AUUD · Auddia Inc. · Insider Trading

The shares underlying this option are fully vested upon grant.

The stock options vest in four equal annual installments beginning September 10, 2026, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

The stock options vest in four equal annual installments beginning September 10, 2026, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

The stock options vest in four equal annual installments beginning September 10, 2026, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

The shares underlying this option are fully vested upon grant.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On August 11, 2021, the reporting person was granted 3,660 restricted stock units (as adjusted for the Company's 1/25 reverse stock split effective 2/27/2024), vesting in four equal installments, beginning February 16, 2022, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

Reflects shares withheld by the Issuer to satisfy tax withholding obligations.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On August 11, 2021, the reporting person was granted 3,660 restricted stock units (as adjusted for the Company's 1/25 reverse stock split effective 2/27/2024), vesting in four equal installments, beginning February 16, 2022, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

Reflects shares withheld by the Issuer to satisfy tax withholding obligations.

Reflects shares withheld by the Issuer to satisfy tax withholding obligations.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On February 16, 2022, the reporting person was granted 6,000 restricted stock units (as adjusted for the Company's 1/25 reverse stock split effective 2/27/2024), vesting in three equal installments on February 16, 2023, 2024 and 2025.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On August 11, 2021, the reporting person was granted 3,660 restricted stock units (as adjusted for the Company's 1/25 reverse stock split effective 2/27/2024), vesting in four equal installments, beginning February 16, 2022, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

Reflects shares withheld by the Issuer to satisfy tax withholding obligations.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

The shares underlying this option are fully vested upon grant.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On August 11, 2021, the reporting person was granted 91,500 restricted stock units, vesting in four equal installments, beginning February 16, 2022, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On August 11, 2021, the reporting person was granted 91,500 restricted stock units, vesting in four equal installments, beginning February 16, 2022, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

Reflects shares withheld by the Issuer to satisfy tax withholding obligations.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On August 11, 2021, the reporting person was granted 150,000 restricted stock units, vesting 50% on February 16, 2022 and 25% vesting on February 16, 2023 and February 16,2024.

Reflects shares withheld by the Issuer to satisfy tax withholding obligations.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On February 16, 2022, the reporting person was granted 150,000 restricted stock units, vesting in three equal installments on February 16, 2023, 2024 and 2025.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

Reflects shares withheld by the Issuer to satisfy tax withholding obligations.

Reflects shares withheld by the Issuer to satisfy tax withholding obligations.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On August 11, 2021, the reporting person was granted 91,500 restricted stock units, vesting in four equal installments, beginning February 16, 2022, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

The option vests in four equal installments, with vesting beginning on November 27, 2023.

The option vests 50% on November 27, 2025, 25% on November 27, 2026, and 25% on November 27, 2027.

At the 7/31/2023 maturity date for the $825,000 secured bridge note, the holder has the option to convert accrued/unpaid interest and original issue discount into shares of common stock at a fixed conversion price of $0.61 per share. The Company has an option to extend the maturity date to November 30, 2023. Accordingly, the number of potential conversion shares cannot be calculated precisely at this point. The 162,295 shares disclosed above assumes that the conversion option could be exercised as of 7/31/2023, at which time $99,000 (i.e. $75,000 of OID and $24,000 of interest) could be converted into 162,295 shares using the $0.61 fixed conversion price. No specific portion of the $750,000 aggregate purchase price was allocated to the conversion feature of the note.

In connection with the April 17, 2023 financing, the reporting person was also issued an additional common stock purchase warrant for 600,000 shares. The warrant has a five year term and a fixed exercise price of $0.61 per share. 50% (300,000 shares) is immediately exercisable. 50% (300,000 shares) of this warrant will only become exercisable if the term of the 11/14/2022 secured bridge note is extended in accordance with the terms of such note.

The warrants were issued in connection with the reporting person's purchase of a secured bridge note in a private placement on April 19, 2023. No specific portion of the aggregate purchase price was allocated to the note or the warrants.

As part of a $2.2 million secured bridge note private placement financing dated November 14, 2022, the reporting person was issued a common stock purchase warrant for 300,000 shares. The warrant had a five year term and a fixed exercise price of $2.10 per share. The warrant was immediately exercisable. In connection with a subsequent secured bridge note private placement financing dated April 17, 2023, this warrant was cancelled by agreement of the parties. This warrant was never exercised and no common shares were ever issued in respect of this warrant.

As part of a $825,000 secured bridge note private placement financing dated April 17, 2023, the reporting person was issued a common stock purchase warrant for 650,000 shares. The warrant has a five year term and a fixed exercise price of $0.61 per share. 50% (325,000 shares) of this warrant is immediately exercisable. 50% (325,000 shares) will only become exercisable if the term of the 4/17/2023 secured bridge note is extended in accordance with the terms of such note.

The warrants were issued in connection with the reporting person's purchase of a secured bridge note in a private placement on April 19, 2023. No specific portion of the aggregate purchase price was allocated to the note or the warrants.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On August 11, 2021, the reporting person was granted 91,500 restricted stock units, vesting in four equal installments, beginning February 16, 2022, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

Reflects shares withheld by the issuer to satisfy tax withholding obligations.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On August 11, 2021, the reporting person was granted 150,000 restricted stock units, vesting 50% on February 16, 2022 and 25% vesting on February 16, 2023 and February 16, 2024.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On August 11, 2021, the reporting person was granted 91,500 restricted stock units, vesting in four equal installments, beginning February 16, 2022, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On February 16, 2022, the reporting person was granted 150,000 restricted stock units, vesting in three equal installments on February 16, 2023, 2024 and 2025.

Reflects shares withheld by the issuer to satisfy tax withholding obligations.

Reflects shares withheld by the issuer to satisfy tax withholding obligations.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On August 11, 2021, the reporting person was granted 91,500 restricted stock units, vesting in four equal installments, beginning February 16, 2022, subject to the reporting person remaining a member of the Company's board of directors through the vesting date.

Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

On December 9, 2022, the reporting person was granted 132,983 restricted stock units, vesting in one installment on February 16, 2023.