UPWK · Upwork, Inc · Holdings

$8.75 +0.23 (+2.70%) At close · Oct 20

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.08B

124.90M

Volume · Oct 20 2.45M Avg daily vol (3M) 3.05M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of UPWK: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 296

Total Value: $1,071,725,814

Total Shares: 128,216,475

Showing 1–100 of 310 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Superinvestors Holding UPWK

All superinvestors →

Joel Greenblatt $1,497,903

Holder Concentration

Across 299 13F filers

Top Holder

15.0%

of institutional value

Top 5

35.8%

of institutional value

Top 10

53.6%

of institutional value

HHI

438

Broadly held

Who Holds UPWK

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 297 filers, like-for-like change -6.0%; actively managed books -13.6%; index-like books +10.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	50.3%	150	-12.3%	35	27
Exempt adviser	0.5%	5	+134.6%	1	1
Adviser	5.5%	7	+7.6%	1	1
Bank	9.0%	15	+8.3%	0	0
Insurer	1.1%	3	+8.1%	1	0
Broker-dealer	0.2%	2	-49.0%	0	0
Benefit plan	0.4%	4	-4.4%	1	1
Non-US	1.9%	10	-48.6%	0	2
Holding company	21.2%	7	+0.7%	0	1
Unknown	9.9%	94	+13.0%	14	15

Style	Share	Filers	Change	New	Exited
Index-like	37.0%	35	+10.5%	2	0
Systematic-like	6.9%	26	+108.5%	7	7
Concentrated	6.5%	33	+23.1%	10	12
Diversified active	49.6%	203	-22.8%	34	29
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	56.7%	166	-16.5%	21	18
Medium turnover	24.4%	71	+16.4%	14	7
High turnover	7.5%	42	+27.9%	14	20
Unknown	11.4%	18	-2.1%	4	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.7%	36	-0.6%	11	12
Medium horizon	20.8%	52	+10.5%	13	5
Long horizon	62.2%	190	-11.1%	23	21
Unknown	4.3%	19	-8.9%	6	10
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	7.6%	59	+11.2%	17	17
$1B to $10B	9.0%	78	+26.0%	20	18
$10B to $100B	16.5%	89	+14.5%	15	10
$100B or more	67.0%	71	-14.2%	1	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.1%	69	+57.6%	19	12
Pooled investment vehicles	15.9%	26	+47.4%	7	9
Registered funds and BDCs	22.1%	24	-39.0%	5	3
Pension and profit sharing plans	0.4%	3	+97.7%	1	0
Insurance companies	0.3%	3	+14.7%	0	0
Governments and sovereign funds	0.6%	4	+3.3%	1	1
Other investment advisers	0.1%	5	+69.9%	1	0
Other	0.1%	1	+54.4%	0	0
Diversified	9.7%	15	+14.4%	1	2
Unknown	49.7%	147	+1.5%	18	21

Private funds	Share	Filers	Change	New	Exited
Hedge funds	19.3%	41	+22.1%	8	10
Private equity funds	1.2%	11	+21.3%	2	2
Venture capital funds	0.0%	1	+217.2%	0	0
Real estate funds	0.0%	3	+164.5%	2	1
Securitized asset funds	0.2%	1	+16.6%	0	0
Other private funds	11.3%	17	-51.4%	5	1
Mixed private funds	0.4%	1	+9.0%	0	0
Private funds, type not stated	0.4%	7	+92.4%	2	1
No private funds	17.9%	73	+6.7%	17	13
Unknown	49.2%	142	+0.9%	17	20

Location	Share	Filers	Change	New	Exited
United States	90.5%	242	-6.7%	42	39
Outside the US	9.5%	55	+1.2%	11	9

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

297 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.673% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.001%

Mar 31, 2026: 2

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

54.0%

of 13F shares, Herfindahl 0.045

Active holders

-13.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 6 13G (6 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 13.7 quarters

