ARRY · Array Technologies, Inc. · Holdings

$5.48 +0.15 (+2.81%) Earnings today Play latest call Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$820.86M

154.01M

Volume · Nov 4 59.38M Avg daily vol (3M) 7.87M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ARRY: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 276

Total Value: $1,707,497,505

Total Shares: 237,244,093

Showing 1–100 of 297 holdings by value · page 1 of 3

Institutional Ownership Trend

24 quarters

Superinvestors Holding ARRY

All superinvestors →

Joel Greenblatt $958,305

Holder Concentration

Across 269 13F filers

Top Holder

15.8%

of institutional value

Top 5

42.9%

of institutional value

Top 10

59.9%

of institutional value

HHI

574

Broadly held

Who Holds ARRY

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 262 filers, like-for-like change +7.0%; actively managed books +9.6%; index-like books +2.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	33.7%	114	+19.7%	16	21
Exempt adviser	0.5%	4	-64.6%	0	2
Adviser	11.6%	8	+13.3%	2	1
Bank	11.4%	18	+31.6%	1	1
Insurer	0.0%	2	+3.7%	0	0
Broker-dealer	0.1%	2	+32.4%	1	1
Benefit plan	0.1%	3	-15.5%	0	0
Non-US	7.1%	10	-11.5%	0	0
Holding company	23.4%	12	-9.4%	1	0
Unknown	12.1%	89	+10.4%	12	6

Style	Share	Filers	Change	New	Exited
Index-like	33.4%	31	+2.1%	0	2
Systematic-like	1.1%	16	-66.6%	4	6
Concentrated	8.6%	30	-5.6%	5	9
Diversified active	57.0%	185	+17.5%	24	15
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	60.2%	135	+12.4%	6	12
Medium turnover	28.2%	65	+11.2%	10	6
High turnover	3.2%	41	-48.4%	13	14
Unknown	8.3%	21	+1.0%	4	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	8.3%	28	-6.0%	8	8
Medium horizon	25.8%	45	-1.1%	7	5
Long horizon	63.8%	170	+17.2%	11	13
Unknown	2.1%	19	-48.7%	7	6
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.3%	36	-17.3%	8	11
$1B to $10B	10.5%	69	+3.8%	11	11
$10B to $100B	19.9%	87	-9.5%	12	8
$100B or more	68.3%	70	+14.2%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.0%	49	-17.5%	7	8
Pooled investment vehicles	8.3%	23	-23.1%	7	9
Registered funds and BDCs	20.2%	16	+76.8%	0	2
Pension and profit sharing plans	0.0%	1	+829.6%	0	0
Insurance companies	0.3%	3	-28.2%	0	0
Governments and sovereign funds	0.2%	3	-56.3%	1	1
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	4	+23.0%	0	0
Other	0.0%	2	+8.3%	0	0
Diversified	1.6%	12	+15.0%	1	1
Charitable organizations	0.0%	0	—	0	0
Unknown	66.3%	148	+1.5%	17	11

Private funds	Share	Filers	Change	New	Exited
Hedge funds	7.8%	31	+29.4%	7	11
Private equity funds	0.1%	6	-21.9%	1	1
Venture capital funds	0.0%	1	+4.4%	0	0
Real estate funds	0.0%	3	+4947.4%	1	1
Securitized asset funds	0.1%	1	-29.6%	0	0
Other private funds	4.8%	10	+311.9%	0	2
Mixed private funds	6.5%	3	0.0%	0	0
Private funds, type not stated	1.0%	5	+14.5%	2	2
No private funds	13.8%	58	-5.7%	5	6
Unknown	65.9%	144	+2.9%	17	9

Location	Share	Filers	Change	New	Exited
United States	72.5%	193	+10.2%	27	28
Outside the US	27.5%	69	-0.6%	6	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

262 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

57.6%

of 13F shares, Herfindahl 0.048

Active holders

+9.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 11 13G (10 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 14.6 quarters

