BRFH · Barfresh Food Group Inc.
The latest filing states the doubt was alleviated.
“Although alleviated, the Company’s financial position at June 30, 2026 and historical results raise substantial doubt about its ability to continue as a going concern. As described, the Company has completed and anticipates steps to improve liquidity. If the anticipated financing is unavailable, the Company will be required to pursue other options, including reducing its operating expenses. The actions taken and anticipated alleviate the substantial doubt about the Company’s ability to continue as a going concern.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-01 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Other↑
Filing footnotes — Common Stock (Direct)
Shares issued as payment of interest on a convertible note, valued at $1.88 per share. |
Common Stock
|
399 |
| 2026-07-01 | Cugine Joseph M. |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Shares issued as payment of interest on a convertible note, valued at $1.88 per share. |
Common Stock
|
2,657 |
| 2026-06-13 | Roger Lisa |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
The Form 4 filed on June 14, 2024 reported the granting of 25,000 shares, with one-third vesting June 13, 2026, one-third vesting June 13, 2027, and the remaining third vesting June 13, 2028. Of the 8,333 shares that vested on June 13, 2026, 2,963 were withheld to cover the related tax liability. Of the 25,000 shares, 16,667 remain subject to vesting requirements. |
Common Stock
|
2,963 |
| 2026-04-27 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Stock option (Direct)
Grant pursuant to employment agreement. Options vest in equal amounts annually over three years beginning on the first anniversary of the grant date. |
Stock option
|
19,231 |
| 2026-04-27 | Roger Lisa |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Issued as incentive compensation. One-third of the shares vests April 27, 2028, one-third vests April 27, 2029, and the remaining third vests April 27, 2030. |
Common Stock
|
15,000 |
| 2026-04-15 | Roger Lisa |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the settlement of performance units in stock, net of 4,760 shares withheld to satisfy the withholding tax liability. |
Common Stock
|
6,800 |
| 2026-04-15 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the settlement of performance units in stock, net of 11,804 shares withheld to satisfy the withholding tax liability. |
Common Stock
|
31,848 |
| 2026-03-23 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Series R Warrant (Right to buy) (Direct)
Common stock purchase warrants were included with the purchase of the convertible notes. |
Series R Warrant (Right to buy)
|
9,375 |
| 2026-03-23 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
10% Series A convertible note
|
0 |
| 2026-03-06 | Cugine Joseph M. |
Director |
Buy↑
Filing footnotes — Series R Warrant (Right to Buy) (Direct)
Common stock purchase warrants were included with the purchase of the convertible notes. |
Series R Warrant (Right to Buy)
|
62,500 |
| 2026-03-06 | Cugine Joseph M. |
Director |
Buy↑
|
10% Series A Convertible note
|
0 |
| 2025-06-24 | Lang Steven |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents director's compensation granted in restricted stock units pursuant to the Issuer's compensation plan for non-employee directors. The restricted stock units vest the day prior to the 2026 annual stockholders meeting. |
Common Stock
|
19,763 |
| 2025-06-24 | Cugine Joseph M. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents director's compensation granted in restricted stock units pursuant to the Issuer's compensation plan for non-employee directors. Restricted stock units vest the day prior to the 2026 annual stockholders meeting. |
Common Stock
|
19,763 |
| 2025-06-24 | Ortiz-Cochet Isabelle |
Director |
Award↑
Filing footnotes — Stock option (Direct)
Stock option granted as non-employee director board compensation. Option vests the day prior to the 2026 annual stockholders meeting. |
Stock option
|
22,831 |
| 2025-06-24 | WARE ALEXANDER H |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents director's compensation granted in restricted stock units pursuant to the Issuer's compensation plan for non-employee directors. The restricted stock units vest the day prior to the 2026 annual stockholders meeting. Reporting person exercises voting and dispositive power as trustee of Alexander Ware Revocable Trust u/a/d 12/29/04. |
Common Stock
(I)
|
19,763 |
| 2025-05-19 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-05-19 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-05-19 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Common Stock
|
869 |
| 2025-05-19 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Common Stock
|
2,700 |
| 2025-05-19 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Common Stock
|
51 |
| 2025-05-19 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Common Stock
|
380 |
| 2025-04-25 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Stock option (Direct)
