.\DE | +277,295 | 1,175,906 | $21,601,393 | |
| SWIM | Latham Group, Inc. | +225,172 | 747,843 | $4,838,544 | |
| VREX | Varex Imaging Corp | +171,035 | 1,445,853 | $15,080,246 | |
| PBH | Prestige Consumer Healthcare Inc. | +168,070 | 689,692 | $32,601,740 | |
| TTGT | TechTarget, Inc. | +156,545 | 2,314,935 | $8,333,766 | |
| BMRN | Biomarin Pharmaceutical Inc | +143,565 | 248,224 | $14,203,377 | |
| G | Genpact LTD | +129,872 | 833,996 | $22,934,890 | |
| PRGS | Progress Software Corp | +117,559 | 570,261 | $19,149,364 | |
| ATRC | AtriCure, Inc. | +108,997 | 134,207 | $3,755,111 | |
| BCRX | Biocryst Pharmaceuticals Inc | +101,938 | 2,332,043 | $23,320,430 | |
| MGNI | Magnite, Inc. | +91,111 | 283,919 | $5,388,782 | |
| WIX | Wix.com Ltd. | +85,832 | 382,619 | $17,359,424 | |
| ASPN | Aspen Aerogels Inc | +82,631 | 1,635,259 | $10,367,542 | |
| ARLO | Arlo Technologies, Inc. | +73,074 | 3,732,962 | $50,320,327 | |
| NEXN | Nexxen International Ltd. | +69,426 | 2,186,838 | $19,747,147 | |
| OABI | OmniAb, Inc. | +63,179 | 2,610,434 | $6,421,667 | |
| CNTY | Century Casinos Inc | +60,476 | 1,635,653 | $2,093,635 | |
| ALKT | Alkami Technology, Inc. | +57,348 | 121,675 | $2,204,751 | |
| MMS | Maximus, Inc. | +55,986 | 278,910 | $14,994,201 | |
| XERS | Xeris Biopharma Holdings, Inc. | +49,725 | 300,791 | $2,382,264 | |
| TSHA | Taysha Gene Therapies, Inc. | +47,558 | 1,992,229 | $13,567,079 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| UPLD | Upland Software, Inc. | −873,305 | 101,143 | $472,337 | |
| CEVA | Ceva Inc | −321,600 | 97,788 | $4,611,682 | |
| AEHR | Aehr Test Systems | −184,706 | 87,546 | $8,409,668 | |
| YOU | Clear Secure, Inc. | −92,070 | 485,011 | $27,029,663 | |
| ATEN | A10 Networks, Inc. | −91,707 | 245,117 | $9,157,571 | |
| AUPH | Aurinia Pharmaceuticals Inc. | −71,267 | 416,631 | $7,070,228 | |
| ITRN | Ituran Location & Control Ltd. | −56,358 | 475,496 | $29,010,010 | |
| NPKI | NPK International Inc. | −53,834 | 491,243 | $7,815,676 | |
| LIND | Lindblad Expeditions Holdings, Inc. | −52,905 | 85,391 | $2,411,441 | |
| ICHR | Ichor Holdings, Ltd. | −50,118 | 104,284 | $11,709,007 | |
| AAOI | Applied Optoelectronics, Inc. | −42,549 | 55,769 | $8,262,735 | |
| PL | Planet Labs PBC | −39,250 | 150,375 | $4,981,923 | |
| MIRM | Mirum Pharmaceuticals, Inc. | −36,364 | 110,673 | $12,956,488 | |
| — | −35,141 | 37,604 | $7,856,980 | ||
| LASR | Nlight, Inc. | −25,646 | 53,715 | $3,739,638 | |
| FIGS | FIGS, Inc. | −22,580 | 411,012 | $4,204,652 | |
| TCMD | Tactile Systems Technology Inc | −21,543 | 74,022 | $2,204,375 | |
| VMD | Viemed Healthcare, Inc. | −21,316 | 209,066 | $2,383,352 | |
| MAMA | Mama's Creations, Inc. | −19,229 | 162,527 | $2,901,106 | |
| VPG | Vishay Precision Group, Inc. | −18,749 | 23,908 | $3,584,048 | |
| FN | Fabrinet | −18,238 | 87,577 | $49,225,280 | |
| FC | Franklin Covey Co | −15,035 | 495,654 | $12,158,392 | |
| GFF | Griffon Corp | −14,661 | 27,623 | $2,694,071 | |
| HCSG | Healthcare Services Group Inc | −14,436 | 155,676 | $3,823,402 | |
| LGND | Ligand Pharmaceuticals Inc | −13,515 | 270,052 | $85,360,736 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
12 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| OSK | Oshkosh Corp | 106,011 | $16,270,568 | |
