AUBN · Auburn National Bancorporation, Inc · Shareholders & Ownership
Market Cap
$92.33M
Shares
3.48M
Volume · Oct 20
618
Avg daily vol (3M)
1800
Every disclosed holder of AUBN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns AUBN
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 388,638 | 11.15% |
| Insiders (Forms 3, 4, 5) | 870,911 | 25.00% |
| 13D/G-only blocks | 585,402 | 16.80% |
| Remaining | 1,639,341 | 47.05% |
| Registered funds (N-PORT, not summed) | 139,355 | 4.00% |
Shares outstanding: 3,484,292, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of AUBN
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Emil F. Wright, Jr.
13D
CIK 1195605 · Unknown · Dec 14, 2023
|
334,164 | ||
| 2 |
|
288,885 | ||
| 2.1 |
|
511,160 | ||
| 3 |
|
258,217 | ||
| 3.1 |
|
258,214 | ||
| 4 |
Bruce Steven Spencer
13D
CIK 2085543 · Unknown · Sep 11, 2025
|
251,238 | ||
| 5 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50,573 | ||
| 6 |
Truffle Hound Capital, LLC
13F
CIK 1595862 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50,000 | ||
| 7 |
|
44,502 | ||
| 8 |
DIMENSIONAL FUND ADVISORS LP
13F
CIK 354204 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,973 | ||
| 8.1 |
U.S. MICRO CAP PORTFOLIO
Fund
S000000948 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
12,735 | ||
| 8.2 |
U.S. CORE EQUITY 2 PORTFOLIO
Fund
S000000980 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
6,204 | ||
| 8.3 |
U.S. SMALL CAP PORTFOLIO
Fund
S000000971 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
3,016 | ||
| 8.4 |
Dimensional U.S. Core Equity 2 ETF
Fund
S000070903 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
2,938 | ||
| 8.5 |
U.S. VECTOR EQUITY PORTFOLIO
Fund
S000000982 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
2,722 | ||
| 9 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
CIK 1107261 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,211 | ||
| 9.1 |
Omni Small-Cap Value Fund
Fund
S000033567 · Registered fund · Jun 30, 2026
Bridgeway Funds, Inc., not summed
|
11,500 | ||
| 9.2 |
Ultra-Small Company Market Fund
Fund
S000004424 · Registered fund · Jun 30, 2026
Bridgeway Funds, Inc., not summed
|
4,000 | ||
| 10 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,733 | ||
| 11 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,447 | ||
| 12 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
25,447 | ||
| 13 |
Aptus Capital Advisors, LLC
13F
CIK 1664193 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,330 | ||
| 14 |
TRUIST FINANCIAL CORP
13F
CIK 92230 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,553 | ||
| 15 |
CAPTRUST FINANCIAL ADVISORS
13F
CIK 1512024 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,945 | ||
| 16 |
|
18,090 | ||
| 17 |
Fourthstone LLC
13F
CIK 1767803 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,806 | ||
| 18 |
Empowered Funds, LLC
13F
CIK 1592828 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,711 | ||
| 18.1 |
EA Bridgeway Omni Small-Cap Value ETF
Fund
S000078089 · Registered fund · Jun 30, 2026
EA Series Trust, not summed
|
17,711 | ||
| 19 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,309 | ||
| 20 |
AUER GROWTH
Fund
S000020493 · Registered fund · May 31, 2026
Unified Series Trust, not summed
|
15,000 | ||
| 21 |
|
14,401 | ||
| 22 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,111 | ||
| 23 |
JAMISON PRIVATE WEALTH MANAGEMENT, INC.
13F
CIK 2006637 · Unknown · Sep 30, 2026
|
11,956 | ||
| 24 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
11,574 | ||
| 25 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,344 | ||
| 25.1 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
9,369 | ||
| 26 |
RBF Capital, LLC
13F
CIK 1134621 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,000 | ||
| 27 |
|
9,368 | ||
| 28 |
|
5,450 | ||
| 29 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
4,760 | ||
| 30 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,877 | ||
| 31 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
3,304 | ||
| 32 |
|
3,181 | ||
| 33 |
|
3,000 | ||
| 34 |
|
1,929 | ||
| 35 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,301 | ||
| 36 |
Vanguard Global Advisers, LLC
13F
CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
964 | ||
| 37 |
Schwab Total Stock Market Index Fund
Fund
S000005913 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
800 | ||
| 38 |
|
749 | ||
| 39 |
|
714 | ||
| 40 |
1290 VT Micro Cap Portfolio
Fund
S000044688 · Registered fund · Jun 30, 2026
EQ Advisors Trust, not summed
|
591 | ||
| 41 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
551 | ||
| 42 |
LVIP Dimensional U.S. Core Equity 2 Fund
Fund
S000048564 · Registered fund · Jun 30, 2026
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST, not summed
|
502 | ||
| 43 |
EverSource Wealth Advisors, LLC
13F
CIK 1710537 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
270 | ||
| 44 |
|
150 | ||
| 45 |
Blue Trust, Inc.
13F
CIK 1856022 · Unknown · Sep 30, 2026
|
98 | ||
| 46 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
CIK 1141802 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
61 | ||
| 47 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32 | ||
| 48 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14 | ||
| 49 |
|
13 | ||
| 50 |
|
5 |
9 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 51 holders
Create a free account to page through every holder, filter by source and group by ultimate parent.