Under 1 year 13.3% 1 to 3 years 27.2% 3 years or more 59.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$12.07

estimated per share

Mar 31, 2026: $12.60

Quarter-end price

$7.41

implied by 13F values

Estimated gain or loss

-38.6%

price against the estimated cost

Estimated at a loss

97.3%

of costed 13F value

Estimated cost covers 88.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ARRY's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	BETA BETA Technologies, Inc.	3	0.200
2	AMRC Ameresco, Inc.	3	0.194
3	RUN Sunrun Inc.	4	0.176
4	SEDG Solaredge Technologies, Inc.	4	0.169
5	SHLS Shoals Technologies Group, Inc.	3	0.160
6	TE T1 Energy Inc.	3	0.138
7	CRC California Resources Corp	3	0.132
8	WTTR Select Water Solutions, Inc.	3	0.125
9	ENPH Enphase Energy, Inc.	4	0.125
10	FSLR First Solar, Inc.	7	0.119

Shareholder Targets

13F filers that own its peers but not ARRY, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BETA, AMRC, RUN, SEDG, SHLS, TE, CRC, WTTR, ENPH, FSLR, DAR, ACHR, NXT, SNPS, FLEX, ADSK, XYL, FANG, TTE, LITE. 3,185 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital World Investors Adviser, Diversified active	$7,058,953,387 6 held	0.840%	TTE, FANG, FSLR
2	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$3,805,845,397 18 held	0.690%	FLEX, DAR, FANG
3	Capital International Investors Adviser, Diversified active	$3,683,533,034 1 held	0.760%	TTE
4	Boston Partners Registered adviser, Diversified active	$2,425,906,613 3 held	2.16%	FLEX, FANG, NXT
5	FIL Ltd Non-US, Diversified active	$2,404,411,247 11 held	1.73%	TTE, SNPS, ADSK
6	CAISSE DES DEPOTS ET CONSIGNATIONS Unknown, Concentrated	$2,362,101,014 3 held	39.9%	TTE, SNPS, XYL
7	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$2,299,633,063 8 held	1.02%	LITE, ADSK, FLEX
8	Aristotle Capital Management, LLC Registered adviser, Diversified active	$2,285,260,409 4 held	5.29%	TTE, SNPS, ADSK
9	NVIDIA CORP Unknown, Concentrated	$2,150,823,302 1 held	3.39%	SNPS
10	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Unknown, Diversified active	$2,081,240,347 11 held	1.65%	TTE, LITE, NXT

Fund Ownership of ARRY by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 30.82% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.47%	+0.37 pp	5,336,529	59
Index ETFs	27.36%	+7.54 pp	42,129,988	54
Active ETFs	0.50%	+0.32 pp	773,240	9
Active funds	11.07%	+4.58 pp	17,056,027	61
Unclassified	0.61%	+0.60 pp	935,556	5
All registered funds	43.01%	+13.41 pp	66,231,340	188

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 121 Exempt adviser 4 Adviser 8 Bank 18 Insurer 3 Broker-dealer 3 Benefit plan 3 Non-US 10 Holding company 12 Unknown 94

Showing 100 of 297

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$216,765,777

12.69%

29,253,142

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	106,353	$788,075	0.4%	Sole
BlackRock Investment Management (Australia) Ltd	504	$3,734	0.0%	Sole
BlackRock Asset Management Canada Ltd	21,615	$160,167	0.1%	Sole
BlackRock Investment Management, LLC	380,788	$2,821,639	1.3%	Sole
BLACKROCK ADVISORS LLC	764,413	$5,664,300	2.6%	Sole
BlackRock Fund Advisors	7,868,401	$58,304,851	26.9%	Sole
BlackRock Institutional Trust Company, N.A.	4,107,911	$30,439,620	14.0%	Sole
BlackRock Fund Managers Ltd.	188,283	$1,395,177	0.6%	Sole
BlackRock Investment Management (UK) Ltd.	118,427	$877,544	0.4%	Sole
BlackRock (Netherlands) B.V.	53,410	$395,768	0.2%	Sole
BlackRock Asset Management Ireland Ltd	3,959,787	$29,342,021	13.5%	Sole
BlackRock (Luxembourg) S.A.	11,286,862	$83,635,647	38.6%	Sole
BlackRock Life Ltd	4,822	$35,731	0.0%	Sole
BlackRock Asset Management Schweiz AG	21,784	$161,419	0.1%	Sole
Aperio Group, LLC	369,782	$2,740,084	1.3%	Sole