| PAR | Par Technology Corp | 378,930 | $6,600,960 | |
| SHLS | Shoals Technologies Group, Inc. | 650,383 | $6,438,791 | |
| ATEC | Alphatec Holdings, Inc. | 657,864 | $5,690,523 | |
| CECO | Ceco Environmental Corp | 38,687 | $3,510,458 | |
| BMI | Badger Meter Inc | 20,293 | $3,011,075 | |
| PJT | PJT Partners Inc. | 18,213 | $2,749,070 | |
| COST | Costco Wholesale Corp | 1,000 | $935,470 | |
| TSCO | Tractor Supply Co | 15,683 | $495,739 | |
| TER | Teradyne, Inc | 650 | $314,496 | |
| SBUX | Starbucks Corp | 2,100 | $214,599 | |
| PH | Parker-Hannifin Corp | 205 | $200,514 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
15 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 770,711 | $11,144,481 | ||
| — | 206,147 | $6,901,802 | ||
| AMPH | Amphastar Pharmaceuticals, Inc. | 187,348 | $3,670,147 | |
| VITL | Vital Farms, Inc. | 222,523 | $3,142,024 | |
| — | 57,048 | $2,875,219 | ||
| ADMA | Adma Biologics, Inc. | 300,744 | $2,709,703 | |
| GO | Grocery Outlet Holding Corp. | 327,550 | $2,309,227 | |
| LZ | Legalzoom.Com, Inc. | 352,781 | $2,000,268 | |
| KTOS | Kratos Defense & Security Solutions, Inc. | 26,697 | $1,882,405 | |
| AZTA | Azenta, Inc. | 81,301 | $1,717,890 | |
| TNDM | Tandem Diabetes Care Inc | 72,878 | $1,397,071 | |
| CMRC | Commerce.com, Inc. | 219,121 | $585,053 | |
| DVN | Devon Energy Corp | 6,453 | $324,714 | |
| HAS | Hasbro, Inc. | 3,328 | $311,500 | |
| KBR | Kbr, Inc. | 6,328 | $233,250 | |
| No positions match the current search. | ||||
240 tracked positions ·
$2,054,673,678 total
· filing declares
240 positions · $2,054,666,011
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Technology
Showing 1–50
of 240 positions by value
· page 1 of 5
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| LGND |
Ligand Pharmaceuticals Inc
Healthcare
|
Reduced | 270,052 | $85,360,736 | 4.15% | |
| ACIW |
Aci Worldwide, Inc.
Technology
|
Added | 1,006,595 | $50,621,662 | 2.46% | |
| ARLO |
Arlo Technologies, Inc.
Industrials
|
Added | 3,732,962 | $50,320,327 | 2.45% | |
| FN |
Fabrinet
Technology
|
Reduced | 87,577 | $49,225,280 | 2.40% | |
| ESTA |
Establishment Labs Holdings Inc.
Healthcare
|
Added | 560,935 | $48,133,832 | 2.34% | |
| XPO |
XPO, Inc.
Industrials
|
Added | 224,878 | $46,165,204 | 2.25% | |
| ZD |
Ziff Davis, Inc.
Communication Services
|
Added | 821,496 | $43,021,745 | 2.09% | |
| FOUR |
Shift4 Payments, Inc.
Technology
|
Added | 874,492 | $42,535,290 | 2.07% | |
| KNSA |
Kiniksa Pharmaceuticals International, plc
Healthcare
|
Added | 624,928 | $39,964,145 | 1.95% | |
| ASND |
Ascendis Pharma A/S
Healthcare
|
Added | 148,644 | $39,646,327 | 1.93% | |
| LRN |
Stride, Inc.
Consumer Defensive
|
Added | 438,981 | $37,857,721 | 1.84% | |
| PBH |
Prestige Consumer Healthcare Inc.
Healthcare
|
Added | 689,692 | $32,601,740 | 1.59% | |
| DFIN |
Donnelley Financial Solutions, Inc.
Technology
|
Reduced | 775,119 | $32,516,242 | 1.58% | |
| ITRN |
Ituran Location & Control Ltd.
Technology
|
Reduced | 475,496 | $29,010,010 | 1.41% | |
| MEDP |
Medpace Holdings, Inc.
Healthcare
|
Added | 54,116 | $28,659,292 | 1.39% | |
| AWI |
Armstrong World Industries Inc
Industrials
|
Added | 177,147 | $28,417,921 | 1.38% | |
| GDDY |
GoDaddy Inc.
