Aquabounty Technologies Inc 8-K, filed Nov 1, 2023
Aquabounty Technologies Inc (AQB)
About this 8-K
Aquabounty Technologies Inc filed this 8-K on November 1, 2023, reporting on events of October 30, 2023.
Items reported
- Item 8.01: Other events
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Form
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
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Item 8.01 Other Events.
As previously reported, on October 31, 2022, AquaBounty Technologies, Inc. (the “Company”) received a notification letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”), notifying the Company that because the closing bid price for its common stock, par value $0.001 per share, had been below $1.00 per share for 30 consecutive business days, it no longer complied with the minimum bid price requirement for continued listing on the Nasdaq Capital Market. Nasdaq Listing Rule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share.
On October 30, 2023, the Company received a letter from the Listing Qualifications Department of the Nasdaq, informing the Company that it had regained compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) and that the matter is now closed.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| AquaBounty Technologies, Inc. |
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| (Registrant) |
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November 1, 2023 |
| /s/ David A. Frank |
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| David A. Frank |
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| Chief Financial Officer |