UBS Group AG

$192,489,570

11.27%

25,977,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	25,977,000	$192,489,570	100.0%	Defined

Hill City Capital, LP

$95,524,533

5.59%

12,891,300

Grantham, Mayo, Van Otterloo & Co. LLC

$88,112,132

5.16%

11,890,976

UBS Group AG

$85,012,121

4.98%

11,472,621

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	123,316	$913,771	1.1%	Defined
UBS AG	11,319,305	$83,876,050	98.7%	Defined
UBS Switzerland AG	30,000	$222,300	0.3%	Defined

FIRST TRUST ADVISORS LP

$76,628,699

4.49%

10,341,255

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$70,930,964

4.15%

9,572,330

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	2,500	$18,525	0.0%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	9,555,879	$70,809,063	99.8%	Defined
AXA INVESTMENT MANAGERS US INC.	13,951	$103,376	0.1%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$64,041,857

3.75%

8,642,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	284,742	$2,109,938	3.3%	Defined
T. Rowe Price Australia Limited	25,255	$187,139	0.3%	Defined
Held directly	8,332,629	$61,744,780	96.4%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$59,241,675

3.47%

7,994,828

Invesco Ltd.

$55,157,784

3.23%

7,443,696

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	21,466	$159,061	0.3%	Defined
Invesco Trust Co joint	60,958	$451,698	0.8%	Defined
Invesco Capital Management LLC	7,361,272	$54,547,025	98.9%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$50,432,874

2.95%

6,806,056

MORGAN STANLEY

$49,703,824

2.91%

6,707,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	2,199,545	$16,298,628	32.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	4,213,993	$31,225,688	62.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	24,456	$181,218	0.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	186,047	$1,378,607	2.8%	Defined
Calvert Research & Management	83,628	$619,683	1.2%	Defined

STATE STREET CORP

$41,158,637

2.41%

5,554,472

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	5,554,472	$41,158,637	100.0%	Defined

SCHRODER INVESTMENT MANAGEMENT GROUP

$32,187,438

1.89%

4,343,784

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	3,641,758	$26,985,426	83.8%	Sole
Schroder Investment Management North America Limited	702,026	$5,202,012	16.2%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$31,426,750

1.84%

4,241,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	571,625	$4,235,741	13.5%	Defined
Held directly	3,669,502	$27,191,009	86.5%	Defined

Amundi

$31,371,041

1.84%

4,233,609

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	4,233,609	$31,371,041	100.0%	Defined

Legal & General Group Plc

$22,774,508

1.33%

3,073,483

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	14,991	$111,083	0.5%	Defined
Legal & General Investment Management Ltd joint	3,058,492	$22,663,425	99.5%	Defined

Allspring Global Investments Holdings, LLC

$22,730,088

1.33%

5,640,221

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	4,538,525	$18,290,254	80.5%	Other
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	1,101,696	$4,439,834	19.5%	Defined

AMERIPRISE FINANCIAL INC

$17,994,213

1.05%

2,428,369

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	176,357	$1,306,805	7.3%	Defined
Threadneedle Asset Management Holdings LTD	2,250,032	$16,672,737	92.7%	Defined
Ameriprise Financial Services, LLC	1,860	$13,782	0.1%	Defined
Ameriprise Bank, FSB	120	$889	0.0%	Defined

Handelsbanken Fonder AB

$17,846,318

1.05%

2,408,410

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$15,744,768

0.92%

2,124,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,124,800	$15,744,768	100.0%	Other

GOLDMAN SACHS GROUP INC

$14,429,684

0.85%

1,947,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,528,880	$11,329,000	78.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	390,005	$2,889,937	20.0%	Defined
GOLDMAN SACHS INTERNATIONAL	28,441	$210,747	1.5%	Defined

ABN AMRO Bank N.V.