Technology
|
Added | 330,474 | $28,050,633 | 1.37% | |
| BIRK |
Birkenstock Holding plc
Consumer Cyclical
|
Added | 629,868 | $27,103,220 | 1.32% | |
| YOU |
Clear Secure, Inc.
Technology
|
Reduced | 485,011 | $27,029,663 | 1.32% | |
| NGVT |
Ingevity Corp
Basic Materials
|
Added | 351,203 | $26,224,328 | 1.28% | |
| WEX |
WEX Inc.
Technology
|
Reduced | 178,606 | $25,199,520 | 1.23% | |
| SRAD |
Sportradar Group AG
Technology
|
Added | 1,597,682 | $23,917,299 | 1.16% | |
| LQDT |
Liquidity Services Inc
Consumer Cyclical
|
Added | 608,476 | $23,803,581 | 1.16% | |
| AGM |
Federal Agricultural Mortgage Corp
Financial Services
|
Added | 118,094 | $23,532,591 | 1.15% | |
| BCRX |
Biocryst Pharmaceuticals Inc
Healthcare
|
Added | 2,332,043 | $23,320,430 | 1.13% | |
| UPWK |
Upwork, Inc
Communication Services
|
Added | 2,776,805 | $23,214,089 | 1.13% | |
| G |
Genpact LTD
Technology
|
Added | 833,996 | $22,934,890 | 1.12% | |
| SUPN |
Supernus Pharmaceuticals, Inc.
Healthcare
|
Added | 490,221 | $22,800,178 | 1.11% | |
| VRDN |
Viridian Therapeutics, Inc.\DE
Healthcare
|
Added | 1,175,906 | $21,601,393 | 1.05% | |
| RDWR |
Radware Ltd
Technology
|
Reduced | 680,853 | $21,011,123 | 1.02% | |
| ALKS |
Alkermes plc.
Healthcare
|
Added | 390,866 | $20,481,378 | 1.00% | |
| NEXN |
Nexxen International Ltd.
Communication Services
|
Added | 2,186,838 | $19,747,147 | 0.96% | |
| PRGS |
Progress Software Corp
Technology
|
Added | 570,261 | $19,149,364 | 0.93% | |
| QDEL |
QuidelOrtho Corp
Healthcare
|
Added | 1,063,559 | $18,633,553 | 0.91% | |
| LMAT |
Lemaitre Vascular Inc
Healthcare
|
Added | 189,907 | $18,223,475 | 0.89% | |
| EEFT |
Euronet Worldwide, Inc.
Technology
|
Added | 247,689 | $18,128,357 | 0.88% | |
| LKQ |
Lkq Corp
Consumer Cyclical
|
Reduced | 678,259 | $17,858,559 | 0.87% | |
| WIX |
Wix.com Ltd.
Technology
|
Added | 382,619 | $17,359,424 | 0.84% | |
| NBIX |
Neurocrine Biosciences Inc
Healthcare
|
Added | 100,195 | $16,886,865 | 0.82% | |
| HROW |
Harrow, Inc.
Healthcare
|
Added | 387,545 | $16,459,036 | 0.80% | |
| OSK |
Oshkosh Corp
Industrials
|
NEW | 106,011 | $16,270,568 | 0.79% | |
| MTN |
Vail Resorts Inc
Consumer Cyclical
|
Added | 117,085 | $15,941,122 | 0.78% | |
| ACAD |
Acadia Pharmaceuticals Inc
Healthcare
|
Added | 618,887 | $15,657,841 | 0.76% | |
| LCII |
Lci Industries
Consumer Cyclical
|
Added | 142,665 | $15,105,370 | 0.74% | |
| VREX |
Varex Imaging Corp
Healthcare
|
Added | 1,445,853 | $15,080,246 | 0.73% | |
| MMS |
Maximus, Inc.
Industrials
|
Added | 278,910 | $14,994,201 | 0.73% | |
| BMRN |
Biomarin Pharmaceutical Inc
Healthcare
|
Added | 248,224 | $14,203,377 | 0.69% | |
| TSHA |
Taysha Gene Therapies, Inc.
Healthcare
|
Added | 1,992,229 | $13,567,079 | 0.66% | |
| OZK |
Bank OZK
Financial Services
|
Reduced | 259,433 | $13,513,864 | 0.66% | |
| MIRM |
Mirum Pharmaceuticals, Inc.
Healthcare
|
Reduced | 110,673 | $12,956,488 | 0.63% |
Showing the top 50 of 240 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.