CLNN · Clene Inc. · Holdings
$3.57
-0.08 (-2.19%)
At close · Sep 11
Going-concern doubt
— flagged Aug 14, 2026
Substantial doubt about the company's ability to continue as a going concern.
“These conditions raise substantial doubt about the Company's ability to continue as a going concern. To mitigate our funding needs, we plan to raise additional funding, including exploring equity financing and offerings, debt financing, licensing or collaboration arrangements with third parties, as well as utilizing our existing at-the-market facility and potential proceeds from the exercise of outstanding warrants and stock options. These plans are subject to market conditions and reliance on third parties, and there is no assurance that effective implementation of our plans will result in the necessary funding to continue current operations. During the three and six months ended June 30, 2026, we raised $7.0 million and $13.0 million, respectively, of gross proceeds from registered direct offerings of equity securities (see Note 13 to the condensed consolidated financial statements). While we have implemented cost-saving initiatives, including delaying and reducing certain research and development programs and commercialization efforts, reducing employee compensation, and eliminating certain staff positions, we have concluded that our plans do not alleviate the substantial doubt about our ability to continue as a going concern beyond one year from the date the condensed consolidated financial statements contained in this report are issued.”View the 10-Q filed Aug 14, 2026
Market Cap
$45.87M
Shares
12.85M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 33
Total Value: $19,599,676
Total Shares: 3,181,768
Institutional Ownership Trend
23 quarters
Holder Concentration
Across 33 13F filers · Δ vs Mar 31, 2026Top Holder
28.8%
+7.0 pts
Top 5
84.1%
+3.2 pts
Top 10
93.9%
+0.2 pts
HHI
1,665
Moderately concentrated+240
Quarterly Activity
vs Mar 31, 2026
New
7
Increased
10
Decreased
4
Sold Out
3
Unchanged
12
Holder count:
+4
Institutional value:
+81.2%
Shares held:
+45.0%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Small SCOGGIN MANAGEMENT LP | +300,000 | 600,000 | |
| Large Ensign Peak Advisors, Inc | +90,190 | 348,062 | |
| Mega BlackRock, Inc. | +27,760 | 61,559 | |
| Mega VANGUARD CAPITAL MANAGEMENT LLC | +25,476 | 333,706 | |
| Mega VANGUARD FIDUCIARY TRUST CO | +14,050 | 57,765 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Large PEAK6 LLC | −20,000 | 30,012 | |
| Mega UBS Group AG | −3,626 | 351 | |
| Large OSAIC HOLDINGS, INC. | −871 | 1,055 | |
| Mega BNP PARIBAS ARBITRAGE, SA | −10 | 13 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Micro Empery Asset Management, LP | 916,532 | $5,645,837 | |
| Large HRT FINANCIAL LP | 18,321 | $112,857 | |
| Mid ADAR1 Capital Management, LLC | 15,000 | $92,400 | |
| Mega JANE STREET GROUP, LLC | 10,203 | $62,850 | |
| Mega ROYAL BANK OF CANADA | 3,000 | $18,480 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Micro SymBiosis Capital Partners, LLC | 431,094 | $2,125,293 | |
| Mid Tower Research Capital LLC (TRC) | 444 | $2,188 | |
| Large MAI Capital Management | 100 | $493 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Micro Empery Asset Management, LP | $5,645,837 | 28.81% | 916,532 | Shares | 2026-08-11 | |
| Small SCOGGIN MANAGEMENT LP | $3,696,000 | 18.86% | 600,000 | Shares | 2026-08-14 | |
| Mid Boxer Capital Management, LLC | $2,941,492 | 15.01% | 477,515 | Shares | 2026-08-14 | |
| Large Ensign Peak Advisors, Inc | $2,144,061 | 10.94% | 348,062 | Shares | 2026-08-14 | |
| Mega VANGUARD CAPITAL MANAGEMENT LLC | $2,055,628 | 10.49% | 333,706 | Shares | 2026-08-13 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | $629,644 | 3.21% | 102,215 | Shares | 2026-08-12 | |
| Mega BlackRock, Inc. | $379,202 | 1.93% | 61,559 | Shares | 2026-08-07 | |
| Mega VANGUARD FIDUCIARY TRUST CO Bank | $355,832 | 1.82% | 57,765 | Shares | 2026-08-13 | |
| Micro Lunt Capital Management, Inc. | $321,921 | 1.64% | 52,260 | Shares | 2026-07-30 | |
| Mid PARSONS CAPITAL MANAGEMENT INC/RI | $229,416 | 1.17% | 37,243 | Shares | 2026-07-24 | |
| Large PEAK6 LLC | $184,873 | 0.94% | 30,012 | Shares | 2026-08-13 | |
| Mega STATE STREET CORP | $183,574 | 0.94% | 29,801 | Shares | 2026-08-07 | |
| Mega MORGAN STANLEY | $122,325 | 0.62% | 19,858 | Shares | 2026-08-13 | |
| Mega NORTHERN TRUST CORP Bank | $121,493 | 0.62% | 19,723 | Shares | 2026-08-13 | |
| Large HRT FINANCIAL LP | $112,857 | 0.58% | 18,321 | Shares | 2026-08-14 | |
| Mid ADAR1 Capital Management, LLC | $92,400 | 0.47% | 15,000 | Shares | 2026-08-14 | |
| Mid Arax Advisory Partners | $68,622 | 0.35% | 11,140 | Shares | 2026-08-10 | |
| Small PENN DAVIS MCFARLAND INC | $67,760 | 0.35% | 11,000 | Shares | 2026-07-15 | |
| Mega JANE STREET GROUP, LLC | $62,850 | 0.32% | 10,203 | Shares | 2026-08-14 | |
| Mega WELLS FARGO & COMPANY/MN | $36,510 | 0.19% | 5,927 | Shares | 2026-08-14 | |
| Mega Vanguard Global Advisers, LLC | $34,551 | 0.18% | 5,609 | Shares | 2026-08-13 | |
| Large JONES FINANCIAL COMPANIES LLLP | $30,800 | 0.16% | 5,000 | Shares | 2026-08-14 | |
| Mega ROYAL BANK OF CANADA Bank | $18,480 | 0.09% | 3,000 | Shares | 2026-08-14 | |
| Mega PNC FINANCIAL SERVICES GROUP, INC. | $16,847 | 0.09% | 2,735 | Shares | 2026-08-07 | |
| Micro Atlantic Private Wealth, LLC | $13,582 | 0.07% | 2,205 | Shares | 2026-08-11 | |
| Large Steward Partners Investment Advisory, LLC | $12,320 | 0.06% | 2,000 | Shares | 2026-08-13 | |
| Large OSAIC HOLDINGS, INC. | $6,498 | 0.03% | 1,055 | Shares | 2026-08-14 | |
| Mid SBI Securities Co., Ltd. Broker-Dealer | $6,314 | 0.03% | 1,025 | Shares | 2026-07-23 | |
| Mid GROUP ONE TRADING LLC | $4,225 | 0.02% | 686 | Shares | 2026-08-14 | |
| Mega UBS Group AG | $2,161 | 0.01% | 351 | Shares | 2026-08-13 | |
| Mega BARCLAYS PLC | $1,398 | 0.01% | 227 | Shares | 2026-08-14 | |
| Large US BANCORP \DE\ Bank | $123 | 0.00% | 20 | Shares | 2026-08-12 | |
| Mega BNP PARIBAS ARBITRAGE, SA | $80 | 0.00% | 13 | Shares | 2026-08-13 |
Key facts
CIK
1822791
CUSIP
185634201
13F (30d)
12 filings
12 filers
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