CNTN · Canton Strategic Holdings, Inc. · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-10-23 | Wendland Mark Paul |
Chief Executive Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting, without payment of an exercise price. Represents the time-based portion of a restricted stock unit award granted to the reporting person on October 23, 2026 under the Tharimmune, Inc. Amended and Restated 2023 Omnibus Equity Incentive Plan, as amended. Subject to the reporting person's continued employment through each vesting date, 25% of these restricted stock units vest on November 6, 2026, and the remaining 75% vest in twelve equal quarterly installments over the following 36 months. The restricted stock units do not have an expiration date. Vested restricted stock units will be settled in shares of the Issuer's common stock. |
Restricted Stock Units
|
1,031,821 |
| 2026-10-23 | Carter Pamela L |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 13,440 shares were vested as of October 23, 2026, (ii) 13,441 shares shall vest on January 11, 2027, (iii) 13,441 shares shall vest on April 12, 2027, and (iv) the remaining 13,441 shares shall vest on July 13, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date. |
Stock Option (Right to Buy)
|
53,763 |
| 2026-10-23 | Nangalia Rishi |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 13,440 shares were vested as of October 23, 2026, (ii) 13,441 shares shall vest on January 11, 2027, (iii) 13,441 shares shall vest on April 12, 2027, and (iv) the remaining 13,441 shares shall vest on July 13, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date. |
Stock Option (Right to Buy)
|
53,763 |
| 2026-10-23 | Toomey Mark Christopher |
President |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting, without payment of an exercise price. Represents the time-based portion of a restricted stock unit award granted to the reporting person on October 23, 2026 under the Tharimmune, Inc. Amended and Restated 2023 Omnibus Equity Incentive Plan, as amended. Subject to the reporting person's continued employment through each vesting date, 25% of these restricted stock units vest on November 6, 2026, and the remaining 75% vest in twelve equal quarterly installments over the following 36 months. The restricted stock units do not have an expiration date. Vested restricted stock units will be settled in shares of the Issuer's common stock. |
Restricted Stock Units
|
928,639 |
| 2026-10-23 | Sommers Jill E. |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 26,881 shares were vested as of October 23, 2026, (ii) 13,441 shares shall vest on November 1, 2026, and (iii) the remaining 13,441 shares shall vest on February 1, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date. |
Stock Option (Right to Buy)
|
53,763 |
| 2026-10-23 | Wiley William Thomas Jr. |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 26,881 shares were vested as of October 23, 2026, (ii) 13,441 shares shall vest on November 1, 2026, and (iii) the remaining 13,441 shares shall vest on February 1, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date. |
Stock Option (Right to Buy)
|
53,763 |
| 2026-10-23 | Kahler Thomas Clay |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 40,322 shares shall vest on October 23, 2026, and (ii) the remaining 13,441 shares shall vest on January 1, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date. |
Stock Option (Right to Buy)
|
53,763 |
| 2026-10-23 | Galvin Sean |
CFO |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy as an annual director equity grant. Grant of option to purchase Common Stock under the Issuer's Amended and Restated 2023 Omnibus Equity Incentive Plan. Of the shares subject to the option, (i) 13,440 shares were vested as of October 23, 2026, (ii) 13,441 shares shall vest on January 11, 2027, (iii) 13,441 shares shall vest on April 12, 2027, and (iv) the remaining 13,441 shares shall vest on July 13, 2027, in each case subject to the Reporting Person's continuous service as a member of the Issuer's board of directors immediately prior to the applicable vesting date. |
Stock Option (Right to Buy)
|
53,763 |
| 2026-05-26 | Stetz Gary S. |
Director, Chief Executive Officer |
Sell↓
|
Common Stock
|
12,500 |
| 2026-05-22 | Stetz Gary S. |
Director, Chief Executive Officer |
Sell↓
|
Common Stock
|
15,000 |
| 2026-05-22 | Stetz Gary S. |
Director, Chief Executive Officer |
Sell↓
|
Common Stock
|
10,000 |
| 2026-05-22 | Stetz Gary S. |
Director, Chief Executive Officer |
Sell↓
|
Common Stock
|
15,000 |
| 2026-05-22 | Stetz Gary S. |
Director, Chief Executive Officer |
Sell↓
|
Common Stock
|
10,000 |
| 2026-05-22 | Stetz Gary S. |
Director, Chief Executive Officer |
Sell↓
|
Common Stock
|
12,851 |
| 2026-05-22 | Stetz Gary S. |
Director, Chief Executive Officer |
Sell↓
|
Common Stock
|
15,000 |
| 2026-05-22 | Stetz Gary S. |
Director, Chief Executive Officer |
Sell↓
|
Common Stock
|
10,000 |
| 2025-11-03 | Rickel Nancy Davis |
Director |
Award↑
|
Stock Option
|
5,000 |
| 2025-11-03 | Liddy James Gordon |
Director |
Award↑
|
Stock Option
|
5,000 |
| 2025-11-03 | Kahler Thomas Clay |
Director |
Award↑
|
Stock Option
|
17,500 |
| 2025-11-03 | Parikh Sanam |
Director, COO |
Award↑
|
Stock Option
|
5,000 |
| 2025-11-03 | Appajosyula Sireesh |
Director |
Award↑
|
Stock Option
|
20,000 |
| 2025-11-03 | Gravitas Capital LP |
10% Owner |
Award↑
Filing footnotes — Stock Option (Indirect)