Granted pursuant to employment agreement. Options vest in equal amounts annually over three years beginning on the first anniversary of the grant date. |
Stock option
|
19,231 |
| 2025-04-25 | Roger Lisa |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Issued as incentive compensation. One-third of the shares vests April 25, 2027, one-third vests April 25, 2028, and the remaining third vests April 25, 2029. |
Common Stock
|
15,000 |
| 2025-03-28 | Roger Lisa |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the settlement of performance units in stock, net of 13,701 shares withheld to satisfy the withholding tax liability. |
Common Stock
|
20,170 |
| 2025-03-28 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the settlement of performance units in stock, net of 25,773 shares withheld to satisfy the withholding tax liability. |
Common Stock
|
75,023 |
| 2025-01-17 | Roger Lisa |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
The Form 3 filed on January 27, 2022 reported the granting of 7,693 shares, half of which vested January 17, 2024 and the remaining half vested January 17, 2025. Of the 3,847 shares that vested on January 17, 2025, 1,577 were withheld to cover the related tax liability. Of the 70,529 shares, 25,000 shares are subject to the following vesting requirements: one-third of the shares vests June 13, 2026, one-third vests June 13, 2027, and the remaining third vests June 13, 2028. |
Common Stock
|
1,577 |
| 2025-01-16 | Lang Steven |
Director, 10% Owner |
Award↑
Filing footnotes — Stock option (Direct)
Stock option granted as non-employee director board compensation. Option vests the day prior to the 2025 annual stockholders meeting. |
Stock option
|
11,574 |
| 2025-01-16 | Ortiz-Cochet Isabelle |
Director |
Award↑
Filing footnotes — Stock option (Direct)
Stock option granted as non-employee director board compensation. Option vests the day prior to the 2025 annual stockholders meeting. |
Stock option
|
11,574 |
| 2025-01-16 | WARE ALEXANDER H |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors. Shares vest the day prior to the 2025 annual stockholders meeting. Reporting person exercises voting and dispositive power as trustee of Alexander Ware Revocable Trust u/a/d 12/29/04. |
Common Stock
(I)
|
9,960 |
| 2025-01-16 | Cugine Joseph M. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors. Shares vest the day prior to the 2025 annual stockholders meeting. |
Common Stock
|
9,960 |
| 2025-01-16 | TINTER ARNOLD |
Director, Secretary |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors. Shares vest the day prior to the 2025 annual stockholders meeting. |
Common Stock
(I)
|
9,960 |
| 2024-12-16 | Roger Lisa |
Chief Financial Officer |
Sell↓
|
Common Stock
|
200 |
| 2024-12-16 | Roger Lisa |
Chief Financial Officer |
Sell↓
|
Common Stock
|
4,100 |
| 2024-12-16 | Roger Lisa |
Chief Financial Officer |
Sell↓
|
Common Stock
|
8 |
| 2024-12-16 | Roger Lisa |
Chief Financial Officer |
Sell↓
|
Common Stock
|
200 |
| 2024-12-16 | Roger Lisa |
Chief Financial Officer |
Sell↓
|
Common Stock
|
14 |
| 2024-12-05 | Lang Steven |
Director, 10% Owner |
Other↑
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
12,821 |
| 2024-12-05 | Ortiz-Cochet Isabelle |
Director |
Other↑
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
2,684 |
| 2024-12-05 | Cugine Joseph M. |
Director |
Other↑
Filing footnotes — Stock options (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock options
|
19,231 |
| 2024-12-05 | Ortiz-Cochet Isabelle |
Director |
Other↓
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
3,410 |
| 2024-12-05 | Cugine Joseph M. |
Director |
Other↓
Filing footnotes — Stock options (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock options
|
19,231 |
| 2024-12-05 | Ortiz-Cochet Isabelle |
Director |
Other↓
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
2,585 |
| 2024-12-05 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Other↓
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
19,231 |
| 2024-12-05 | Lang Steven |
Director, 10% Owner |
Other↓
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
4,981 |
| 2024-12-05 | Lang Steven |
Director, 10% Owner |
Other↑
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
3,102 |
| 2024-12-05 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Other↓
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
19,231 |
| 2024-12-05 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Other↑
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
19,231 |
| 2024-12-05 | Delle Coste Riccardo |
Director, Chief Executive Officer, 10% Owner |
Other↓
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
19,231 |
| 2024-12-05 | Lang Steven |
Director, 10% Owner |
Other↑
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
4,541 |
| 2024-12-05 | Ortiz-Cochet Isabelle |
Director |
Other↑
Filing footnotes — Stock option (Direct)
Reflects the extension of the expiration date of this stock option to 12/31/2026. Originally granted as compensation. |
Stock option
|
2,585 |