Under 1 year 20.2% 1 to 3 years 34.4% 3 years or more 45.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $2,807,344 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$13.28

estimated per share

Mar 31, 2026: $15.45

Quarter-end price

$8.36

implied by 13F values

Estimated gain or loss

-37.0%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 35.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies UPWK's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	ULCC Frontier Group Holdings, Inc.	3	0.204
2	FIVN Five9, Inc.	4	0.167
3	LOMA Loma Negra Compania Industrial Argentina Sociedad Anonima	3	0.158
4	WIX Wix.com Ltd.	3	0.147
5	STLA Stellantis N.V.	4	0.126
6	ALLY Ally Financial Inc.	4	0.108
7	MTRN MATERION Corp	3	0.107
8	ICLR Icon PLC	4	0.096
9	MTN Vail Resorts Inc	3	0.093
10	IBKR Interactive Brokers Group, Inc.	5	0.069

Shareholder Targets

13F filers that own its peers but not UPWK, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ULCC, FIVN, LOMA, WIX, STLA, ALLY, MTRN, ICLR, MTN, IBKR, ECHO, PCG, CLS, CMCSA, AEM, COF, SNOW, TSM, INTU, MELI. 5,005 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital World Investors Adviser, Diversified active	$27,959,361,976 13 held	3.31%	TSM, AEM, MELI
2	Capital Research Global Investors Adviser, Diversified active	$13,968,607,964 8 held	1.94%	MELI, TSM, CMCSA
3	Sanders Capital, LLC Registered adviser, Concentrated	$12,488,008,494 1 held	12.5%	TSM
4	VAN ECK ASSOCIATES CORP Registered adviser, Index-like	$11,891,460,009 15 held	7.27%	TSM, AEM, CMCSA
5	Fisher Asset Management, LLC Adviser, Diversified active	$10,393,713,124 10 held	3.32%	TSM, COF, INTU
6	NORGES BANK Non-US, Index-like	$10,275,012,434 17 held	1.02%	COF, CMCSA, INTU
7	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$9,739,142,605 17 held	1.68%	TSM, COF, SNOW
8	EAGLE CAPITAL MANAGEMENT LLC Registered adviser, Diversified active	$6,569,395,119 6 held	20.1%	MELI, TSM, COF
9	BAILLIE GIFFORD & CO Adviser, Diversified active	$6,494,736,685 5 held	5.89%	MELI, SNOW, TSM
10	Dodge & Cox Registered adviser, Diversified active	$5,366,099,841 4 held	2.81%	CMCSA, COF, TSM

Fund Ownership of UPWK by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 27.98% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.31%	-0.03 pp	5,387,489	77
Index ETFs	23.67%	-0.02 pp	29,565,333	65
Active ETFs	2.56%	-0.91 pp	3,195,386	26
Active funds	16.28%	-7.54 pp	20,330,128	119
Unclassified	1.18%	+1.17 pp	1,477,090	16
All registered funds	48.00%	-7.31 pp	59,955,426	303

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 148 Exempt adviser 4 Adviser 7 Bank 15 Insurer 3 Broker-dealer 2 Benefit plan 4 Non-US 10 Holding company 7 Unknown 96

Showing 100 of 310

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$161,011,277

15.02%

19,259,723

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	115,643	$966,775	0.6%	Sole
BlackRock Investment Management (Australia) Ltd	268	$2,240	0.0%	Sole
BlackRock Asset Management Canada Ltd	52,188	$436,291	0.3%	Sole
BlackRock Investment Management, LLC	369,262	$3,087,030	1.9%	Sole
BLACKROCK ADVISORS LLC	267,141	$2,233,298	1.4%	Sole
BlackRock Fund Advisors	13,526,901	$113,084,892	70.2%	Sole
BlackRock Institutional Trust Company, N.A.	3,994,434	$33,393,468	20.7%	Sole
BlackRock Fund Managers Ltd.	19,671	$164,449	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	59,274	$495,530	0.3%	Sole
BlackRock Asset Management Ireland Ltd	431,130	$3,604,246	2.2%	Sole
BlackRock Life Ltd	1,307	$10,926	0.0%	Sole
BlackRock Asset Management Schweiz AG	22,729	$190,014	0.1%	Sole
Aperio Group, LLC	398,162	$3,328,634	2.1%	Sole
SpiderRock Advisors, LLC	1,613	$13,484	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$66,033,508

6.16%

7,898,745

Ancient Art, L.P.