Gravitas Capital LP is a Delaware limited partnership whose sole general partner is Gravitas Capital Partners LLC. The managing member of Gravitas Partners LLC is Vincent S. LoPriore. As a result, Gravitas Capital LP is deemed to be the indirect owner of the securities held directly by Vincent S. LoPriore. Despite such shared beneficial ownership, the reporting persons disclaim that they constitute a statutory group within the meaning of Rule 13d-5(b) (1) of the Securities Exchange Act of 1934 |
Stock Option
(I)
|
90,000 |
| 2025-11-03 | LoPriore Vincent S |
Director, Executive Chairman |
Award↑
|
Stock Option
|
90,000 |
| 2025-11-03 | Stetz Gary S. |
Director, Chief Executive Officer |
Award↑
|
Stock Option
|
32,500 |
| 2025-08-04 | Appajosyula Sireesh |
Director |
Award↑
Filing footnotes — Stock Option (Direct)
45,000 of the stock options vest on date of grant and 45,000 vest on August 4, 2026. |
Stock Option
|
90,000 |
| 2025-08-04 | Parikh Sanam |
Director, COO |
Award↑
Filing footnotes — Stock Option (Direct)
25,000 of the stock options vest on date of grant and 25,000 vest on August 4, 2026. |
Stock Option
|
50,000 |
| 2025-06-23 | Anderson Kelly |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Common stock issued pursuant to the Tharimmune, Inc. 2023 Omnibus Equity Incentive Plan. |
Common Stock
|
6,300 |
| 2025-06-20 | Appajosyula Sireesh |
Director |
Buy↑
|
Common Stock
|
690 |
| 2025-06-20 | Appajosyula Sireesh |
Director |
Buy↑
|
Common Stock
|
60,806 |
| 2025-06-20 | Gravitas Capital LP |
10% Owner |
Buy↑
|
Common Stock
|
337,838 |
| 2025-06-20 | Parikh Sanam |
Director, COO |
Buy↑
|
Common Stock
|
1,000 |
| 2025-05-15 | Parikh Sanam |
Director, COO |
Buy↑
|
Common Stock
|
770 |
| 2025-01-13 | Appajosyula Sireesh |
Director |
Award↑
Filing footnotes — Options (right to buy) (Direct)
On January 13, 2025, the Reporting Person was granted options ("Options") to purchase up to 52,875s shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vested in full upon grant. |
Options (right to buy)
|
52,875 |
| 2025-01-13 | MILBY RANDY |
Director, CEO |
Award↑
Filing footnotes — Options (right to buy) (Direct)
On January 13, 2025, the Reporting Person was granted options ("Options") to purchase up to 80,958 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vested in full upon grant. |
Options (right to buy)
|
80,958 |
| 2024-12-19 | MILBY RANDY |
Director, CEO |
Buy↑
|
Common Stock
|
4,600 |
| 2024-11-13 | Appajosyula Sireesh |
Director |
Buy↑
|
Common Stock
|
5,000 |
| 2024-10-08 | MILBY RANDY |
Director, CEO |
Buy↑
|
Common Stock
|
354 |
| 2024-10-08 | Appajosyula Sireesh |
Director |
Buy↑
|
Common Stock
|
5,000 |
| 2024-10-08 | MILBY RANDY |
Director, CEO |
Buy↑
|
Common Stock
|
646 |
| 2024-10-08 | MILBY RANDY |
Director, CEO |
Buy↑
|
Common Stock
|
1,500 |
| 2024-08-09 | Anderson Kelly |
Director |
Award↑
Filing footnotes — Options (right to buy) (Direct)
On August 9, 2024, the Reporting Person was granted options ("Options") to purchase up to 2,353 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant. |
Options (right to buy)
|
2,353 |
| 2024-08-09 | Mazur Leonard L |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Options (right to buy) (Direct)
On August 9, 2024, the Reporting Person was granted options ("Options") to purchase up to 2,353 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant. |
Options (right to buy)
|
2,353 |
| 2024-08-09 | MILBY RANDY |
Director, CEO |
Award↑
Filing footnotes — Options (right to buy) (Direct)
On August 9, 2024, the Reporting Person was granted options ("Options") to purchase up to 57,707 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant. |
Options (right to buy)
|
57,707 |
| 2024-08-09 | Appajosyula Sireesh |
Director |
Award↑
Filing footnotes — Options (right to buy) (Direct)
On August 9, 2024, the Reporting Person was granted options ("Options") to purchase up to 38,087 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant. |
Options (right to buy)
|
38,087 |
| 2024-08-09 | Bui Lynne A. |
Director |
Award↑
Filing footnotes — Options (right to buy) (Direct)
On August 9, 2024, the Reporting Person was granted options ("Options") to purchase up to 2,353 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant. |
Options (right to buy)
|
2,353 |
| 2023-12-15 | MILBY RANDY |
Director, CEO |
Buy↑
|
Common Stock
|
29,000 |
| 2023-11-30 | MILBY RANDY |
Director, CEO |
Buy↑
|
Common Stock
|
10,000 |
| 2023-11-07 | Appajosyula Sireesh |
Director |
Award↑
Filing footnotes — Options (right to buy) (Direct)
On November 7, 2023, the Reporting Person was granted options ("Options") to purchase up to 25,000 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant. |
Options (right to buy)
|
25,000 |
| 2023-11-07 | Bui Lynne A. |
Director |
Award↑
Filing footnotes — Options (right to buy) (Direct)
On November 7, 2023, the Reporting Person was granted options ("Options") to purchase up to 25,000 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant. |
Options (right to buy)
|
25,000 |
| 2023-11-07 | Anderson Kelly |
Director |
Award↑
Filing footnotes — Options (right to buy) (Direct)
On November 7, 2023, the Reporting Person was granted options ("Options") to purchase up to 50,000 shares of the Registrant's common stock pursuant to the Registrant's 2023 Omnibus Equity Incentive Plan. The Options vest in 12 equal monthly installments with the first installment vesting on the date of grant. |
Options (right to buy)
|
50,000 |