$14,222,205

0.83%

1,919,326

NORTHERN TRUST CORP

$11,256,484

0.66%

1,519,094

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,380,300	$10,228,022	90.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	114,513	$848,540	7.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	24,281	$179,922	1.6%	Other

Allianz Asset Management GmbH

$10,702,040

0.63%

1,444,270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Investors GmbH	1,190,409	$8,820,930	82.4%	Defined
Allianz Global Invesstors Taiwan Ltd.	240,000	$1,778,400	16.6%	Defined
Allianz Global Investors UK Ltd	13,861	$102,710	1.0%	Defined

Caption Management, LLC

$10,374,000

0.61%

1,400,000

Swedbank AB

$10,177,038

0.60%

2,525,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	2,525,290	$10,176,918	100.0%	Defined
Held directly	30	$120	0.0%	Sole

KENNEDY CAPITAL MANAGEMENT LLC

$9,980,188

0.58%

1,346,854

Redwood Grove Capital, LLC

$9,857,278

0.58%

1,330,267

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$9,534,572

0.56%

1,286,717

Impax Asset Management Group plc

$9,262,500

0.54%

1,250,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
IMPAX ASSET MANAGEMENT LLC	1,250,000	$9,262,500	100.0%	Defined

Blackstone Inc.

$8,891,496

0.52%

1,199,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blackstone Management Partners L.L.C.	1,199,932	$8,891,496	100.0%	Other

JUPITER ASSET MANAGEMENT LTD

$8,517,795

0.50%

1,149,500

WELLS FARGO & COMPANY/MN

$8,284,733

0.49%

1,118,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	797,296	$5,907,963	71.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	280,446	$2,078,104	25.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	40,175	$297,696	3.6%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	131	$970	0.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$7,686,822

0.45%

1,037,358

Erste Asset Management GmbH

$6,781,580

0.40%

915,193

BNP PARIBAS ARBITRAGE, SA

$6,538,917

0.38%

882,445

BANK OF AMERICA CORP /DE/

$6,438,786

0.38%

868,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	216,371	$1,603,309	24.9%	Defined
BOFA SECURITIES, INC.	652,561	$4,835,477	75.1%	Defined

Russell Investments Group, Ltd.

$6,168,585

0.36%

832,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	772,063	$5,720,986	92.7%	Defined
Russell Investments Canada Limited	36,899	$273,421	4.4%	Defined
Russell Investments Capital, LLC	5,082	$37,657	0.6%	Defined
Russell Investments Trust Company	18,424	$136,521	2.2%	Defined

STOREBRAND ASSET MANAGEMENT AS

$5,986,620

0.35%

807,911

JPMORGAN CHASE & CO

$5,281,799

0.31%

712,794

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	317	$2,348	0.0%	Defined
JPMorgan Chase Bank, N.A.	64,785	$480,056	9.1%	Defined
J.P. Morgan Investment Management Inc.	3,971	$29,425	0.6%	Defined
J.P. Morgan Securities LLC	587,672	$4,354,648	82.4%	Defined
J.P. Morgan Securities plc	35,569	$263,566	5.0%	Defined
J.P. Morgan SE	20,480	$151,756	2.9%	Defined

BARCLAYS PLC

$5,187,000

0.30%

700,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	700,000	$5,187,000	100.0%	Defined

SORA INVESTORS LLC

$5,036,688

0.29%

679,715

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,019,608

0.29%

677,410

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	677,410	$5,019,608	100.0%	Other

JANE STREET GROUP, LLC

$4,770,558

0.28%

643,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	643,800	$4,770,558	100.0%	Defined

PEAK6 LLC

$4,446,000

0.26%

600,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	600,000	$4,446,000	100.0%	Defined

LMR Partners LLP

$4,405,245

0.26%

594,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wabon Partners, L.P.	594,500	$4,405,245	100.0%	Sole