$60,430,510

5.64%

7,228,530

LSV ASSET MANAGEMENT

$53,350,410

4.98%

6,381,628

VANGUARD CAPITAL MANAGEMENT LLC

$44,423,092

4.15%

5,313,767

STATE STREET CORP

$43,432,365

4.05%

5,195,259

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	5,195,259	$43,432,365	100.0%	Defined

Capital International Investors

$40,609,636

3.79%

4,857,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	4,857,612	$40,609,636	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$39,655,523

3.70%

4,743,484

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	24,883	$208,021	0.5%	Defined
DFA Australia Ltd.	23,949	$200,213	0.5%	Defined
Dimensional Fund Advisors Pte. Ltd.	837	$6,997	0.0%	Defined
Dimensional Ireland Ltd	271,902	$2,273,100	5.7%	Defined
Held directly	4,421,913	$36,967,192	93.2%	Sole

GOLDMAN SACHS GROUP INC

$35,699,304

3.33%

4,270,252

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,849,883	$23,825,021	66.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,366,635	$11,425,068	32.0%	Defined
Goldman Sachs Trust Company, N.A. joint	53,734	$449,215	1.3%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$27,203,063

2.54%

3,253,955

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	463,478	$3,874,676	14.2%	Defined
Held directly	2,790,477	$23,328,387	85.8%	Defined

RICE HALL JAMES & ASSOCIATES, LLC

$23,214,089

2.17%

2,776,805

MORGAN STANLEY

$20,598,752

1.92%

2,463,966

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2,042	$17,071	0.1%	Defined
MORGAN STANLEY & CO. LLC	76,169	$636,772	3.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,612,015	$13,476,445	65.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	130,220	$1,088,638	5.3%	Defined
Morgan Stanley Bank, N.A.	10,867	$90,848	0.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	484,185	$4,047,786	19.7%	Defined
EATON VANCE MANAGEMENT	148,468	$1,241,192	6.0%	Defined

Invenomic Capital Management LP

$20,121,867

1.88%

2,406,922

UBS Group AG

$17,914,191

1.67%

2,142,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	14,043	$117,399	0.7%	Defined
UBS AG	2,034,094	$17,005,025	94.9%	Defined
UBS Switzerland AG	94,231	$787,771	4.4%	Defined
UBS Securities LLC	478	$3,996	0.0%	Defined

MILLENNIUM MANAGEMENT LLC

$15,494,825

1.45%

1,853,448

RENAISSANCE TECHNOLOGIES LLC

$14,053,327

1.31%

1,681,020

CITADEL ADVISORS LLC

$13,840,966

1.29%

1,655,618

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	687,329	$5,746,070	41.5%	Defined
Held directly	968,289	$8,094,896	58.5%	Defined

JUPITER ASSET MANAGEMENT LTD

$13,200,079

1.23%

1,578,957

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jupiter Investment Management Limited	182,697	$1,527,346	11.6%	Defined
Held directly	1,396,260	$11,672,733	88.4%	Sole

TWO SIGMA INVESTMENTS, LP

$12,535,627

1.17%

1,499,477

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$12,387,756

1.16%

1,481,789

AMERICAN CENTURY COMPANIES INC

$10,933,408

1.02%

1,307,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,307,824	$10,933,408	100.0%	Defined

NORTHERN TRUST CORP

$10,618,100

0.99%

1,270,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,112,143	$9,297,514	87.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	97,432	$814,531	7.7%	Defined
MASON STREET ADVISORS, LLC joint	41,618	$347,926	3.3%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	18,915	$158,129	1.5%	Other

