CIM · Chimera Investment Corp

Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock,

Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

Dividend equivalent rights ("DERs") issued on RSUs and underlying performance stock units or PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera Investment Corporation common stock.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

Dividend equivalent rights ("DERs") issued on RSUs and underlying performance stock units or PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera Investment Corporation common stock.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

Dividend equivalent rights ("DERs") issued on RSUs and underlying performance stock units or PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera Investment Corporation common stock.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera Investment Corporation common stock.

Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2026, 2027 and 2028 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU is the economic equivalent of one share of Chimera common stock.

Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2026, 2027 and 2028 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU is the economic equivalent of one share of Chimera common stock.

Dividend equivalent rights ("DERs") issued on RSUs and underlying performance stock units or PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2026, 2027 and 2028 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU is the economic equivalent of one share of Chimera common stock.

Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2026, 2027 and 2028 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU is the economic equivalent of one share of Chimera common stock.

Dividend equivalent rights ("DERs") issued on RSUs and underlying performance stock units or PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Represents vesting of shares of Chimera Investment Corporation ("Chimera") common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU is the economic equivalent of one share of Chimera common stock.

DERs issued on Restricted Stock Units or RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Represents vesting of shares of Chimera Investment Corporation ("Chimera") common stock underlying performance stock units ("PSUs") and the dividend equivalent rights ("DERs") accrued on such PSUs since the grant date. Each PSU is the economic equivalent of one share of Chimera common stock.

DERs issued on Restricted Stock Units or RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Shares reported were withheld for payment of taxes associated with the settlement of deferred shares of Chimera Investment Corporation ("Chimera") common stock from the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs") pursuant to the liquidation of the Stock Award Deferral Program on November 30, 2025 as previously disclosed in Chimera's Annual Report on Form 10-K for the year ended December 31, 2024.

Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Shares reported were withheld for payment of taxes associated with the settlement of deferred shares of Chimera Investment Corporation ("Chimera") common stock from the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs") pursuant to the liquidation of the Stock Award Deferral Program on November 30, 2025 as previously disclosed in Chimera's Annual Report on Form 10-K for the year ended December 31, 2024.

Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Shares reported were withheld for payment of taxes associated with the settlement of deferred shares of Chimera Investment Corporation ("Chimera") common stock from the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs") pursuant to the liquidation of the Stock Award Deferral Program on November 30, 2025 as previously disclosed in Chimera's Annual Report on Form 10-K for the year ended December 31, 2024.

Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 10, 2026, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.28 to $13.40, inclusive. The reporting person undertakes to provide Chimera Investment Corporation, any security holder of Chimera, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

Dividend equivalent rights ("DERs") issued on RSUs, performance stock units and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

Dividend equivalent rights ("DERs") issued on RSUs, performance stock units and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

DERs issued on RSUs, PSUs, and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs").

DERs issued on RSUs, PSUs, and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2024, 2025 and 2026 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU is the economic equivalent of one share of Chimera common stock.

The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs, and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera Investment Corporation common stock ("Chimera common stock") underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2025, 2026 and 2027 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU is the economic equivalent of one share of Chimera common stock.

The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2025, 2026 and 2027 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU is the economic equivalent of one share of Chimera common stock.

The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs, and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2025, 2026 and 2027 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU is the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on December 31st of 2025, 2026 and 2027 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU is the economic equivalent of one share of Chimera common stock.

The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. Dividend equivalent rights ("DERs") issued on RSUs, underlying performance stock units or PSUs and deferred stock units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs.

The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024. Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.07 to $15.18, inclusive. The reporting person undertakes to provide Chimera Investment Corporation, any security holder of Chimera ("Chimera"), or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.85 to $14.99, inclusive. The reporting person undertakes to provide Chimera Investment Corporation, any security holder of Chimera ("Chimera"), or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.65 to $14.79, inclusive. The reporting person undertakes to provide Chimera Investment Corporation, any security holder of Chimera ("Chimera"), or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) June 5, 2025, or (2) the date of the Company's next annual stockholder's meeting and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person has elected to defer 50% of the shares under the Companys Stock Deferral Plan until separation from service. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock

The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

Represents shares of Chimera common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 5, 2025, or (2) the date of the next annual stockholders meeting of the Company and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. The reporting person has elected to defer 100% of the shares under the Company Stock Deferral Plan until separation from service. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

Each RSU has the economic equivalent of one share of Chimera common stock.

The total share numbers reflect a 1-for-3 reverse stock split that became effective following the close of business on May 21, 2024.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

Dividend equivalent rights ("DERs") issued on RSUs and vested and deferred performance shares units ("PSUs") are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock units ("RSUs").

Dividend equivalent rights ("DERs") issued on RSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.