Bank of New York Mellon Corp

$4,282,458

0.25%

577,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	297,503	$2,204,497	51.5%	Defined
The Bank of New York Mellon	279,946	$2,074,399	48.4%	Defined
BNY Mellon, NA joint	85	$629	0.0%	Defined
BNY Mellon Advisors, Inc.	395	$2,926	0.1%	Defined
Held directly	1	$7	0.0%	Defined

MARSHALL WACE, LLP

$4,234,102

0.25%

571,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	496,752	$3,680,931	86.9%	Other
Marshall Wace Middle East Ltd	74,652	$553,171	13.1%	Other

ABN AMRO INVESTMENT SOLUTIONS

$4,199,933

0.25%

1,042,167

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ABN AMRO Bank N.V.	1,042,167	$4,199,933	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,194,801

0.25%

566,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	566,100	$4,194,801	100.0%	Other

Parallax Volatility Advisers, L.P.

$3,639,792

0.21%

491,200

ENVESTNET ASSET MANAGEMENT INC

$3,605,676

0.21%

486,596

CAPITAL FUND MANAGEMENT S.A.

$3,353,106

0.20%

452,511

VOYA INVESTMENT MANAGEMENT LLC

$3,239,732

0.19%

437,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	437,211	$3,239,732	100.0%	Defined

D. E. Shaw & Co., Inc.

$3,142,521

0.18%

424,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	244,132	$1,809,018	57.6%	Defined
D. E. Shaw Investment Management, L.L.C. joint	179,960	$1,333,503	42.4%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$3,047,569

0.18%

411,278

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	411,278	$3,047,569	100.0%	Sole

Nuveen, LLC

$2,999,419

0.18%

404,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	33,919	$251,339	8.4%	Defined
TEACHERS ADVISORS, LLC joint	370,861	$2,748,080	91.6%	Defined

CREDIT AGRICOLE S A

$2,988,890

0.18%

403,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank joint	403,359	$2,988,890	100.0%	Defined

CoreCommodity Management, LLC

$2,945,274

0.17%

397,473

Electron Capital Partners, LLC

$2,903,882

0.17%

391,887

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Electron GP, LLC joint	391,887	$2,903,882	100.0%	Defined

PEAK6 LLC

$2,889,900

0.17%

390,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	390,000	$2,889,900	100.0%	Defined

WOLVERINE ASSET MANAGEMENT LLC

$2,845,180

0.17%

706,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	706,000	$2,845,180	100.0%	Defined

Brevan Howard Capital Management LP

$2,830,716

0.17%

382,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	382,013	$2,830,716	100.0%	Defined

Groupe la Francaise

$2,681,145

0.16%

361,828

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Caisse Federale de Credit Mutuel joint	361,828	$2,681,145	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$2,522,851

0.15%

340,466

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Compound Planning, Inc.	7	$51	0.0%	Other
Arax Advisory Partners	806	$5,972	0.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	642	$4,757	0.2%	Other
Stokes Family Office, LLC	8	$59	0.0%	Other
Held directly	339,003	$2,512,012	99.6%	Defined

Empowered Funds, LLC

$2,509,670

0.15%

338,687

CITADEL ADVISORS LLC

$2,418,624

0.14%

326,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	326,400	$2,418,624	100.0%	Defined

Assenagon Asset Management S.A.

$2,360,262

0.14%

585,673

PRIMECAP MANAGEMENT CO/CA/

$2,321,553

0.14%

313,300

WELLINGTON MANAGEMENT GROUP LLP

$2,308,042

0.14%

311,477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	115,765	$857,818	37.2%	Defined
Wellington Management Singapore Pte. Ltd.	18,798	$139,293	6.0%	Defined
Wellington Management International Ltd	14,334	$106,214	4.6%	Defined
Wellington Trust Company, NA joint	162,580	$1,204,717	52.2%	Defined

Swiss National Bank

$2,275,611

0.13%

307,100

CITADEL ADVISORS LLC

$2,169,648

0.13%

292,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	292,800	$2,169,648	100.0%	Defined

LAZARD ASSET MANAGEMENT LLC

$1,995,105

0.12%

269,245

Walleye Trading LLC

$1,957,492

0.11%

264,169

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,877,343

0.11%

253,353

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	3,467	$25,690	1.4%	Defined
UBS Asset Management Switzerland AG	214,372	$1,588,495	84.6%	Defined
Held directly	35,514	$263,158	14.0%	Defined

Parallax Volatility Advisers, L.P.