PRINCIPAL FINANCIAL GROUP INC

$9,357,824

0.87%

1,119,357

AQR CAPITAL MANAGEMENT LLC

$9,057,848

0.85%

1,083,475

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	57	$476	0.0%	Other
Prism Planning Partners LLC	508	$4,246	0.0%	Other
Arax Advisory Partners	11,726	$98,029	1.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	3,007	$25,138	0.3%	Other
Stokes Family Office, LLC	134	$1,120	0.0%	Other
Held directly	1,068,043	$8,928,839	98.6%	Defined

ROYCE & ASSOCIATES LP

$9,001,120

0.84%

1,076,689

OP Asset Management Ltd

$8,196,653

0.76%

980,461

ACADIAN ASSET MANAGEMENT LLC

$7,924,962

0.74%

947,962

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	947,962	$7,924,962	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$7,875,462

0.73%

942,041

Pacer Advisors, Inc.

$7,275,632

0.68%

870,291

VANGUARD FIDUCIARY TRUST CO

$6,986,209

0.65%

835,671

Squarepoint Ops LLC

$6,163,276

0.58%

737,234

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	737,234	$6,163,276	100.0%	Defined

Bank of New York Mellon Corp

$6,156,277

0.57%

736,397

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	403,176	$3,370,551	54.7%	Defined
BNY Mellon Investment Adviser, Inc.	100,465	$839,887	13.6%	Defined
The Bank of New York Mellon	231,278	$1,933,484	31.4%	Defined
BNY Mellon, NA joint	871	$7,281	0.1%	Defined
BNY Mellon Advisors, Inc.	606	$5,066	0.1%	Defined
Held directly	1	$8	0.0%	Defined

JPMORGAN CHASE & CO

$6,070,151

0.57%

726,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	49,949	$417,573	6.9%	Defined
J.P. Morgan Investment Management Inc.	309,375	$2,586,375	42.6%	Defined
J.P. Morgan Securities LLC	329,105	$2,751,317	45.3%	Defined
JPMorgan Asset Management (UK) Ltd	32,261	$269,701	4.4%	Defined
J.P. Morgan SE	5,405	$45,185	0.7%	Defined

VICTORY CAPITAL MANAGEMENT INC

$6,032,258

0.56%

721,562

BANK OF AMERICA CORP /DE/

$5,886,132

0.55%

704,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	372,351	$3,112,854	52.9%	Defined
BOFA SECURITIES, INC.	189,468	$1,583,952	26.9%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	142,264	$1,189,326	20.2%	Defined

Fiera Capital Corp

$5,884,863

0.55%

703,931

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	685,864	$5,733,823	97.4%	Other
Held directly	18,067	$151,040	2.6%	Sole

FMR LLC

$5,746,956

0.54%

687,435

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	687,032	$5,743,587	99.9%	Defined
STRATEGIC ADVISERS LLC	403	$3,369	0.1%	Defined

Man Group plc

$5,259,978

0.49%

629,184

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	405,642	$3,391,167	64.5%	Defined
Numeric Investors LLC	223,542	$1,868,811	35.5%	Defined

Public Sector Pension Investment Board

$4,945,541

0.46%

591,572

AMERIPRISE FINANCIAL INC

$4,800,361

0.45%

574,206

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	489,075	$4,088,667	85.2%	Defined
Ameriprise Financial Services, LLC	17,507	$146,358	3.0%	Defined
Columbia Threadneedle Management Ltd	67,624	$565,336	11.8%	Defined

FRANKLIN RESOURCES INC

$4,719,469

0.44%

564,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	4,534	$37,904	0.8%	Defined
FRANKLIN ADVISERS INC	533,528	$4,460,294	94.5%	Defined
FRANKLIN ADVISORY SERVICES LLC	8,295	$69,346	1.5%	Defined
Franklin Templeton International Services S.a r.l	1,402	$11,720	0.2%	Defined
PUTNAM ADVISORY CO LLC	16,771	$140,205	3.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$4,680,496

0.44%

559,868

Hillsdale Investment Management Inc.

$4,530,284

0.42%

541,900

Invesco Ltd.

