BRST · Broad Street Realty, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“The Company projects it will not have sufficient cash flow to cover its obligations over the next twelve months.”View the 10-Q filed Aug 19, 2025
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2024-09-24 | Topchy Alexander |
Chief Financial Officer |
Buy↑
|
Common Stock
|
4,800 |
| 2024-09-17 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.17 to $0.30, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
13,750 |
| 2024-09-11 | Topchy Alexander |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.168 to $0.246, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
9,575 |
| 2024-09-06 | Topchy Alexander |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.19 to $0.246, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
10,000 |
| 2024-08-26 | Topchy Alexander |
Chief Financial Officer |
Buy↑
|
Common Stock
|
5,000 |
| 2024-08-23 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1750 to $0.1887, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
22,510 |
| 2024-08-22 | Spiritos Samuel M |
Director |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-21 | Spiritos Samuel M |
Director |
Buy↑
|
Common Stock
|
30,000 |
| 2024-08-20 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
1,000 |
| 2024-08-16 | Spiritos Samuel M |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1211 to $0.1480, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
19,000 |
| 2024-08-16 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1170 to $0.1223, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4. Mr. Jacoby disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
17,500 |
| 2024-08-16 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1173 to $0.1414, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
36,000 |
| 2024-08-16 | Topchy Alexander |
Chief Financial Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.09 to $0.21, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
71,500 |
| 2024-07-01 | Spiritos Samuel M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued to the director under the Broad Street Realty, Inc. Amended and Restated 2020 Equity Incentive Plan in lieu of his cash retainer. |
Common Stock
|
38,393 |
| 2024-06-21 | Yockey Thomas M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted shares of common stock, all of which will vest on May 29, 2025. |
Common Stock
|
125,000 |
| 2024-06-21 | FOSTER JEFFREY H |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted shares of common stock, all of which will vest on May 29, 2025. |
Common Stock
|
125,000 |
| 2024-06-21 | Walraven Jeffery C |
EVP and CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted shares of common stock, all of which will vest on May 29, 2025. |
Common Stock
|
125,000 |
| 2024-06-21 | Neal Daniel J W |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted shares of common stock, all of which will vest on May 29, 2025. |
Common Stock
|
125,000 |
| 2024-06-21 | Spiritos Samuel M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted shares of common stock, all of which will vest on May 29, 2025. |
Common Stock
|
125,000 |
| 2024-05-17 | Topchy Alexander |
Chief Financial Officer |
Buy↑
|
Common Stock
|
2,500 |
| 2024-05-17 | Spiritos Samuel M |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.36 to $0.40, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
30,000 |
| 2024-04-18 | Jacoby Michael Z |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted shares of common stock granted pursuant to the Broad Street Realty, Inc. Amended and Restated 2020 Equity Incentive Plan (the "Plan") that vest ratably on each of January 2, 2025, January 2, 2026 and January 4, 2027. |
Common Stock
|
375,000 |
| 2024-04-18 | Topchy Alexander |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted shares of common stock granted pursuant to the Broad Street Realty, Inc. Amended and Restated 2020 Equity Incentive Plan that vest ratably on each of January 2, 2025, January 2, 2026 and January 4, 2027. |
Common Stock
|
125,000 |
| 2024-04-05 | Spiritos Samuel M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued to the director under the Broad Street Realty, Inc. Amended and Restated 2020 Equity Incentive Plan in lieu of his cash retainer. |
Common Stock
|
29,452 |
| 2024-01-02 | Spiritos Samuel M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued to the director under the Broad Street Realty, Inc. Amended and Restated 2020 Equity Incentive Plan in lieu of his cash retainer. |
Common Stock
|
11,945 |
| 2024-01-02 | Topchy Alexander |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock. |
Common Stock
|
9,125 |
| 2023-12-29 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
Mr. Jacoby disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
2,500 |
| 2023-12-29 | Neal Daniel J W |
Director |
Buy↑
|
Common Stock
|
31,998 |
| 2023-12-28 | Spiritos Samuel M |
Director |
Buy↑
|
Common Stock
|
2,500 |
| 2023-12-28 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.81 to $0.992, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Mr. Jacoby disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
6,500 |
| 2023-12-15 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
Mr. Jacoby disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
6,001 |
| 2023-12-07 | Yockey Thomas M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted shares of common stock, all of which will vest on October 23, 2024. |
Common Stock
|
55,555 |
| 2023-12-07 | Walraven Jeffery C |
EVP and CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted shares of common stock, all of which will vest on October 23, 2024. |
Common Stock
|
55,555 |
| 2023-12-07 | FOSTER JEFFREY H |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted shares of common stock, all of which will vest on October 23, 2024. |
Common Stock
|
55,555 |
| 2023-12-07 | Neal Daniel J W |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted shares of common stock, all of which will vest on October 23, 2024. |
Common Stock
|
55,555 |
| 2023-12-07 | Spiritos Samuel M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted shares of common stock, all of which will vest on October 23, 2024. |
Common Stock
|
55,555 |
| 2023-11-28 | Spiritos Samuel M |
Director |
Buy↑
|
Common Stock
|
9,080 |
| 2023-11-20 | Spiritos Samuel M |
Director |
Buy↑
|
Common Stock
|
920 |
| 2023-10-23 | Walraven Jeffery C |
EVP and CFO |
Other↑
|
No Securities Owned
|
0 |
| 2023-10-03 | Spiritos Samuel M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued to the director under the Broad Street Realty, Inc. Amended and Restated 2020 Equity Incentive Plan in lieu of his cash retainer. |
Common Stock
|
9,348 |
| 2023-09-26 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
Mr. Jacoby disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
4,926 |
| 2023-09-14 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.25, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4. Mr. Jacoby disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
5,298 |
| 2023-09-13 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.00 to $1.10, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Mr. Jacoby disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
2,500 |
| 2023-08-24 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.39, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4. Mr. Jacoby disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
900 |
| 2023-08-23 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.00 to $1.43, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Mr. Jacoby disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
7,000 |
| 2023-08-23 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
2,975 |
| 2023-08-21 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Indirect)
Mr. Jacoby disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
1,000 |
| 2023-08-17 | Jacoby Michael Z |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.65 to $0.78, inclusive. The Reporting Person undertakes to provide to Broad Street Realty, Inc., any security holder of Broad Street Realty, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. |
Common Stock
|
4,000 |
| 2023-07-03 | FOSTER JEFFREY H |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued to the director under the Broad Street Realty, Inc. Amended and Restated 2020 Equity Incentive Plan in lieu of his cash retainer. |
Common Stock
|
14,750 |
| 2023-07-03 | Spiritos Samuel M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued to the director under the Broad Street Realty, Inc. Amended and Restated 2020 Equity Incentive Plan in lieu of his cash retainer. |
Common Stock
|
10,750 |