$1,861,392

0.11%

251,200

RAYMOND JAMES FINANCIAL INC

$1,756,273

0.10%

237,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	232,454	$1,722,484	98.1%	Defined
Raymond James Financial Services Advisors, Inc.	4,560	$33,789	1.9%	Defined

PINNACLE ASSOCIATES LTD

$1,703,162

0.10%

422,621

WOLVERINE ASSET MANAGEMENT LLC

$1,632,818

0.10%

405,166

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	405,166	$1,632,818	100.0%	Defined

KBC Group NV

$1,631,424

0.10%

404,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	404,820	$1,631,424	100.0%	Defined

CITIGROUP INC

$1,585,776

0.09%

393,493

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	40	$161	0.0%	Defined
Citigroup Financial Products Inc. joint	393,453	$1,585,615	100.0%	Defined

DEUTSCHE BANK AG\

$1,581,426

0.09%

213,418

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	736	$5,453	0.3%	Defined
DWS Investments UK Ltd	195,600	$1,449,396	91.7%	Defined
DBX Advisors LLC	17,082	$126,577	8.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$1,570,123

0.09%

389,609

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	4,771	$19,227	1.2%	Defined
DFA Australia Ltd.	4,846	$19,529	1.2%	Defined
Dimensional Ireland Ltd	18,605	$74,978	4.8%	Defined
Held directly	361,387	$1,456,389	92.8%	Sole

XTX Topco Ltd

$1,506,215

0.09%

203,268

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	203,268	$1,506,215	100.0%	Defined

RHUMBLINE ADVISERS

$1,495,212

0.09%

201,783

Cetera Investment Advisers

$1,424,387

0.08%

192,225

Rockefeller Capital Management L.P.

$1,401,008

0.08%

189,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	187,816	$1,391,716	99.3%	Defined
ROCKEFELLER FINANCIAL LLC	1,254	$9,292	0.7%	Defined

Swiss Life Asset Management Ltd

$1,363,380

0.08%

338,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swiss Life Asset Managers France	326,359	$1,315,226	96.5%	Defined
Held directly	11,949	$48,154	3.5%	Sole

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,299,210

0.08%

175,332

LMR Partners LLP

$1,259,700

0.07%

170,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wabon Partners, L.P.	170,000	$1,259,700	100.0%	Sole

Villanova Investment Management Co LLC

$1,233,341

0.07%

306,040

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$1,168,594

0.07%

157,705

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	157,705	$1,168,594	100.0%	Defined

Jupiter Topco LLC

$1,162,495

0.07%

156,882

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	77,725	$575,942	49.5%	Defined
JANUS HENDERSON INVESTORS US LLC	79,157	$586,553	50.5%	Defined

ALLIANCEBERNSTEIN L.P.

$1,144,874

0.07%

154,504

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	154,504	$1,144,874	100.0%	Defined

IMC-Chicago, LLC

$1,082,808

0.06%

146,128

TWO SIGMA INVESTMENTS, LP

$1,081,615

0.06%

145,967

JONES FINANCIAL COMPANIES LLLP

$1,072,012

0.06%

144,671

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	144,671	$1,072,012	100.0%	Sole

NATIXIS ADVISORS, LLC

$1,068,573

0.06%

144,207

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	144,207	$1,068,573	100.0%	Defined

HURRICANE CAPITAL ADVISORS LLC

$1,027,670

0.06%

138,687

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Key facts CIK 1820721 CUSIP 04271T100 13F (30d) 87 filings 80 filers Visit website Investor relations