$4,507,893

0.42%

539,222

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	46,721	$390,586	8.7%	Defined
Invesco Trust Co joint	46,723	$390,604	8.7%	Defined
Invesco Management S.A.	16,289	$136,176	3.0%	Defined
Invesco Investment Advisers LLC	11,812	$98,748	2.2%	Defined
Invesco Capital Management LLC	417,677	$3,491,779	77.5%	Defined

OneDigital Investment Advisors LLC

$4,151,107

0.39%

496,544

GOLDMAN SACHS GROUP INC

$3,922,512

0.37%

469,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	469,200	$3,922,512	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$3,865,212

0.36%

462,346

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	462,346	$3,865,212	100.0%	Defined

Robeco Institutional Asset Management B.V.

$3,848,557

0.36%

471,637

KESTREL INVESTMENT MANAGEMENT CORP

$3,619,880

0.34%

433,000

Allianz Asset Management GmbH

$3,464,768

0.32%

414,446

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Investors GmbH	414,446	$3,464,768	100.0%	Defined

Nuveen, LLC

$3,351,037

0.31%

400,842

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	31,845	$266,223	7.9%	Defined
TEACHERS ADVISORS, LLC joint	368,997	$3,084,814	92.1%	Defined

Universal- Beteiligungs- und Servicegesellschaft mbH

$3,276,668

0.31%

391,946

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	391,946	$3,276,668	100.0%	Defined

Point72 Asset Management, L.P.

$3,259,355

0.30%

389,875

Circumference Group LLC

$3,193,520

0.30%

382,000

ALGERT GLOBAL LLC

$3,018,628

0.28%

361,080

Jump Financial, LLC

$2,947,736

0.28%

352,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	352,600	$2,947,736	100.0%	Defined

Engineers Gate Manager LP

$2,512,731

0.23%

300,566

Parallax Volatility Advisers, L.P.

$2,508,000

0.23%

300,000

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,498,105

0.23%

298,817

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,065	$8,903	0.4%	Defined
UBS Asset Management Switzerland AG	192,443	$1,608,823	64.4%	Defined
UBS Asset Management (UK) Ltd.	78,612	$657,194	26.3%	Defined
Held directly	26,697	$223,185	8.9%	Defined

Sparta 24 Ltd.

$2,479,810

0.23%

296,628

NEW YORK STATE COMMON RETIREMENT FUND

$2,471,174

0.23%

295,595

STATE OF WISCONSIN INVESTMENT BOARD

$2,460,289

0.23%

294,293

CITADEL ADVISORS LLC

$2,405,172

0.22%

287,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	287,700	$2,405,172	100.0%	Defined

FEDERATED HERMES, INC.

$2,391,561

0.22%

286,072

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	39,224	$327,912	13.7%	Defined
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	2,928	$24,478	1.0%	Defined
FEDERATED MDTA LLC	243,920	$2,039,171	85.3%	Defined

RHUMBLINE ADVISERS

$2,381,956

0.22%

284,923

Legal & General Group Plc

$2,349,083

0.22%

280,991

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	188,732	$1,577,799	67.2%	Defined
Legal & General Investment Management Ltd joint	92,259	$771,284	32.8%	Defined

D. E. Shaw & Co., Inc.

$2,347,078

0.22%

280,751

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	122,400	$1,023,264	43.6%	Defined
D. E. Shaw Investment Management, L.L.C. joint	158,351	$1,323,814	56.4%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$2,180,605

0.20%

260,838

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	260,838	$2,180,605	100.0%	Defined

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$2,158,316

0.20%

258,172

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	48,289	$403,696	18.7%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	133,811	$1,118,659	51.8%	Defined
Held directly	76,072	$635,961	29.5%	Sole

Penserra Capital Management LLC

$2,097,340

0.20%

250,878

Swiss National Bank

$2,077,460

0.19%

248,500

Empowered Funds, LLC

$2,051,368

0.19%

245,379

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Strive Asset Management, LLC	4,281	$35,789	1.7%	Other
Sepio Capital LP	241,098	$2,015,579	98.3%	Other

PRICE T ROWE ASSOCIATES INC /MD/

$1,996,811

0.19%

238,853

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	208,053	$1,739,323	87.1%	Defined
Held directly	30,800	$257,488	12.9%	Sole

SG Americas Securities, LLC

$1,966,004

0.18%

235,168

State of Wyoming

$1,964,959

0.18%

235,043

Boston Partners

$1,913,461

0.18%

228,883

Brevan Howard Capital Management LP

$1,902,033

0.18%

227,516

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	227,516	$1,902,033	100.0%	Defined

WELLS FARGO & COMPANY/MN

$1,855,911

0.17%

221,999

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	107,268	$896,760	48.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	46,964	$392,619	21.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	67,767	$566,532	30.5%	Defined

NORDEA INVESTMENT MANAGEMENT AB

$1,832,176

0.17%

219,160

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	47,619	$398,094	21.7%	Defined
Nordea Investment Funds S.A.	171,541	$1,434,082	78.3%	Defined

Freestone Grove Partners LP

$1,825,130

0.17%

218,317

Avestar Capital, LLC

$1,740,167

0.16%

208,154

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$1,682,248

0.16%

201,226

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Heritage Trust CO	32,879	$274,868	16.3%	Defined
Held directly	168,347	$1,407,380	83.7%	Sole

Baader Bank Aktiengesellschaft

$1,672,000

0.16%

200,000

SEGALL BRYANT & HAMILL, LLC

$1,612,476

0.15%

192,880

ROYAL BANK OF CANADA

$1,600,711

0.15%

191,473

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	3,663	$30,622	1.9%	Defined
RBC Capital Markets, LLC	80,515	$673,105	42.1%	Defined
RBC Dominion Securities Inc.	27	$225	0.0%	Defined
RBC Trust Co (Delaware) Ltd	110	$919	0.1%	Defined
Held directly	107,158	$895,840	56.0%	Sole

Creative Planning

$1,584,076

0.15%

189,483

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	1,536	$12,840	0.8%	Defined
Held directly	187,947	$1,571,236	99.2%	Sole

STIFEL FINANCIAL CORP

$1,571,236

0.15%

187,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	187,947	$1,571,236	100.0%	Defined

Gotham Asset Management, LLC

$1,497,903

0.14%

179,175

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,447,116

0.14%

173,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	173,100	$1,447,116	100.0%	Other

PRUDENTIAL FINANCIAL INC

$1,443,354

0.13%

172,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	172,650	$1,443,354	100.0%	Defined

Russell Investments Group, Ltd.

$1,432,961

0.13%

171,407

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	35,104	$293,469	20.5%	Defined
Russell Investments Capital, LLC	5,090	$42,552	3.0%	Defined
Russell Investments Limited joint	131,213	$1,096,940	76.6%	Other

Aviance Capital Partners, LLC

$1,365,363

0.13%

163,321

JANE STREET GROUP, LLC

$1,308,340

0.12%

156,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	156,500	$1,308,340	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,283,410

0.12%

153,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	153,518	$1,283,410	100.0%	Other

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,273,186

0.12%

152,295

CITADEL ADVISORS LLC

$1,218,888

0.11%

145,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	145,800	$1,218,888	100.0%	Defined

XTX Topco Ltd

$1,211,280

0.11%

144,890

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	144,890	$1,211,280	100.0%	Defined

LPL Financial LLC

$1,204,316

0.11%

144,057

PEAK6 LLC

$1,201,332

0.11%

143,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	143,700	$1,201,332	100.0%	Defined

DEUTSCHE BANK AG\

$1,190,621

0.11%

142,419

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	2,493	$20,841	1.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	643	$5,375	0.5%	Defined
DWS Investments UK Ltd	132,901	$1,111,052	93.3%	Defined
DWS International GmbH	6,382	$53,353	4.5%	Defined

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Key facts CIK 1627475 CUSIP 91688F104 13F (30d) 27 filings 27 filers Visit website Investor relations